COMPREHENSIVE CAPITAL MANAGEMENT, INC.
Adviser information for COMPREHENSIVE CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 9 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 570 | $48.3M |
| Non-Discretionary | 0 | $0 |
| Total | 570 | $48.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 569 | $46.2M |
| HNW Individuals | <5 | $2.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Market timing services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-61068 |
|---|---|
| SEC ERA File Number | 801-61068 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119890 |
| Legal Entity Identifier | None |
Principal Office
100 ENTERPRISE DRIVE, SUITE 504ROCKAWAY
NJ
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 973-394-0404, Fax: 973-394-0625
Chief Compliance Officer
TONYA MARIE COUTANT
100 ENTERPRISE DRIVE, SUITE 504
ROCKAWAY
NJ
United States
Tel:
973-394-0404
Fax:
973-394-0625
T****@***********M
(Full email address available in API data)
Regulatory Contact
TIMOTHY LIAM SMITH
PRESIDENT
100 ENTERPRISE DRIVE, SUITE 504
ROCKAWAY
NJ
United States
Tel:
973-394-0404
Fax:
973-394-0625
T**@***********M
(Full email address available in API data)
Industry Affiliates
| APW CAPITAL, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| AURORA PRIVATE WEALTH, INC. | Other investment adviser, including financial planners |
| INSURANCE AGENCY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, TIMOTHY, LIAM | Individual | – | PRESIDENT | 03/2002 | > 75% |
| JENNINGS, CHRISTINA, LAUREN | Individual | – | SHAREHOLDER | 03/2002 | 5-10% |
| JENNINGS, SEAN, MICHAEL | Individual | – | SHAREHOLDER | 03/2002 | < 5% |
| COUTANT, TONYA, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2021 | < 5% |