CHESAPEAKE INVESTMENT MANAGEMENT LLC
Adviser information for CHESAPEAKE INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 150 | $160.0M |
| Non-Discretionary | 0 | $0 |
| Total | 150 | $160.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 146 | $150.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $10.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-60951 |
|---|---|
| SEC ERA File Number | 801-60951 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119010 |
| Legal Entity Identifier | None |
Principal Office
1501 FARM CREDIT DR.SUITE 2450
MCLEAN
VA
United States
Monday - Friday, 9AM-5PM
Tel: 202-821-1530, Fax: 202-821-1530
Websites
Chief Compliance Officer
SCOTT E. BECK
PRESIDENT, CCO
1501 FARM CREDIT DR.
SUITE 2450
MCLEAN
VA
United States
Tel:
202-821-1530
Fax:
202-821-1530
S****@***************M
(Full email address available in API data)
Regulatory Contact
E. ANTONIO SARRGE
PRINCIPAL, CTO
1501 FARM CREDIT DR.
SUITE 2450
MCLEAN
VA
United States
Tel:
202-821-1530
Fax:
202-821-1530
T******@***************M
(Full email address available in API data)
Industry Affiliates
| BIGGER & COMPANY, LLC | Other investment adviser, including financial plannersInsurance company or agency |
| M&L SPECIAL NEEDS PLANNING, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BECK, SCOTT, ERNEST | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 01/2002 | > 75% |
| SARRGE, EUGENE, ANTONIO | Individual | – | VICE PRESIDENT, CTO | 01/2005 | 25-50% |