CURRAN & LEWIS INVESTMENT MANAGEMENT, INC.
Adviser information for CURRAN & LEWIS INVESTMENT MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 457 | $239.1M |
| Non-Discretionary | 0 | $0 |
| Total | 457 | $239.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 80 | $35.4M |
| HNW Individuals | 73 | $198.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-61096 |
|---|---|
| SEC ERA File Number | 801-61096 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 120267 |
| Legal Entity Identifier | None |
Principal Office
555 TWIN DOLPHIN DRIVE, SUITE 320REDWOOD CITY
CA
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: (650) 463-0200, Fax: (650) 325-9244
Chief Compliance Officer
JAMES P. CURRAN
PRESIDENT
555 TWIN DOLPHIN DRIVE, SUITE 320
REDWOOD CITY
CA
United States
Tel:
(650) 463-0200
Fax:
(650) 325-9244
G************@*****************M
(Full email address available in API data)
Regulatory Contact
KERRY CURRAN
ADMIN
555 TWIN DOLPHIN DRIVE, SUITE 320
REDWOOD CITY
CA
United States
Tel:
(650) 463-0200
Fax:
(650) 325-9244
K****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CURRAN, JAMES, PATRICK | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 06/1996 | > 75% |