CENTERPOINT WEALTH MANAGEMENT, LLC
Adviser information for CENTERPOINT WEALTH MANAGEMENT, LLC last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 287 | $287.9M |
| Non-Discretionary | 0 | $0 |
| Total | 287 | $287.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 42 | $21.9M |
| HNW Individuals | 65 | $195.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $70.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 9 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)TAX AND FAMILY OFFICE SERV. |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-61048 |
|---|---|
| SEC ERA File Number | 801-61048 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119656 |
| Legal Entity Identifier | None |
Principal Office
56 N. MAIN STREETZIONSVILLE
IN
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: (317) 973-7700, Fax: (317) 733-3555
Chief Compliance Officer
GERY SADZEWICZ
CHIEF COMPLIANCE OFFICER
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
(815) 782-125
G***@*************************M
(Full email address available in API data)
Regulatory Contact
BRIAN BRUNNER
OWNER
56 N. MAIN STREET
ZIONSVILLE
IN
United States
Tel:
8157821250
B****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRUNNER, BRIAN, JOSEPH | Individual | – | MANAGING MEMBER | 12/2001 | > 75% |
| SADZEWICZ, GERY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2011 | < 5% |