SAPERE WEALTH MANAGEMENT, LLC
Adviser information for SAPERE WEALTH MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 234 | $345.1M |
| Non-Discretionary | 0 | $0 |
| Total | 234 | $345.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 71 | $32.3M |
| HNW Individuals | 148 | $290.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $13.7M |
| Charitable organizations | 6 | $8.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $517,015 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-61056 |
|---|---|
| SEC ERA File Number | 801-61056 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119598 |
| Legal Entity Identifier | None |
Principal Office
130 MATTHEWS STATION ST.SUITE 2A
MATTHEWS
NC
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 704-321-5244, Fax: 704-321-0016
Websites
Chief Compliance Officer
PAUL F. BORRELLI
130 MATTHEWS STATION ST.
SUITE 2A
MATTHEWS
NC
United States
Tel:
704-321-5244
Fax:
704-321-0016
P************@*********M
(Full email address available in API data)
Regulatory Contact
SCOTT P. TREASE
MANAGING MEMBER
130 MATTHEWS STATION ST.
SUITE 2A
MATTHEWS
NC
United States
Tel:
704-321-5244
Fax:
704-321-0016
S***********@*********M
(Full email address available in API data)
Industry Affiliates
| SAPERE FUND MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SAPERE WEST CAPITAL, LLC | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SAPERE .690 GOLD FUND QP, LP | Hedge Fund | $46.7M | $0.1M | 93 |
| SAPERE .690 GOLD FUND, LP | Hedge Fund | $20.0M | $0.1M | 66 |
| SAPERE CREDIT OPPORTUNITIES FUND, LP | Hedge Fund | $2.9M | $1.0M | 44 |
| SAPERE CREDIT OPPORTUNITIES OFFSHORE FUND, LTD | Hedge Fund | $2.9M | $1.0M | 58 |
| SAPERE CREDIT OPPORTUNITIES OFFSHORE QUALIFIED FUND, LTD | Hedge Fund | $1.1M | $1.0M | 8 |
| SAPERE CREDIT OPPORTUNITIES QUALIFIED FUND, LP | Hedge Fund | $4.6M | $1.0M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TREASE, SCOTT, PATRICK | Individual | – | MANAGING MEMBER | 02/2002 | > 75% |
| TREASE, LISA, MARIE | Individual | – | MEMBER | 08/2010 | 25-50% |
| BORRELLI, PAUL, FRANCIS | Individual | – | CHIEF OPERATING OFFICER | 01/2011 | < 5% |
| SPEAR, MATTHEW, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |