BMB ADVISERS LLC
Adviser information for BMB ADVISERS LLC last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 62 | $457.1M |
| Non-Discretionary | 0 | $0 |
| Total | 62 | $457.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $1.7M |
| HNW Individuals | 27 | $436.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.7M |
| Charitable organizations | <5 | $17.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-61120 |
|---|---|
| SEC ERA File Number | 801-61120 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118410 |
| Legal Entity Identifier | None |
Principal Office
11100 SANTA MONICA BLVD.SUITE 400
LOS ANGELES
CA
United States
Monday - Friday, 9AM TO 5:30PM
Tel: 310-734-1234, Fax: 310-734-1230
Chief Compliance Officer
STEPHEN MICHALSKI
MEMBER
11100 SANTA MONICA BLVD.
SUITE 400
LOS ANGELES
CA
United States
Tel:
310-734-1250
Fax:
310-734-1230
S*********@********M
(Full email address available in API data)
Industry Affiliates
| FREEDMAN, BRODER & COMPANY | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRODER, WILLIAM, CHARLES | Individual | – | MANAGING MEMBER | 03/1999 | 50-75% |
| BONSEIGNEUR, DEBRA, JOAN | Individual | – | MEMBER | 03/1999 | 10-25% |
| MICHALSKI, STEPHEN | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 03/1999 | 10-25% |