DIKER MANAGEMENT LLC
Adviser information for DIKER MANAGEMENT LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 7 |
---|---|
Investment Advisory/Research | 5 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 6 | $88.4M |
Non-Discretionary | 13 | $311.5M |
Total | 19 | $399.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 18 | $333.3M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $66.6M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
570 LEXINGTON AVENUE27TH FL
NEW YORK
NY
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 212-904-0321, Fax: 212-308-6891
Chief Compliance Officer
KEN BROWER
CHIEF FINANCIAL OFFICER
570 LEXINGTON AVENUE
27TH FL
NEW YORK
NY
United States
Tel:
212-904-0321
Fax:
(212) 308-6891
K******@***********M
(Full email address available in API data)
Regulatory Contact
MARK DIKER
CHIEF EXECUTIVE OFFICER
570 LEXINGTON AVENUE
27TH FL
NEW YORK
NY
United States
Tel:
(212) 904-0321
Fax:
(212) 308-6891
M*****@***********M
(Full email address available in API data)
Industry Affiliates
DIKER GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
NEXT LIGHT FUND LP | Hedge Fund | $70.9M | $1.0M | 35 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DIKER, CHARLES, MICHAEL | Individual | – | MANAGING MEMBER / CHAIRMAN | 02/2002 | 50-75% |
DIKER, MARK, NORMAN | Individual | – | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER | 01/2003 | 50-75% |
BROWER, KENNETH, GEORGE | Individual | – | CFO / CCO | 10/2008 | < 5% |
HINGORANI, NIKHIL | Individual | – | PORTFOLIO MANAGER | 05/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 299K | 3K | – |
AEHR TEST SYS | COM | 2M | 150K | DIKER GP LLC |
AFFIRM HLDGS INC | COM CL A | 3M | 115K | DIKER GP LLC |
AMERICAN EAGLE OUTFITTERS IN | COM | 512K | 26K | – |
ANIKA THERAPEUTICS INC | COM | 1M | 56K | – |
APPLE INC | COM | 3M | 13K | – |
ARRAY TECHNOLOGIES INC | COM SHS | 4M | 350K | DIKER GP LLC |
AVEPOINT INC | COM CL A | 1M | 100K | DIKER GP LLC |
CHEVRON CORP NEW | COM | 337K | 2K | – |
CITIGROUP INC | COM NEW | 477K | 8K | – |
COMPASS INC | CL A | 2M | 500K | DIKER GP LLC |
D R HORTON INC | COM | 352K | 2K | – |
DAVE & BUSTERS ENTMT INC | COM | 398K | 10K | – |
DRAFTKINGS INC NEW | COM CL A | 6M | 150K | DIKER GP LLC |
FIVE9 INC | COM | 3M | 70K | DIKER GP LLC |
FRESHWORKS INC | CLASS A COM | 3M | 220K | DIKER GP LLC |
GENERAL MTRS CO | COM | 1M | 24K | – |
GOLDMAN SACHS GROUP INC | COM | 317K | 700 | – |
HUBSPOT INC | COM | 6M | 10K | DIKER GP LLC |
KLAVIYO INC | COM SER A | 5M | 200K | DIKER GP LLC |
LANTHEUS HLDGS INC | COM | 419K | 5K | – |
MICROSOFT CORP | COM | 2M | 3K | – |
NEXTRACKER INC | CLASS A COM | 1M | 24K | DIKER GP LLC |
PHREESIA INC | COM | 1M | 50K | DIKER GP LLC |
QUIPT HOME MEDICAL CORP | COM | 93K | 29K | – |
RIVIAN AUTOMOTIVE INC | COM CL A | 1M | 100K | DIKER GP LLC |
SPDR GOLD TR | GOLD SHS | 244K | 1K | – |
STERIS PLC | SHS USD | 59M | 269K | – |
SUPER MICRO COMPUTER INC | COM | 3M | 4K | DIKER GP LLC |
TABOOLA.COM LTD | ORD SHS | 688K | 200K | DIKER GP LLC |
THE REAL BROKERAGE INC | COM NEW | 406K | 100K | DIKER GP LLC |
THERMO FISHER SCIENTIFIC INC | COM | 221K | 400 | – |
THREDUP INC | CL A | 155K | 91K | – |
TOLL BROTHERS INC | COM | 737K | 6K | – |
WAYFAIR INC | CL A | 4M | 70K | DIKER GP LLC |
WOLFSPEED INC | COM | 2M | 100K | DIKER GP LLC |