SHAKER INVESTMENTS
SHAKER INVESTMENTS, L.L.C. Legal Name
Adviser information for SHAKER INVESTMENTS last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 263 | $227.8M |
| Non-Discretionary | 1 | $77,556 |
| Total | 264 | $227.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 79 | $16.2M |
| HNW Individuals | 67 | $99.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $94.7M |
| Pension and profit sharing plans | 5 | $2.1M |
| Charitable organizations | <5 | $1.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $13.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsMODEL DELIVERY FOR TAMP |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
3201 ENTERPRISE PARKWAYSUITE 310
BEACHWOOD
OH
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 216-292-2950, Fax: 216-292-2951
Chief Compliance Officer
KATHLEEN C. WICK
CCO / CONTROLLER
3201 ENTERPRISE PARKWAY
SUITE 310
BEACHWOOD
OH
United States
Tel:
216-292-2950
Fax:
216-292-2951
K****@***************M
(Full email address available in API data)
Regulatory Contact
RAYMOND RUND
MANAGING DIRECTOR
3201 ENTERPRISE PARKWAY
SUITE 310
BEACHWOOD
OH
United States
Tel:
216-292-2950
Fax:
216-292-2951
R**@***************M
(Full email address available in API data)
Industry Affiliates
| SHAKER HEDGE GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SHAKER INVESTMENTS TOWER FUND, L.P. | Hedge Fund | $94.7M | $0.3M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEMMELGARN, EDWARD, PAUL | Individual | – | PRESIDENT, DIRECTOR & MEMBER | 01/2002 | > 75% |
| RUND, RAYMOND, JOSEPH | Individual | – | MANAGING DIRECTOR, SENIOR RESEARCH ANALYST | 09/2006 | < 5% |
| HAMMOND, JANICE, LYNNE | Individual | – | SECRETARY OF SHAKER INVESTMENTS LLC | 01/2013 | 5-10% |
| Wick, Kathleen, Coates | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Airbnb Inc. | COM CL A | 2M | 13K | – |
| Alamo Group Inc. | COM | 695K | 4K | – |
| Allient Inc | COM | 338K | 13K | – |
| Alphabet Inc. | CAP STK CL A | 9M | 49K | – |
| Amazon.com | COM | 9M | 46K | – |
| Amphastar Pharmaceuticals Inc. | COM | 742K | 19K | – |
| Apple Inc. | COM | 3M | 13K | – |
| Argan, Inc. | COM | 1M | 16K | – |
| Arista Networks, Inc. | COM | 6M | 16K | – |
| AutoZone Inc. | COM | 978K | 330 | – |
| Avery Dennison Corp. | COM | 791K | 4K | – |
| Axcelis Technologies Inc. | COM NEW | 685K | 5K | – |
| Axos Financial Inc. | COM | 26M | 460K | – |
| Boot Barn Holdings Inc. | COM | 832K | 6K | – |
| Broadcom Ltd. | COM | 8M | 5K | – |
| Camtek Ltd. | ORD | 748K | 6K | – |
| Casey's General Stores, Inc. | COM | 4M | 10K | – |
| CDW Corporation | COM | 2M | 9K | – |
| Cencora Inc. | COM | 4M | 19K | – |
| Charles River Laboratories | COM | 1M | 7K | – |
| Clearfield Inc | COM | 1M | 34K | – |
| CoStar Group, Inc. | COM | 3M | 47K | – |
| D. R. Horton Inc. | COM | 2M | 12K | – |
| Dexcom Inc. | COM | 5M | 46K | – |
| Diamondback Energy, Inc. | COM | 5M | 23K | – |
| DoubleVerify Holdings Inc | COM | 669K | 34K | – |
| Duolingo Inc. | CL A COM | 2M | 10K | – |
| Encore Capital Group, Inc. | COM | 1M | 34K | – |
