VANBARTON GROUP LLC
Adviser information for VANBARTON GROUP LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $2.0B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $2.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesACQUISITION, TRANSACTION FINANCING FEES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-60947 |
|---|---|
| SEC ERA File Number | 801-60947 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119128 |
| Legal Entity Identifier | None |
Principal Office
292 MADISON AVENUE7TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 6:00PM
Tel: 212-293-8800, Fax: 212-293-8805
Chief Compliance Officer
BERNADETTE MURPHY
CHIEF COMPLIANCE OFFICER
292 MADISON AVENUE
7TH FLOOR
NEW YORK
NY
United States
Tel:
212-293-8800
Fax:
212-293-8805
C*********@*****************M
(Full email address available in API data)
Regulatory Contact
DAMIANO BUFFA
CHIEF FINANCIAL OFFICER
292 MADISON AVENUE
7TH FLOOR
NEW YORK
NY
United States
Tel:
212-293-8865
B****@*****************M
(Full email address available in API data)
Industry Affiliates
| VANBARTON INTERBOROUGH FUND MM LLC | Sponsor, GP, manager of pooled investment vehicles |
| VANBARTON SERVICES LLC | Real estate broker or dealer |
| VANBARTON VTC FUND I INVESTOR LLC | Sponsor, GP, manager of pooled investment vehicles |
| VANBARTON-US STRATEGIC MASTER GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| VBG SPECIAL SITUATIONS INVESTOR LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EO HOLDINGS LLC AND SUBSIDIARIES | Real Estate Fund | $1,793.9M | $0.0M | 1 |
| NYC VANBARTON INTERBOROUGH FUND LLC | Real Estate Fund | $178.2M | $0.0M | 6 |
| VANBARTON - US STRATEGIC VENTURE L.P. | Real Estate Fund | $543.6M | $0.0M | 4 |
| VANBARTON VTC FUND I LLC | Real Estate Fund | $311.1M | $0.0M | 2 |
| VBG SPECIAL SITUATIONS FUND LLC | Real Estate Fund | $635.8M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TISCHLER, GARY, MARTIN | Individual | – | DIRECTOR AND OFFICER | 01/1998 | < 5% |
| COLES, RICHARD, A.C. | Individual | – | DIRECTOR AND OFFICER | 08/2005 | < 5% |
| COLES, RICHARD, A.C. | Individual | PLEASANT RIDGE HOLDINGS, LLC | MEMBER | 06/2015 | > 75% |
| TISCHLER, GARY, MARTIN | Individual | TRAVENCIO LLC | MEMBER | 06/2015 | > 75% |
| VANBARTON LLC | Domestic Entity | – | MEMBER | 06/2015 | > 75% |
| BUFFA, DAMIANO, MICHAEL | Individual | – | CHIEF FINANCIAL OFFICER | 03/2014 | < 5% |
| PLEASANT RIDGE VANBARTON-LC/OH LLC | Domestic Entity | VANBARTON LLC | MEMBER | 06/2015 | 50-75% |
| TRAVENCIO LLC | Domestic Entity | TRAVENCIO CREST, LLC | MEMBER | 06/2015 | > 75% |
| MURPHY, BERNADETTE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| PLEASANT RIDGE HOLDINGS, LLC | Domestic Entity | PLEASANT RIDGE VANBARTON-LC/OH LLC | MEMBER | 06/2015 | > 75% |
| TRAVENCIO CREST, LLC | Domestic Entity | VANBARTON LLC | MEMBER | 06/2015 | 50-75% |