AFFINITY INVESTMENT GROUP, LLC
Adviser information for AFFINITY INVESTMENT GROUP, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Hampshire, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,330 | $380.6M |
| Non-Discretionary | 173 | $64.3M |
| Total | 1,503 | $444.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 314 | $136.2M |
| HNW Individuals | 126 | $284.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $6.7M |
| Charitable organizations | <5 | $15.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 11 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsCONSULTING |
|---|---|
| Compensation | % of AUMFixed feesCommissions |
Identifiers
| SEC RIA File Number | 801-61181 |
|---|---|
| SEC ERA File Number | 801-61181 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117191 |
| Legal Entity Identifier | None |
Principal Office
18 HAMPTON ROADUNIT 7
EXETER
NH
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 603-778-6436, Fax: 603-418-0084
Chief Compliance Officer
GREGORY B. GAGNE
MANAGING MEMBER
18 HAMPTON ROAD
UNIT 7
EXETER
NH
United States
Tel:
603-778-6436
Fax:
603-418-0084
G***@**************************M
(Full email address available in API data)
Regulatory Contact
DENISE GALLAGHER
CHIEF OPERATIONS OFFICER
18 HAMPTON ROAD
UNIT 7
EXETER
NH
United States
Tel:
603-778-6436
Fax:
602-418-0084
D*****@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GAGNE, GREGORY, BRUCE | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 02/1998 | > 75% |
| GALLAGHER, DENISE, JANICE | Individual | – | CHIEF OPERATIONS OFFICER | 11/2021 | < 5% |