PRIVATE CAPITAL MANAGEMENT, INC.
Adviser information for PRIVATE CAPITAL MANAGEMENT, INC. last updated from Form ADV on February 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 313 | $187.6M |
| Non-Discretionary | 9 | $12.8M |
| Total | 322 | $200.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 7 | $4.8M |
| HNW Individuals | 47 | $166.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 12 | $26.9M |
| Charitable organizations | 2 | $720,783 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $1.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshopsFAMILY OFFICE |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-61180 |
|---|---|
| SEC ERA File Number | 801-61180 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 120634 |
| Legal Entity Identifier | None |
Principal Office
100 LARKSPUR LANDING CIRCLESUITE 112
LARKSPUR
CA
United States
Monday - Friday, 8:00 A.M.-5:00 P.M.
Tel: 415-464-9700, Fax: 415-464-9755
Chief Compliance Officer
CHARLES J. RAMOS
CEO
100 LARKSPUR LANDING CIR
SUITE 112
LARKSPUR
CA
United States
Tel:
415-464-9700
Fax:
415-464-9755
J*****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RAMOS, CHARLES, JOSEPH | Individual | – | CEO | 04/2002 | > 75% |
| RAMOS, CHARLES, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2008 | > 75% |