Hedge Fund Database

HAMLIN CAPITAL MANAGEMENT, LLC

Adviser information for HAMLIN CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 22
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,796 $7.1B
Non-Discretionary 0 $0
Total 1,796 $7.1B

Clients

Type Number RAUM
Individuals 271 $151.9M
HNW Individuals 1,238 $3.2B
Banking or thrift institutions 0 $0
Investment companies 1 $1.2B
Business development companies 0 $0
Pooled investment vehicles 36 $1.2B
Pension and profit sharing plans 17 $242.7M
Charitable organizations 47 $268.7M
State or municipal gov entities 16 $116.0M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 170 $706.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 548.3M
Both for Same 0
Portfolio Manager to Program Sponsor
STIFEL CLIENT DIRECTED UNIFIED MANAGED ACCOUNT PROGRAM STIFEL, NICOLAUS & COMPANY, INCORPORATED
MANAGED ACCOUNTS CONSULTING UBS FINANCIAL SERVICES INC.
DYNASTY WEALTH MANAGEMENT LLC WRAP PROGRAM DYNASTY WEALTH MANAGEMENT, LLC
PRIVATE ADVISOR NETWORK WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
IMS - INVESTMENT MANAGEMENT SERVICES MORGAN STANLEY
NEW EDGE WEALTH, LLC TRADITIONAL SMA NEW EDGE WEALTH

Identifiers

SEC RIA File Number 801-60945
SEC ERA File Number 801-60945
SEC CIK Numbers 1277403
SEC CRD Numbers 119278
Legal Entity Identifier None

Principal Office

640 FIFTH AVENUE, 11TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 A.M. - 6:00 P.M.
Tel: 212.752.8777, Fax: 212.752.5698

Websites

www.hamlincm.com www.hamlinfunds.com www.hamlincapitalllc.com www.linkedin.com/company/hamlin-capital-management/

Chief Compliance Officer

JEREMI ROUX
GENERAL COUNSEL
640 FIFTH AVENUE,11TH FLOOR
NEW YORK
NY
United States
Tel: 212.752.8777
Fax: 212.752.5698
(Full email address available in API data)

Industry Affiliates

HAMLIN CAPITAL ADVISORS, LLC Registered municipal advisor
HAMLIN-CREST GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
HAMLIN INCOME PLUS FUND, LP LONG ONLY HIGH YIELD MUNICIPAL BONDS $285.9M $0.5M 356
HAMLIN YIELD PARTNERS, LP LONG ONLY HIGH YIELD MUNICIPAL BONDS AND DIVIDEND EQUITIES $139.7M $0.3M 92

Control Persons

Name Type Entity Title Since Ownership
STITZER, LUCY, CAROLINE MACMILLAN Individual – OWNER 01/2008 50-75%
FINEGAN, DEBORAH, ANNE Individual – CHIEF OPERATING OFFICER 09/2004 5-10%
STITZER, MARK, (NMN) Individual – CHIEF EXECUTIVE OFFICER 01/2003 50-75%
BRIDY, JOSEPH, JOHN Individual – FIXED INCOME ANALYST 07/2004 10-25%
DAGNES, CHRISTOPHER, MICHAEL Individual – EQUITY PORTFOLIO MANAGER 07/2001 5-10%
GARLAND, CHARLES, STEDMAN Individual – EQUITY PM AND RELATIONSHIP MANAGER 01/2010 10-25%
ROUX, JEREMI, (NMN) Individual – GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER 07/2015 < 5%
LOVERRO, ROBERT, ARMSTRONG Individual – CHIEF FINANCIAL OFFICER 03/2013 < 5%

No. Employees, Historic

30150201920202021202220232024202521 on 4/5/201922 on 3/20/202022 on 5/7/202022 on 6/11/202022 on 6/30/202022 on 11/4/202022 on 3/31/202122 on 3/30/202222 on 10/5/202222 on 3/22/202322 on 1/2/202422 on 1/2/202422 on 3/21/2024

RAUM, Historic

8B4B020192020202120222023202420254253492994 on 4/5/20194705757883 on 3/20/20204705757883 on 5/7/20204705757883 on 6/11/20204705757883 on 6/30/20204705757883 on 11/4/20204846730121 on 3/31/20215840637873 on 3/30/20225840637873 on 10/5/20226349735689 on 3/22/20236349735689 on 1/2/20246349735689 on 1/2/20247085675359 on 3/21/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251234 on 4/5/20191287 on 3/20/20201287 on 5/7/20201287 on 6/11/20201287 on 6/30/20201287 on 11/4/20201212 on 3/31/20211319 on 3/30/20221319 on 10/5/20221540 on 3/22/20231540 on 1/2/20241540 on 1/2/20241796 on 3/21/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 163M 948K –
ARES MANAGEMENT CORPORATION CL A COM STK 155M 1M –
BROADCOM INC COM 217M 135K –
CME GROUP INC COM 126M 641K –
COMCAST CORP NEW CL A 102M 3M –
CONOCOPHILLIPS COM 161M 1M –
CUMMINS INC COM 134M 485K –
DARDEN RESTAURANTS INC COM 106M 700K –
ENTERPRISE PRODS PARTNERS L COM 142M 5M –
EXTRA SPACE STORAGE INC COM 82M 529K –
GENUINE PARTS CO COM 73M 527K –
HOME DEPOT INC COM 115M 334K –
JOHNSON & JOHNSON COM 125M 852K –
KEURIG DR PEPPER INC COM 88M 3M –
LAMAR ADVERTISING CO NEW CL A 159M 1M –
MORGAN STANLEY COM NEW 135M 1M –
OLD REP INTL CORP COM 147M 5M –
PAYCHEX INC COM 125M 1M –
PROCTER AND GAMBLE CO COM 148M 900K –
PUBLIC SVC ENTERPRISE GRP IN COM 167M 2M –
SNAP ON INC COM 118M 450K –
TARGET CORP COM 116M 783K –
TEXAS INSTRS INC COM 144M 740K –
UNILEVER PLC SPON ADR NEW 136M 2M –
UNITED PARCEL SERVICE INC CL B 75M 548K –
WATSCO INC COM 136M 293K –