EVANSTON CAPITAL MANAGEMENT, LLC
Adviser information for EVANSTON CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $4.3B |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $4.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $93.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $4.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 36 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1560 SHERMAN AVENUE, SUITE 960EVANSTON
IL
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 847-328-4961, Fax: 847-328-4676
Chief Compliance Officer
MELANIE LORENZO
ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
1560 SHERMAN AVE., SUITE 960
EVANSTON
IL
United States
Tel:
847-563-5273
Fax:
847-328-4676
M*******@**************M
(Full email address available in API data)
Regulatory Contact
SCOTT ZIMMERMAN
GENERAL COUNSEL
1560 SHERMAN AVE., SUITE 960
EVANSTON
IL
United States
Tel:
847-563-5274
Fax:
847-328-4676
S*********@**************M
(Full email address available in API data)
Industry Affiliates
| ECM BLOCKCHAIN FUND I GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| EVANSTON CAPITAL GP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CLEARWATER FUND L.P. | Hedge Fund | $42.1M | $0.3M | 9 |
| ECM BLOCKCHAIN FUND I LP | Private Equity Fund | $58.2M | $0.3M | 127 |
| EVANSTON ALPHA STRATEGIES FUND L.P. | Hedge Fund | $137.9M | $0.3M | 37 |
| EVANSTON CREDIT OPPORTUNITIES FUND, LTD. | Hedge Fund | $24.7M | $0.1M | 5 |
| EVANSTON HEDGE PARTNERS L.P. | Hedge Fund | $56.6M | $0.1M | 45 |
| POETIC LICENSE PARTNERS, LP | MULTI-ALTERNATIVE ASSETS (HEDGE FUNDS, PE FUNDS) | $187.0M | $0.1M | 56 |
| THE WEATHERLOW FUND I L.P. | Hedge Fund | $3,650.1M | $0.3M | 530 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLITZ, ADAM, B | Individual | – | FOUNDING PARTNER - CEO / CIO | 01/2013 | < 5% |
| MEISTER, KENNETH, ALAN | Individual | – | FOUNDING PARTNER - PRESIDENT AND COO | 01/2013 | < 5% |
| CAHILL, RYAN, DUFFECY | Individual | – | FOUNDING PARTNER - BUSINESS DEVELOPMENT AND CLIENT SERVICE | 01/2021 | < 5% |
| ZIMMERMAN, SCOTT, RYAN | Individual | – | GENERAL COUNSEL | 01/2006 | < 5% |
| LORENZO, MELANIE, LESLIE | Individual | – | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | 12/2010 | < 5% |
| DONENBERG, LANCE, ARI | Individual | – | HEAD OF STRATEGIC BUSINESS DEVELOPMENT | 10/2014 | < 5% |
| KIM, KRISTEN, VANGELDER | Individual | – | DEPUTY CIO | 01/2015 | < 5% |
| EVANSTON CAPITAL MANAGEMENT, L.P. | Domestic Entity | – | MEMBER | 03/2020 | > 75% |
| ECM HOLDCO, LLC | Domestic Entity | EVANSTON CAPITAL MANAGEMENT, L.P. | GENERAL PARTNER | 02/2020 | |
| ADAM B. BLITZ REVOCABLE TRUST AND BLITZ GST INSURANCE TRUST | Domestic Entity | EVANSTON CAPITAL MANAGEMENT, L.P. | LIMITED PARTNER | 03/2020 | 25-50% |
| BLITZ, ADAM, B | Individual | ADAM B. BLITZ REVOCABLE TRUST AND BLITZ GST INSURANCE TRUST | TRUSTEE | 02/2010 | |
| BLITZ, ADAM, B | Individual | ECM HOLDCO, LLC | MANAGING MEMBER | 02/2020 | |
| BLITZ, ERIN | Individual | ADAM B. BLITZ REVOCABLE TRUST AND BLITZ GST INSURANCE TRUST | TRUSTEE | 02/2010 | |
| Lease, Brian, L | Individual | – | CFO | 01/2021 | < 5% |
| AMBOIAN, JOHN, PETER | Individual | – | CHAIRMAN | 04/2023 | < 5% |