BCS WEALTH MANAGEMENT, LLC
BCS FINANCIAL, LLC Legal Name
Adviser information for BCS WEALTH MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,525 | $598.5M |
| Non-Discretionary | 6 | $867,475 |
| Total | 1,531 | $599.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 573 | $151.0M |
| HNW Individuals | 146 | $427.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.3M |
| Charitable organizations | <5 | $16.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 17 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-60905 |
|---|---|
| SEC ERA File Number | 801-60905 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 115489 |
| Legal Entity Identifier | None |
Principal Office
801 F SUNSET DRIVESUITE 1
JOHNSON CITY
TN
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 423-283-9821, Fax: 423-232-0457
Chief Compliance Officer
LAUREN OLANDER
801 F SUNSET DRIVE
SUITE 1
JOHNSON CITY
TN
United States
Tel:
423-283-9821
Fax:
423-232-0457
L*******@************M
(Full email address available in API data)
Regulatory Contact
NICHOLAS CLAY
MANAGING PARTNER
801 F SUNSET DRIVE
SUITE 1
JOHNSON CITY
TN
United States
Tel:
423-283-9821
Fax:
423-232-0457
N****@************M
(Full email address available in API data)
Industry Affiliates
| BLACKBURN, CHILDERS AND STEAGALL, PLC | Accountant or accounting firm |
| FIRST COVENANT TRUST AND ADVISORS, LLC | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLAY, NICHOLAS, ANDREW | Individual | – | MEMBER | 01/2011 | 10-25% |
| OLANDER, LAUREN, SHOCKLEY | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2014 | < 5% |
| SCB PARTNERSHIP | Domestic Entity | – | MEMBER | 11/2010 | 50-75% |
| GREER, THOMAS, SAMUAL | Individual | SCB PARTNERSHIP | GENERAL PARTNER | 11/2010 | |
| STEAGALL-JONES, MELISSA, SHAWN | Individual | SCB PARTNERSHIP | GENERAL PARTNER | 11/2010 | |
| FARMER, WADE, HARRISON | Individual | SCB PARTNERSHIP | GENERAL PARTNER | 11/2010 | |
| KISNER, CHAD, THOMAS | Individual | SCB PARTNERSHIP | GENERAL PARTNER | 11/2010 | |
| PETERS, KEVIN, ROBINSON | Individual | SCB PARTNERSHIP | GENERAL PARTNER | 11/2010 | |
| HATFIELD, JAMES, ANDREW | Individual | SCB PARTNERSHIP | GENERAL PARTNER | 01/2012 | |
| EDDY, MICHAEL, F | Individual | SCB PARTNERSHIP | GENERAL PARTNER | 12/2015 | |
| GOODWIN, NATHAN, CHRISTOPHER | Individual | – | MEMBER | 01/2017 | 5-10% |
| O'DELL, MYRA, ALYNE | Individual | – | MEMBER | 06/2017 | 10-25% |
| Benson, Kenneth, A | Individual | SCB PARTNERSHIP | GENERAL PARTNER | 01/2020 | |
| Presnell, Sarah, M | Individual | SCB PARTNERSHIP | GENERAL PARTNER | 01/2022 | |
| Fenner, Tara | Individual | SCB PARTNERSHIP | GENERAL PARTNER | 01/2023 |