TAG ASSOCIATES LLC
Adviser information for TAG ASSOCIATES LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 71 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 100 | $337.8M |
| Non-Discretionary | 1,303 | $8.4B |
| Total | 1,403 | $8.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 96 | $8.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $198.8M |
| Pension and profit sharing plans | <5 | $12.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-60908 |
|---|---|
| SEC ERA File Number | 801-60908 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116959 |
| Legal Entity Identifier | None |
Principal Office
810 SEVENTH AVENUE7TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-275-1500, Fax: 212-275-1510
Chief Compliance Officer
JORGE GONZALEZ
MANAGING DIRECTOR, IN-HOUSE COUNSEL
C/O TAG ASSOCIATES LLC
810 SEVENTH AVENUE, 7TH FLOOR
NEW YORK
NY
United States
Tel:
212-275-1563
Fax:
212-275-1510
J********@***********M
(Full email address available in API data)
Regulatory Contact
DAVID BASNER
CHIEF EXECUTIVE OFFICER
C/O TAG ASSOCIATES, LLC
810 SEVENTH AVENUE, 7TH FLOOR
NEW YORK
NY
United States
Tel:
212 275 1500
Fax:
212 275 1510
D******@***********M
(Full email address available in API data)
Industry Affiliates
| GF CAPITAL ASSET ADVISORS, LLC | Other investment adviser, including financial planners |
| GF CAPITAL ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| GF CAPITAL CSE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GF CAPITAL PRIVATE EQUITY GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GF CAPITAL PRIVATE EQUITY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GF CAPITAL PRIVATE EQUITY MANAGEMENT, LLC | Other investment adviser, including financial planners |
| GF EDGECOMBE VENTURES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GF MIDTOWN EAST GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GF P&B GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GF RIVERSIDE DRIVE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TAG ASSOCIATES FLORIDA LLC | Other investment adviser, including financial planners |
| TAG PORTFOLIO MANAGEMENT GROUP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TAG BLOCKCHAIN OPPORTUNITIES FUND SERIES OF TAG SERIES FUND, LLC | Private Equity Fund | $11.0M | $0.1M | 66 |
| TAG DISLOCATION & RECOVERY FUND SERIES OF TAG SERIES FUND, LLC | Private Equity Fund | $22.2M | $0.1M | 83 |
| TAG DISTRESSED DEBT FUND II, LLC | Private Equity Fund | $6.3M | $0.0M | 47 |
| TAG DISTRESSED DEBT FUND III, LLC | Private Equity Fund | $3.7M | $0.0M | 56 |
| TAG DIVERSIFIED STRATEGIES FUND, LP | Hedge Fund | $30.1M | $0.0M | 28 |
| TAG MASTER RELATIVE VALUE FUND LLC | Hedge Fund | $117.1M | $5.0M | 2 |
| TAG RELATIVE VALUE CLIENT FUND, LP | Hedge Fund | $75.5M | $0.1M | 48 |
| TAG RELATIVE VALUE OFFSHORE FUND, LTD. | Hedge Fund | $41.5M | $0.1M | 33 |
| TAG YIELD OPPORTUNITIES FUND, LLC | PRIVATE DEBT AND YIELD FUND | $8.5M | $0.0M | 52 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TAG ASSOCIATES HOLDING, LLC | Domestic Entity | – | MEMBER | 01/2002 | > 75% |
| FUHRMAN, GARY, LEE | Individual | TAG ASSOCIATES HOLDINGS LLC | CHAIRMAN | 10/2009 | > 75% |
| GONZALEZ, JORGE, L | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2004 | < 5% |
| BASNER, DAVID, ERIC | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2010 | < 5% |
| FUHRMAN, GARY, LEE | Individual | – | CHAIRMAN OF TAG ASSOCIATES & TAG HOLDINGS | 10/2009 | < 5% |
| BASNER, DAVID, ERIC | Individual | TAG ASSOCIATES HOLDINGS LLC | PRESIDENT | 10/2009 | |
| BERGMAN, JONATHAN, MICHAEL | Individual | – | PRESIDENT | 03/2019 | < 5% |