SANDERSON WEALTH MANAGEMENT, LLC
Adviser information for SANDERSON WEALTH MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 257 | $183.3M |
| Non-Discretionary | 1,435 | $933.0M |
| Total | 1,692 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 157 | $66.8M |
| HNW Individuals | 193 | $975.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $37.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $36.2M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-61208 |
|---|---|
| SEC ERA File Number | 801-61208 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118910 |
| Legal Entity Identifier | None |
Principal Office
50 FOUNTAIN PLAZASUITE 750
BUFFALO
NY
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 716-566-2420, Fax: 716-566-2410
Chief Compliance Officer
JAMES L. WARNER
VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER
50 FOUNTAIN PLAZA
SUITE 750
BUFFALO
NY
United States
Tel:
(716) 566-2406
Fax:
(716) 566-2410
J******@***************M
(Full email address available in API data)
Regulatory Contact
JUSTIN SANDERSON
CHIEF EXECUTIVE OFFICER, PRESIDENT
50 FOUNTAIN PLAZA
SUITE 750
BUFFALO
NY
United States
Tel:
(716) 566-2422
Fax:
(716) 566-2410
J*****@***************M
(Full email address available in API data)
Industry Affiliates
| SANDERSON WEALTH MANAGEMENT CPAS, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WARNER, JAMES, LONGSTREET | Individual | – | MEMBER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 06/2001 | 10-25% |
| BADER, CARL, MICHAEL | Individual | – | CONTROLLER | 06/2001 | < 5% |
| SANDERSON, JUSTIN, RAYMOND | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2021 | < 5% |
| GULLO, JOHN, SALVATORE | Individual | – | CHIEF OPERATIONS OFFICER AND CHIEF INVESTMENT OFFICER | 06/2007 | < 5% |
| SANDERSON, JOHN, RAYMOND | Individual | – | MEMBER AND CHAIRMAN | 06/2001 | > 75% |