LEPERCQ DE NEUFLIZE ASSET MANAGEMENT LLC
Adviser information for LEPERCQ DE NEUFLIZE ASSET MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $524.6M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $524.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $475.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 2 | $49.3M |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 98 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesEXPENSES INCURRED TO MANAGE THE SMA'S INVESTMENT PROGRAM WILL BE |
| Other Business Activities | Registered representative of a broker-dealer |
Identifiers
| SEC RIA File Number | 801-61082 |
|---|---|
| SEC ERA File Number | 801-61082 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 120109 |
| Legal Entity Identifier | None |
Principal Office
853 BROADWAYSUITE 1109
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-698-0700, Fax: 212-262-0155
Chief Compliance Officer
JOSHUA FREMED
CHIEF OPERATING OFFICER
853 BROADWAY
SUITE 1109
NEW YORK
NY
United States
Tel:
212-698-0710
J******@**********M
(Full email address available in API data)
Industry Affiliates
| LEPERCQ PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LEPERCQ MULTI-ASSET FUND | Hedge Fund | $475.3M | $0.1M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEPERCQ CHARITABLE FOUNDATION | Foreign Entity | LEPERCQ GROUP LTD. | SHAREHOLDER | 05/2015 | > 75% |
| LEPERCQ, DE NEUFLIZE AND CO. INCORPORATED | Domestic Entity | – | STOCKHOLDER | 02/2002 | > 75% |
| LEPERCQ GROUP LTD. | Foreign Entity | LEPERCQ, DE NEUFLIZE AND CO. INCORPORATED | STOCKHOLDER | 09/1989 | 25-50% |
| FREMED, JOSHUA, MARC | Individual | – | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | 10/2015 | < 5% |
| CLEETON, WILLIAM, KYLE | Individual | – | CO-CHIEF INVESTMENT OFFICER | 06/2019 | < 5% |
| RS UK HOLDCO LIMITED | Foreign Entity | LEPERCQ, DE NEUFLIZE AND CO. INCORPORATED | STOCKHOLDER | 06/2019 | 50-75% |
| RIBOUD-SEYDOUX, THOMAS, A. | Individual | RS UK HOLDCO LIMITED | DIRECTOR | 05/2019 | > 75% |
| RIBOUD-SEYDOUX, THOMAS, A. | Individual | – | CO-CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | 09/2019 | 50-75% |