CITIGROUP ALTERNATIVE INVESTMENTS LLC
Adviser information for CITIGROUP ALTERNATIVE INVESTMENTS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $312.0M |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $312.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $200.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 7 | $111.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 34 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
388 GREENWICH STREET17 TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 212-816-4350, Fax: 646-861-6413
Chief Compliance Officer
SCOTT SPILKEVITZ
CHIEF COMPLIANCE OFFICER
388 GREENWICH STREET
16TH FLOOR
NEW YORK
NY
United States
Tel:
212-816-7713
Fax:
917-464-2372
S***************@*******M
(Full email address available in API data)
Industry Affiliates
| CITI EMPLOYEE FUND SERVICES | Banking or thrift institution |
| CITIBANK, N.A. | Banking or thrift institution |
| CITIGROUP GLOBAL MARKETS INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered security-based swap dealerFutures commission merchant |
| GWII INFRASTRUCTURE INVESTMENTS LLP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASIA ENTERPRISE III OFFSHORE L.P. | Private Equity Fund | $94.1M | $0.3M | 88 |
| ASIA ENTERPRISE III ONSHORE L.P. | Private Equity Fund | $49.5M | $0.3M | 220 |
| CO-INVESTMENT (LAUREATE) LLC | Private Equity Fund | $0.1M | $2.0M | 6 |
| INDIA INFRASTRUCTURE OPPORTUNITIES L.P. | Private Equity Fund | $33.6M | $0.3M | 11 |
| REAL ESTATE PARTNERS FOF II (INSTITUTIONAL) L.P. | Real Estate Fund | $8.2M | $5.0M | 22 |
| REAL ESTATE PARTNERS FOF II, L.P. | Real Estate Fund | $7.9M | $0.3M | 141 |
| REAL ESTATE PARTNERS FOF INSTITUTIONAL LLC | Real Estate Fund | $1.7M | $0.5M | 7 |
| REAL ESTATE PARTNERS FOF LLC | Real Estate Fund | $5.3M | $0.3M | 193 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CITIGROUP INVESTMENTS INC. | Domestic Entity | – | OWNER | 02/2002 | > 75% |
| CITIGROUP INC. | Domestic Entity | CITIGROUP INVESTMENTS INC. | PARENT | 10/1997 | > 75% |
| BARRACK, CRAIG | Individual | – | GENERAL COUNSEL | 02/2010 | < 5% |
| SPILKEVITZ, SCOTT, PERRY | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2011 | < 5% |