GENERATION PMCA CORP.
Adviser information for GENERATION PMCA CORP. last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | NOVEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 370 | $49.2M |
| Non-Discretionary | 1 | $53,244 |
| Total | 371 | $49.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 274 | $24.9M |
| HNW Individuals | 63 | $16.5M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $3.6M |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | 16 | $4.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 85 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsADVISE CORPORATIONS SEEKING FINANCING AND PROVIDE REFERRALS OF INVESTORS AND/OR LENDERS |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-60917 |
|---|---|
| SEC ERA File Number | 801-60917 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117842 |
| Legal Entity Identifier | 549300MI2GX782ANKO08 |
Principal Office
22 ST. CLAIR AVENUE EAST18TH FLOOR
TORONTO, ONTARIO
Canada
Monday - Friday, 9AM-5PM
Tel: 416-861-0774, Fax: 416-867-9771
Chief Compliance Officer
SASHA RNJAK
VICE PRESIDENT
22 ST. CLAIR AVENUE EAST
18TH FLOOR
TORONTO, ONTARIO
Canada
Tel:
416-956-9616
Fax:
416-867-9771
S*****@*****************M
(Full email address available in API data)
Regulatory Contact
ADAM ABRAMSON
SENIOR VICE PRESIDENT, GENERAL COUNSEL
22 ST. CLAIR AVENUE EAST
18TH FLOOR
TORONTO
Canada
Tel:
416-956-9615
A********@*****************M
(Full email address available in API data)
Industry Affiliates
| GENERATION IACP INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ABRAMSON, RANDALL, DOV | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 09/1999 | < 5% |
| 1346049 ONTARIO LIMITED | Foreign Entity | – | SHAREHOLDER | 09/1999 | > 75% |
| ABRAMSON, ADAM, LYLE | Individual | – | DIRECTOR, VICE-PRESIDENT, GENERAL COUNSEL | 01/2002 | < 5% |
| ABRAMSON, RANDALL, DOV | Individual | 1346049 ONTARIO LIMITED | PRESIDENT, DIRECTOR, SHAREHOLDER | 08/1999 | > 75% |
| Srikaruna, Manchula, NNN | Individual | – | CHIEF FINANCIAL OFFICER | 02/2020 | < 5% |
| Rnjak, Sasa, NNN | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2019 | < 5% |