CARMEL CAPITAL MANAGEMENT L.L.C.
Adviser information for CARMEL CAPITAL MANAGEMENT L.L.C. last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 6 |
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Investment Advisory/Research | 6 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 99 | $246.3M |
Non-Discretionary | 0 | $0 |
Total | 99 | $246.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | <5 | $520,000 |
HNW Individuals | 93 | $239.0M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $6.6M |
Charitable organizations | <5 | $175,000 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 1 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)WEALTH & INVESTMENT CONSULTING |
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Compensation | % of AUMCONSULTING FEES |
Principal Office
26350 CARMEL RANCHO LANESUITE 225
CARMEL
CA
United States
Monday - Friday, 8:00 A.M. - 4:30 P.M.
Tel: 831-625-1375, Fax: 831-625-6493
Websites
Chief Compliance Officer
WEST D. WHITTAKER
PRINCIPAL AND CHIEF COMPLIANCE OFFICER
26350 CARMEL RANCHO LANE
SUITE 225
CARMEL
CA
United States
Tel:
831/625-1375
Fax:
831/625-6493
O********@****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
WHITTAKER, WEST, DAVID | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 10/1999 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ASML HOLDING N V | N Y REGISTRY SHS | 15M | 15K | – |
NXP SEMICONDUCTORS N V | COM | 17M | 65K | – |
APPLE INC | COM | 12M | 58K | – |
APPLIED MATLS INC | COM | 21M | 88K | – |
AUTOZONE INC | COM | 8M | 3K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 10M | 24K | – |
BROADCOM INC | COM | 28M | 18K | – |
CITIGROUP INC | COM NEW | 9M | 142K | – |
EAST WEST BANCORP INC | COM | 9M | 124K | – |
ENERSYS | COM | 5M | 49K | – |
EXCHANGE TRADED CONCEPTS TRU | ROBO GLB ETF | 5M | 99K | – |
FISERV INC | COM | 6M | 38K | – |
GRAPHIC PACKAGING HLDG CO | COM | 10M | 378K | – |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL IND | 8M | 178K | – |
JPMORGAN CHASE & CO. | COM | 13M | 62K | – |
KLA CORP | COM NEW | 14M | 17K | – |
MICROSOFT CORP | COM | 1M | 3K | – |
MISSION PRODUCE INC | COM | 455K | 46K | – |
RTX CORPORATION | COM | 8M | 80K | – |
RBC BEARINGS INC | COM | 5M | 20K | – |
SPDR GOLD TR | GOLD SHS | 216K | 1K | – |
SPDR SER TR | S&P BIOTECH | 3M | 36K | – |
TERADYNE INC | COM | 9M | 59K | – |
VALERO ENERGY CORP | COM | 8M | 48K | – |
VANECK ETF TRUST | SEMICONDUCTR ETF | 1M | 5K | – |
VISTRA CORP | COM | 23M | 270K | – |
WISDOMTREE TR | INDIA ERNGS FD | 6M | 128K | – |