INTREPID FINANCIAL PLANNING GROUP, LLC
Adviser information for INTREPID FINANCIAL PLANNING GROUP, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 9 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,379 | $316.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1,379 | $316.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,183 | $97.9M |
| HNW Individuals | 186 | $216.8M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $157,970 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | 7 | $1.2M |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-61020 |
|---|---|
| SEC ERA File Number | 801-61020 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112196 |
| Legal Entity Identifier | None |
Principal Office
2454 E. 116TH STREETCARMEL
IN
United States
Monday - Friday, 8:00 A.M. - 5 P.M.
Tel: 317-818-1776, Fax: 317-818-1774
Chief Compliance Officer
CHAD A. BAILEY
MANAGER
2454 E. 116TH STREET
CARMEL
IN
United States
Tel:
317-818-1776
Fax:
317-818-1774
C***@********************M
(Full email address available in API data)
Regulatory Contact
JENIFER MITCHELL
OFFICE MANAGER
2454 E. 116TH STREET
CARMEL
IN
United States
Tel:
317-818-1776
Fax:
317-818-1774
J********@********************M
(Full email address available in API data)
Industry Affiliates
| LEGACY FINANCIAL PLANNERS LLC | Other investment adviser, including financial plannersAccountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHITINGER FINANCIAL, LLC | Domestic Entity | – | MEMBER | 01/2000 | 10-25% |
| BCB, LLC | Domestic Entity | – | MEMBER | 07/1998 | 5-10% |
| HANEY FINANCIAL, INC. | Domestic Entity | – | MEMBER | 01/1999 | 5-10% |
| BEHRMANN, DONALD | Individual | BCB, LLC | MEMBER | 07/1998 | 50-75% |
| HANEY, GREG, ALAN | Individual | HANEY FINANCIAL, INC. | PRESIDENT | 02/2003 | 50-75% |
| Locke, Joan, K | Individual | – | PRINCIPAL OWNER | 04/2019 | 50-75% |
| BAILEY, CHAD, ALAN | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2019 | < 5% |