ATTUCKS ASSET MANAGEMENT, LLC
Adviser information for ATTUCKS ASSET MANAGEMENT, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $4.1B |
| Non-Discretionary | 0 | $0 |
| Total | 19 | $4.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 16 | $3.4B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $323.8M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $374.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Principal Office
321 NORTH CLARK STREETSUITE 740
CHICAGO
IL
United States
Monday - Friday, 8:30 A.M - 5:00 P.M.
Tel: 312-422-9200, Fax: 312-422-9201
Chief Compliance Officer
DEREK TALLEY
CHIEF OPERATING OFFICER
321 NORTH CLARK STREET
SUITE 740
CHICAGO
IL
United States
Tel:
312-422-9900
Fax:
312-422-9201
D***********@***************M
(Full email address available in API data)
Regulatory Contact
LESLIE F. BOND, JR.
CEO
321 NORTH CLARK STREET
SUITE 740
CHICAGO
IL
United States
Tel:
312-422-9200
Fax:
312-422-9201
L******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOND, LESLIE, FEE | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2001 | 50-75% |
| Lyons, Vennie, Alvin | Individual | – | MANAGING DIRECTOR | 12/2016 | < 5% |
| Talley, Derek, Anthony | Individual | – | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |
| LESLIE F. BOND, JR. TRUST, DATED JULY 28, 2016 | Domestic Entity | – | TRUST | 07/2016 | > 75% |