GIRARD PENSION SERVICES, LLC
Adviser information for GIRARD PENSION SERVICES, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 117 | $557.0M |
| Non-Discretionary | 0 | $0 |
| Total | 117 | $557.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 67 | $557.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 329.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| GIRARD PENSION SERVICES | GIRARD PENSION SERVICES, LLC |
Identifiers
| SEC RIA File Number | 801-60904 |
|---|---|
| SEC ERA File Number | 801-60904 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117901 |
| Legal Entity Identifier | None |
Principal Office
4600 BROADWAYALLENTOWN
PA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 610-821-1331, Fax: 484-860-3475
Chief Compliance Officer
THOMAS HELLINGS
CHIEF COMPLIANCE OFFICER
41 W BROAD STREET
PO BOX 197
SOUDERTON
PA
United States
Tel:
215-721-8379
Fax:
215-723-3136
H********@*************M
(Full email address available in API data)
Industry Affiliates
| GIRARD ADVISORY SERVICES, LLC | Other investment adviser, including financial planners |
| GIRARD BENEFITS GROUP, LLC | Insurance company or agency |
| GIRARD INVESTMENT SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| UNIVEST BANK AND TRUST CO. | Banking or thrift institutionTrust company |
| UNIVEST INSURANCE, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| UNIVEST BANK AND TRUST CO. | Domestic Entity | – | PARENT COMPANY | 12/2008 | > 75% |
| HELLINGS, THOMAS, EDWIN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2019 | < 5% |
| UNIVEST FINANCIAL CORPORATION | Domestic Entity | UNIVEST BANK AND TRUST CO. | BANK HOLDING COMPANY | 12/2008 | > 75% |
| GEIBEL, DAVID, WARREN | Individual | – | PRESIDENT | 04/2020 | < 5% |
| CHUBB, TIMOTHY, SCOTT | Individual | – | CHIEF INVESTMENT OFFICER | 01/2019 | < 5% |