ARNERICH MASSENA, INC.
Adviser information for ARNERICH MASSENA, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 205 | $1.0B |
| Non-Discretionary | 48 | $698.7M |
| Total | 253 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 74 | $34.0M |
| HNW Individuals | 143 | $887.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 36 | $811.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesA PERCENTAGE OF ASSETS TO WHICH WE CONSULT |
Identifiers
| SEC RIA File Number | 801-61109 |
|---|---|
| SEC ERA File Number | 801-61109 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116395 |
| Legal Entity Identifier | None |
Principal Office
650 NE HOLLADAY STREETSUITE 1500
PORTLAND
OR
United States
Monday - Friday, 8AM - 5PM
Tel: 503-239-0475, Fax: 503-239-0369
Chief Compliance Officer
REEGAN RAE
CO - CEO
650 NE HOLLADAY STREET
SUITE 1500
PORTLAND
OR
United States
Tel:
503.808.9522
R***@*******M
(Full email address available in API data)
Regulatory Contact
SHELLY KAPOOR
CHIEF OPERATING OFFICER
650 NE HOLLADAY STREET
SUITE 1500
PORTLAND
OR
United States
Tel:
5038089656
S******@*******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHIPLEY, BRYAN, PAUL | Individual | – | CO-CEO; CIO; PRINCIPAL | 02/2017 | 25-50% |
| RAE, REEGAN, ELIZABETH | Individual | – | CO-CEO; PRINCIPAL; CCO; SENIOR INVESTMENT ADVISOR | 02/2017 | 25-50% |
| MOORE, RYLAND, BENNETT | Individual | – | PRINCIPAL; DIRECTOR OF BUSINESS DEVELOPMENT | 02/2017 | 10-25% |
| Vaughan, David, Ryan | Individual | – | CHIEF TECHNOLOGY OFFICER AND PRINCIPAL | 02/2017 | < 5% |