MISSION WEALTH MANAGEMENT, LP
Adviser information for MISSION WEALTH MANAGEMENT, LP last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 109 |
|---|---|
| Investment Advisory/Research | 72 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 72 |
| Licensed Agents of an Insurance Company | 13 |
| No. of Firms/People that Solicit Clients | 7 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8,481 | $5.7B |
| Non-Discretionary | 1,458 | $1.4B |
| Total | 9,939 | $7.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 796 | $283.9M |
| HNW Individuals | 2,111 | $6.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 25 | $165.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $31.1M |
| Other | <5 | $6.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)FAMILY WEALTH MANAGEMENT |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Principal Office
1111 CHAPALA STREET3RD FLOOR
SANTA BARBARA
CA
United States
Monday - Friday, 8AM TO 5PM
Tel: 805-882-2360, Fax: 805-882-2362
Chief Compliance Officer
BRAD STARK
FOUNDER, CLIENT ADVISOR, DIRECTOR OF STRATEGIES
5600 N RIVER RD
SUITE 800
ROSEMONT
IL
United States
Tel:
805-690-3901
B*****@****************M
(Full email address available in API data)
Regulatory Contact
GREG SMITH
COMPLIANCE SPECIALIST
1111 CHAPALA STREET
3RD FLOOR
SANTA BARBARA
CA
United States
Tel:
805-690-3903
G*****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STARK, BRAD, WARREN | Individual | – | CCO / FOUNDER / CHIEF STRATEGY OFFICER | 02/2000 | < 5% |
| STREETER, SETH, MATHEW | Individual | – | CHIEF IMPACT OFFICER/ PARTNER | 02/2000 | < 5% |
| GAGGS, GEOFFREY, SUTHERLAND | Individual | – | CLIENT ADVISOR / PARTNER | 01/2008 | < 5% |
| ADAMS, MATTHEW, WILLIAM | Individual | – | MANAGING PARTNER / CHIEF EXECUTIVE OFFICER | 01/2018 | < 5% |
| PENSO, ANDREW, LAWRENCE | Individual | – | PARTNER / CHIEF BUSINESS DEVELOPMENT OFFICER | 07/2014 | < 5% |
| STUART, DANNELL, RICE | Individual | – | PARTNER / CHIEF CLIENT OFFICER | 07/2014 | < 5% |
| FAHNOE, PATRICIA, ANN | Individual | – | CLIENT ADVISOR / PARTNER | 01/2016 | < 5% |
| OSBORNE, KIERAN, DAVID | Individual | – | CHIEF INVESTMENT OFFICER / PARTNER | 01/2018 | < 5% |
| CALTAGIRONE, STEVE, SALVATORE | Individual | – | CLIENT ADVISOR / PARTNER | 01/2018 | < 5% |
| SOTTAK, BRIAN, GERALD | Individual | – | PARTNER / CLIENT ADVISOR | 01/2020 | < 5% |
| THE STREETER REVOCABLE TRUST OF 2008 | Domestic Entity | – | LIMITED PARTNER | 02/2000 | 10-25% |
| THE STARK REVOCABLE TRUST OF 2000 | Domestic Entity | – | LIMITED PARTNER | 02/2000 | 10-25% |
| THE ADAMS LIVING TRUST | Domestic Entity | – | LIMITED PARTNER | 01/2008 | 5-10% |
| THE JAY FAMILY TRUST | Domestic Entity | – | LIMITED PARTNER | 01/2016 | 5-10% |
| STREETER, SETH, MATHEW | Individual | THE STREETER REVOCABLE TRUST OF 2008 | TRUSTEE | 02/2000 | > 75% |
| STARK, BRAD, WARREN | Individual | THE STARK REVOCABLE TRUST OF 2000 | TRUSTEE | 02/2000 | 50-75% |
| STARK, TAMARA, LYNNE | Individual | THE STARK REVOCABLE TRUST OF 2000 | TRUSTEE | 02/2000 | 50-75% |
| ADAMS, MATTHEW, WILLIAM | Individual | THE ADAMS LIVING TRUST | TRUSTEE | 01/2008 | 50-75% |
| ADAMS, JENNY, LYNN | Individual | THE ADAMS LIVING TRUST | TRUSTEE | 01/2008 | 50-75% |
| STARK, BRAD, WARREN | Individual | MISSION WEALTH MANAGEMENT, LLC | MANAGING MEMBER | 02/2000 | 50-75% |
| FAHNOE, PATRICIA, ANN | Individual | THE JAY FAMILY TRUST | TRUSTEE | 01/2016 | > 75% |
| MISSION WEALTH MANAGEMENT, LLC | Domestic Entity | – | GENERAL PARTNER | 01/2018 | < 5% |
| STREETER, SETH, MATHEW | Individual | MISSION WEALTH MANAGEMENT, LLC | MANAGING MEMBER | 02/2000 | 50-75% |