TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY
TAYLOR ADVISORS, INC. Legal Name
Adviser information for TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kentucky, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $868.4M |
| Non-Discretionary | 144 | $15.9B |
| Total | 147 | $16.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 146 | $16.8B |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $16.0M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsINVESTMENT CONSULTING FOR INSTITUTIONAL CLIENTS |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-60952 |
|---|---|
| SEC ERA File Number | 801-60952 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119300 |
| Legal Entity Identifier | None |
Principal Office
700 NORTH HURSTBOURNE PKWYSUITE 110
LOUISVILLE
KY
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 502-412-2524, Fax: None
Chief Compliance Officer
MARIANE LEE
150 N. RIVERSIDE PLAZA, 17TH FLOOR
CHICAGO
IL
United States
Tel:
917-858-2854
M**********@*******************M
(Full email address available in API data)
Regulatory Contact
SARAH SIMMON
COMPLIANCE
300 W BROADWAY
SUITE 200
COUNCIL BLUFFS
IA
United States
S***********@*******************M
(Full email address available in API data)
Industry Affiliates
| GLOBAL RETIREMENT PARTNERS LLC | Other investment adviser, including financial planners |
| HUB INTERNATIONAL INVESTMENT SERVICES INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HUB INVESTMENT ADVISORS, INC | Other investment adviser, including financial planners |
| MILLENNIUM ADVISORY SERVICES, INC. | Other investment adviser, including financial planners |
| RPA FINANCIAL, LLC | Other investment adviser, including financial planners |
| TCG ADVISORS, LLC A HUB INTERNATIONAL COMPANY | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TAYLOR, JAMES, "TODD" | Individual | – | SENIOR VICE PRESIDENT, MANAGING DIRECTOR | 12/2022 | < 5% |
| SOKOLIC, ADAM | Individual | – | DIRECTOR | 12/2022 | < 5% |
| HUB INTERNATIONAL LIMITED | Domestic Entity | – | SOLE SHAREHOLDER | 03/2022 | > 75% |
| HOCKEY INTERMEDIATE INC. | Domestic Entity | HUB INTERNATIONAL LIMITED | SHAREHOLDER | 10/2013 | > 75% |
| HOCKEY PARENT INC. | Domestic Entity | HOCKEY INTERMEDIATE INC. | SHAREHOLDER | 10/2013 | > 75% |
| HOCKEY PARENT HOLDINGS L.P. | Domestic Entity | HOCKEY PARENT INC. | SHAREHOLDER | 10/2013 | > 75% |
| HOCKEY INVESTMENTS L.P. | Domestic Entity | HOCKEY PARENT HOLDINGS L.P. | LIMITED PARTNER | 10/2013 | 50-75% |
| HOCKEY PARENT HOLDINGS GP, LLC | Domestic Entity | HOCKEY PARENT HOLDINGS L.P. | GENERAL PARTNER | 10/2013 | |
| HOCKEY PARENT HOLDINGS L.P. | Domestic Entity | HOCKEY PARENT HOLDINGS GP, LLC | MANAGING MEMBER | 10/2013 | > 75% |
| LEE, MARIANE, ASHLEY | Individual | – | INTERIM CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |
| ANTSKAITIS, ALEXANDER, ALEXANDROVICH | Individual | – | PRESIDENT, MANAGING DIRECTOR | 12/2022 | < 5% |