Hedge Fund Database

THE PLANNING CENTER, INC.

Adviser information for THE PLANNING CENTER, INC. last updated from Form ADV on January 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 27
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,177 $1.1B
Non-Discretionary 126 $27.7M
Total 3,303 $1.1B

Clients

Type Number RAUM
Individuals 596 $256.1M
HNW Individuals 306 $799.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 19 $25.4M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $7.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 31
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesTAX PLANNING
Compensation % of AUMHourly chargesFixed feesPERCENTAGE OF NET WORTH AND INCOME

Identifiers

SEC RIA File Number 801-61051
SEC ERA File Number 801-61051
SEC CIK Numbers 1910966
SEC CRD Numbers 118994
Legal Entity Identifier None

Principal Office

1615 5TH AVENUE
MOLINE
IL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 309-797-4030, Fax: 309-797-4026

Websites

www.facebook.com/safetyinnumbers www.linkedin.com/company/the-planning-center-inc./about/ www.facebook.com/128452567192929 www.theplanningcenter.com www.facebook.com/the planning center/ www.linkedin.com/company/1065471/26 www.facebook.com/michelle.maton.5 twitter.com/hjudeboudreaux www.facebook.com/asivertsen1 www.facebook.com/michael.branham twitter.com/eric_kies twitter.com/asivertsen twitter.com/branhamma twitter.com/mattsivertsen twitter.com/jjsessions www.linkedin.com/company/the-planning-center-inc. www.linkedin.com/in/andrewsivertsen facebook.com/10153685219671039 www.facebook.com/upperlinefinancialplanning/ www.linkedin.com/in/erickies www.linkedin.com/in/jjsessions www.linkedin.com/in/mattsivertsen www.linkedin.com/in/mabranham www.linkedin.com/in/judeb www.linkedin.com/in/michelle-maton-16ba704 www.linkedin.com/in/andy-baxley-ms-cfp%c2%ae-cima%c2%ae-5b8558a5?trk=public_profile_browsemap www.linkedin.com/in/matt-knoll-cfp%c2%ae-60590632 twitter.com/planning_center

Chief Compliance Officer

ERIC KIES
PRESIDENT
1615 5TH AVENUE
MOLINE
IL
United States
Tel: 309-797-4030
Fax: 309-797-4026
(Full email address available in API data)

Regulatory Contact

MATTHEW SIVERTSEN
VICE PRESIDENT
1615 5TH AVENUE
MOLINE
IL
United States
Tel: 309-797-4030
Fax: 309-797-4026
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SESSIONS, JOSEPH, JEFFRY Individual – SHAREHOLDER 01/2014 10-25%
KIES, ERIC, HAMILTON Individual – CEO, PRESIDENT, CHIEF COMPLIANCE OFFICER, SHAREHOLDER 06/2008 10-25%
SIVERTSEN, MATTHEW, ALLEN Individual – VICE PRESIDENT, SHAREHOLDER 06/2008 10-25%
SIVERTSEN, ANDREW, CHARLES Individual – SECRETARY, SHAREHOLDER 12/2013 10-25%
MATON, MICHELLE, LOUISE Individual – TREASURER, SHAREHOLDER 09/2015 10-25%
BOUDREAUX, HANK, JUDE Individual – SHAREHOLDER 09/2017 10-25%
BRANHAM, MICHAEL, ANTHONY Individual – SHAREHOLDER 09/2017 10-25%
TESSMER, AMY, ELIZABETH Individual – CHIEF FINANCIAL OFFICER, SHAREHOLDER 01/2022 < 5%
Mercer, Matthew, Joseph Individual – OPERATIONS MANAGER, SHAREHOLDER 01/2022 5-10%
KNOLL, MATTHEW, THOMAS Individual – SHAREHOLDER 01/2021 5-10%
Baner, Robert, Martin Individual – SHAREHOLDER 01/2021 5-10%

No. Employees, Historic

30150201920202021202220232024202520 on 11/26/201930 on 3/27/202030 on 6/26/202027 on 8/20/202027 on 11/18/202027 on 1/20/202126 on 3/26/202126 on 4/15/202126 on 12/13/202128 on 3/23/202228 on 3/25/202228 on 6/2/202228 on 7/20/202228 on 10/25/202225 on 2/21/202325 on 2/22/202325 on 5/24/202325 on 12/12/202327 on 1/23/202427 on 1/24/2024