| EOG Resources, Inc. | COM | 3M | 24K | – |
| Euronet Worldwide, Inc. | COM | 3M | 29K | – |
| First Trust Low Duration Oppty ETF (LMBS) | FST LOW OPPT EFT | 277K | 6K | – |
| Fortinet Inc. | COM | 1M | 20K | – |
| Global Payments Inc. | COM | 677K | 7K | – |
| Global X S&P 500 Catholic Values ETF | S&P 500 CATHOLIC | 200K | 3K | – |
| Globant SA | COM | 2M | 11K | – |
| Halozyme Therapeutics Inc. | COM | 4M | 67K | – |
| ICON PLC | SHS | 3M | 9K | – |
| Insight Enterprises Inc. | COM | 834K | 4K | – |
| Installed Building Products, Inc. | COM | 2M | 9K | – |
| Iovance Biotherapeutics Inc. | COM | 632K | 79K | – |
| iRadimed Corp | COM | 905K | 21K | – |
| iShares Barclays 1-3 Yr Treasury ETF (SHY) | 1 3 YR TREAS BD | 211K | 3K | – |
| Kirby Corp. | COM | 4M | 37K | – |
| Lantheus Holdings Inc. | COM | 2M | 28K | – |
| LeMaitre Vascular, Inc. | COM | 1M | 14K | – |
| M/I Homes Inc. | COM | 2M | 13K | – |
| Matador Resources Co. | COM | 2M | 32K | – |
| Medpace Holdings Inc | COM | 4M | 10K | – |
| Meta Platforms Inc. | CL A | 2M | 4K | – |
| Microchip Technology | COM | 2M | 25K | – |
| Micron Technology | COM | 9M | 70K | – |
| Microsoft Corp | COM | 5M | 11K | – |
| Monolithic Power Systems Inc | COM | 3M | 4K | – |
| Monster Beverage Corp. | COM | 2M | 35K | – |
| Motorola Solutions Inc. | COM NEW | 3M | 7K | – |
| Napco Security Systems Inc. | COM | 1M | 24K | – |
| Nexstar Media Group Inc. | COMMON STOCK | 551K | 3K | – |
| Novo Nordisk A/S - ADR | ADR | 1M | 8K | – |
| NVIDIA Corp | COM | 8M | 62K | – |
| NXP Semiconductor NV | COM | 2M | 9K | – |
| O'Reilly Automotive | COM | 3M | 3K | – |
| Ollie's Bargain Outlet Holdings Inc. | COM | 3M | 32K | – |
| Onto Innovation Inc. | COM | 862K | 4K | – |
| Paycom Software Inc. | COM | 2M | 11K | – |
| Paylocity Holding Corp. | COM | 2M | 12K | – |
| Qualys Inc | COM | 2M | 12K | – |
| Salesforce, Inc. | COM | 2M | 8K | – |
| Schwab US Large Cap ETF (SCHX) | US LRG CAP ETF | 217K | 3K | – |
| SPDR Portfolio S&P 500 ETF (SPLG) | PORTFOLIO S&P500 | 1M | 20K | – |
| SPDR S&P 500 ETF Trust (SPY) | TR UNIT | 2M | 3K | – |
| SPDR S&P Biotech ETF (XBI) | S&P BIOTECH | 543K | 6K | – |
| SPDR S&P Mid Cap 400 ETF (MDY) | UTSER1 S&PDCRP | 323K | 603 | – |
| Sprouts Farmers Market Inc. | COM | 4M | 44K | – |
| SPS Commerce Inc. | COM | 564K | 3K | – |
| Taiwan Semiconductor-Sp Adr | SPONSORED ADS | 2M | 13K | – |
| TD SYNNEX Corp. | COM | 901K | 8K | – |
| Texas Roadhouse, Inc. | COM | 3M | 15K | – |
| Tractor Supply Co. | COM | 513K | 2K | – |
| UFP Industries Inc. | COM | 513K | 5K | – |
| Upwork Inc. | COM | 2M | 194K | – |
| Vanguard S&P 500 ETF (VOO) | S&P 500 ETF SHS | 834K | 2K | – |
| Veeco Instruments Inc | COM | 2M | 45K | – |
| Veeva Systems Inc. | CL A COM | 754K | 4K | – |
| Visa Inc. - Class A Shares | COM CL A | 4M | 16K | – |
| Watsco, Inc. | COM | 4M | 8K | – |
| WESCO International, Inc. | COM | 3M | 19K | – |
| Wintrust Financial Corp | COM | 3M | 29K | – |
| Zebra Technologies Corp | CL A | 4M | 12K | – |