BPS CAPITAL MANAGEMENT, INC.
Adviser information for BPS CAPITAL MANAGEMENT, INC. last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | OCTOBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 69 | $3.8B |
| Total | 69 | $3.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 12 | $112.2M |
| Banking or thrift institutions | 48 | $3.3B |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 2 | $68.1M |
| State or municipal gov entities | 1 | $11.3M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 3 | $221.2M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $31.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesCAPPED FEES: AUM UNTIL CAP IS REACHED |
Identifiers
| SEC RIA File Number | 801-61019 |
|---|---|
| SEC ERA File Number | 801-61019 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 120006 |
| Legal Entity Identifier | None |
Principal Office
7900 INTERNATIONAL DRIVESUITE 1050
BLOOMINGTON
MN
United States
Monday - Friday, 8:00AM TO 4:00PM
Tel: 952-893-0177, Fax: 952-893-0909
Websites
Chief Compliance Officer
PATRICK DARDIS
PORTFOLIO MANAGER
7900 INTERNATIONAL DRIVE
SUITE 1050
BLOOMINGTON
MN
United States
Tel:
952-893-0177
Fax:
952-893-0909
P******@*************M
(Full email address available in API data)
Regulatory Contact
C. MICHAEL MCCLAREN
PRESIDENT/CEO
7900 INTERNATIONAL DRIVE
SUITE 1050
BLOOMINGTON
MN
United States
Tel:
952-893-0177
M*******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCLAREN, CHARLES, MICHAEL | Individual | – | PRESIDENT/CEO | 03/2002 | > 75% |
| Dardis, Patrick | Individual | – | CCO | 08/2022 | < 5% |