RAUM, Historic

2B1B02019202020212022202320242025708722514 on 11/26/2019776462123 on 3/27/2020776462123 on 6/26/2020776462123 on 8/20/2020776462123 on 11/18/2020776462123 on 1/20/2021842952491 on 3/26/2021842952491 on 4/15/2021842952491 on 12/13/2021995661437 on 3/23/2022995661437 on 3/25/2022995661437 on 6/2/2022995661437 on 7/20/2022995661437 on 10/25/2022946597059 on 2/21/2023946597059 on 2/22/2023946597059 on 5/24/2023946597059 on 12/12/20231087920044 on 1/23/20241087920044 on 1/24/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251168 on 11/26/2019950 on 3/27/2020950 on 6/26/2020950 on 8/20/2020950 on 11/18/2020950 on 1/20/2021939 on 3/26/2021939 on 4/15/2021939 on 12/13/2021927 on 3/23/2022927 on 3/25/2022927 on 6/2/2022927 on 7/20/2022927 on 10/25/2022941 on 2/21/2023941 on 2/22/2023941 on 5/24/2023941 on 12/12/2023928 on 1/23/2024928 on 1/24/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 222K 1K –
ALPHABET INC CAP STK CL C 393K 2K –
ALPHABET INC CAP STK CL A 253K 1K –
AMAZON COM INC COM 2M 9K –
APPLE INC COM 8M 36K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 7K –
BOEING CO COM 236K 1K –
CATERPILLAR INC COM 487K 1K –
COCA COLA CO COM 403K 6K –
DANAHER CORPORATION COM 395K 2K –
DEERE & CO COM 6M 16K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 19M 317K –
DIMENSIONAL ETF TRUST GLOBAL EX US COR 60M 1M –
DIMENSIONAL ETF TRUST ULTRASHORT FIXED 121M 2M –
DIMENSIONAL ETF TRUST US TARGETED VLU 23M 446K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 12M 492K –
DIMENSIONAL ETF TRUST EMERGING MARKETS 1M 44K –
DIMENSIONAL ETF TRUST INTERNATIONAL 7M 202K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 67M 2M –
DIMENSIONAL ETF TRUST US SUSTAINABILTY 7M 204K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 30M 773K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 13M 502K –
DIMENSIONAL ETF TRUST INTL HIGH PROFIT 48M 2M –
DIMENSIONAL ETF TRUST INTL SMALL CAP E 11M 451K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 22M 812K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 31M 871K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 53M 2M –
DIMENSIONAL ETF TRUST INFLATION PROTE 30M 739K –
DIMENSIONAL ETF TRUST SHORT DURATION F 93M 2M –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 257K 6K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 72M 3M –
ELI LILLY & CO COM 507K 560 –
HOME DEPOT INC COM 1M 3K –
INTERNATIONAL BUSINESS MACHS COM 281K 2K –
INTUITIVE SURGICAL INC COM NEW 534K 1K –
ISHARES TR CORE S&P500 ETF 1M 2K –
ISHARES TR S&P 500 GRWT ETF 929K 10K –
ISHARES TR S&P 500 VAL ETF 428K 2K –
ISHARES TR RUS 1000 GRW ETF 300K 823 –
JOHNSON & JOHNSON COM 353K 2K –
JPMORGAN CHASE & CO. COM 941K 5K –
MERCK & CO INC COM 268K 2K –
META PLATFORMS INC CL A 214K 425 –
MICROSOFT CORP COM 2M 4K –
NVIDIA CORPORATION COM 817K 7K –
ORACLE CORP COM 798K 6K –
PROCTER AND GAMBLE CO COM 1M 6K –
SCHWAB STRATEGIC TR US BRD MKT ETF 463K 7K –
SCHWAB STRATEGIC TR US LRG CAP ETF 322K 5K –
SCHWAB STRATEGIC TR US LCAP GR ETF 882K 9K –
SPDR S&P 500 ETF TR TR UNIT 828K 2K –
STARBUCKS CORP COM 349K 4K –
T-MOBILE US INC COM 279K 2K –
UNION PAC CORP COM 443K 2K –
UNITED SEC BANCSHARES CALIF COM 261K 36K –
UNITEDHEALTH GROUP INC COM 1M 3K –
VANGUARD INDEX FDS S&P 500 ETF SHS 206K 413 –
VANGUARD INDEX FDS VALUE ETF 679K 4K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 251K 4K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 11K –
VANGUARD WELLINGTON FD SHORT TRM TAX EX 1M 11K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 216K 2K –
VISA INC COM CL A 457K 2K –
WALMART INC COM 405K 6K –
XCEL ENERGY INC COM 203K 4K –