HOULIHAN FINANCIAL RESOURCE GROUP, LTD.
Adviser information for HOULIHAN FINANCIAL RESOURCE GROUP, LTD. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 570 | $322.4M |
| Non-Discretionary | 0 | $0 |
| Total | 570 | $322.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 191 | $322.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 8 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Principal Office
20405 EXCHANGE STREETSUITE 371
ASHBURN
VA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 703-796-0800, Fax: 703-796-0990
Chief Compliance Officer
RYAN HOULIHAN
CHIEF COMPLIANCE OFFICER
20405 EXCHANGE STREET
SUITE 371
ASHBURN
VA
United States
Tel:
703-796-0800
R***@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOULIHAN, PATRICIA, POWELL | Individual | – | PRESIDENT | 01/2000 | > 75% |
| HOULIHAN, RYAN, P | Individual | – | CHIEF COMPLIANCE OFFICER/PRINCIPAL | 05/2010 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 205 | 2K | – |
| ALPHABET INC | CAP STK CL A | 8K | 42K | – |
| ALPHABET INC | CAP STK CL C | 347 | 2K | – |
| AMAZON COM INC | COM | 6K | 29K | – |
| AMERICAN EXPRESS CO | COM | 314 | 1K | – |
| AMGEN INC | COM | 1K | 3K | – |
| APPLE INC | COM | 4K | 19K | – |
| ARK ETF TR | INNOVATION ETF | 453 | 10K | – |
| BALL CORP | COM | 813 | 14K | – |
| BANK AMERICA CORP | COM | 913 | 23K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 389 | 957 | – |
| CISCO SYS INC | COM | 213 | 4K | – |
| CORTEVA INC | COM | 495 | 9K | – |
| COSTCO WHSL CORP NEW | COM | 1K | 1K | – |
| DOMINION ENERGY INC | COM | 461 | 9K | – |
| DUPONT DE NEMOURS INC | COM | 701 | 9K | – |
| EXXON MOBIL CORP | COM | 866 | 8K | – |
| FEDEX CORP | COM | 337 | 1K | – |
| GRITSTONE BIO INC | COM | 12 | 20K | – |
| INVESCO QQQ TR | UNIT SER 1 | 264 | 550 | – |
| ISHARES TR | IBONDS 27 ETF | 4K | 182K | – |
| ISHARES TR | IBONDS DEC 29 | 4K | 157K | – |
| ISHARES TR | IBONDS DEC2026 | 5K | 196K | – |
| ISHARES TR | MSCI USA MIN VOL | 3K | 40K | – |
| ISHARES TR | IBONDS DEC 2030 | 465 | 22K | – |
| ISHARES TR | CORE DIV GRWTH | 6K | 112K | – |
| ISHARES TR | CORE HIGH DV ETF | 4K | 40K | – |
| ISHARES TR | IBONDS DEC25 ETF | 7K | 269K | – |
| ISHARES TR | IBDS DEC28 ETF | 4K | 163K | – |
| ISHARES TR | IBONDS DEC24 ETF | 7K | 286K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 11K | 216K | – |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 1K | 22K | – |
| JPMORGAN CHASE & CO. | COM | 335 | 2K | – |
| KINDER MORGAN INC DEL | COM | 1K | 56K | – |
| MASTERCARD INCORPORATED | CL A | 4K | 8K | – |
| MERCK & CO INC | COM | 584 | 5K | – |
| NETFLIX INC | COM | 203 | 301 | – |
| NOVARTIS AG | SPONSORED ADR | 234 | 2K | – |
| NVIDIA CORPORATION | COM | 681 | 6K | – |
| ORACLE CORP | COM | 565 | 4K | – |
| PAYPAL HLDGS INC | COM | 442 | 8K | – |
| S&P GLOBAL INC | COM | 392 | 879 | – |
| SALESFORCE INC | COM | 3K | 12K | – |
| SELECT SECTOR SPDR TR | INDL | 870 | 7K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 381 | 973 | – |
| SPDR GOLD TR | GOLD SHS | 1K | 5K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 24K | 44K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 4K | 8K | – |
| SPDR SER TR | S&P DIVID ETF | 5K | 42K | – |
| TESLA INC | COM | 229 | 1K | – |
| UNITEDHEALTH GROUP INC | COM | 267 | 524 | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 816 | 14K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 919 | 11K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 1K | 18K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 2K | 8K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 822 | 8K | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 1K | 5K | – |
| VANGUARD WORLD FD | INF TECH ETF | 3K | 5K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 2K | 7K | – |
| VANGUARD WORLD FD | UTILITIES ETF | 354 | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 643 | 16K | – |
| VISA INC | COM CL A | 3K | 12K | – |