LUMA CAPITAL
LUMA CAPITAL LLC Legal Name
Adviser information for LUMA CAPITAL last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 32 | $57.8M |
| Non-Discretionary | 29 | $86.3M |
| Total | 61 | $144.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 8 | $4.3M |
| HNW Individuals | 29 | $111.0M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 21 | $20.9M |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $7.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 5 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)PROVIDE SERVICES TO OTHER INVESTMENT ADVISORS |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-61140 |
|---|---|
| SEC ERA File Number | 801-61140 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119576 |
| Legal Entity Identifier | None |
Principal Office
4850 TAMIAMI TRAIL NORTHSUITE 301
NAPLES
FL
United States
Monday - Friday, 9:00AM 5:00PM
Tel: 239-659-2888, Fax: None
Websites
Chief Compliance Officer
DANIEL KELLER
PRESIDENT
4850 TAMIAMI TRAIL NORTH
SUITE 301
NAPLES
FL
United States
Tel:
239-6592888
D******@**************M
(Full email address available in API data)
Industry Affiliates
| AQUALANE ADVISORY SERVICES, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LUMA PEP VII | Private Equity Fund | $0.0M | $0.1M | 7 |
| LUMA PEP 24 | Private Equity Fund | $2.3M | $0.1M | 9 |
| LUMA PEP 25 | Private Equity Fund | $2.0M | $0.1M | 6 |
| LUMA PEP 26 | Private Equity Fund | $1.6M | $0.1M | 8 |
| LUMA PEP 27 LLC | Private Equity Fund | $1.5M | $0.1M | 7 |
| LUMA PEP 28 LLC | Private Equity Fund | $2.0M | $0.1M | 10 |
| LUMA PEP I | Private Equity Fund | $0.0M | $0.2M | 3 |
| LUMA PEP IX | Private Equity Fund | $0.0M | $0.0M | 11 |
| LUMA PEP V | Private Equity Fund | $0.1M | $0.1M | 7 |
| LUMA PEP VI | Private Equity Fund | $0.0M | $0.1M | 5 |
| LUMA PEP XII | Private Equity Fund | $0.1M | $0.1M | 4 |
| LUMA PEP XIII | Private Equity Fund | $0.0M | $0.1M | 10 |
| LUMA PEP XIV | Private Equity Fund | $0.0M | $0.0M | 10 |
| LUMA PEP XIX | Private Equity Fund | $3.7M | $0.0M | 10 |
| LUMA PEP XV | Private Equity Fund | $0.8M | $0.0M | 11 |
| LUMA PEP XVI | Private Equity Fund | $0.4M | $0.0M | 7 |
| LUMA PEP XVII | Private Equity Fund | $1.0M | $0.0M | 13 |
| LUMA PEP XVIII | Private Equity Fund | $1.1M | $0.0M | 7 |
| LUMA PEP XX | Private Equity Fund | $0.2M | $0.1M | 5 |
| LUMA PEP XXI | Private Equity Fund | $0.6M | $0.1M | 12 |
| LUMA PEP XXIII | Private Equity Fund | $3.3M | $0.1M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KELLER, DANIEL, NICHOLAS | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2001 | > 75% |