Hedge Fund Database

BEACON CAPITAL MANAGEMENT, INC.

Adviser information for BEACON CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 27
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 92

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 15,551 $4.2B
Non-Discretionary 179 $108.2M
Total 15,730 $4.3B

Clients

Type Number RAUM
Individuals 15,289 $2.3B
HNW Individuals 252 $488.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 195 $56.3M
Charitable organizations 10 $1.8M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 81 $83.9M
Other 9 $1.4B
Type Number
No. of Non-RAUM Clients 10
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 2.5B
Portfolio Manager to Program Sponsor
BEACON CAPITAL MANAGEMENT, INC. BEACON CAPITAL MANAGEMENT, INC.

Identifiers

SEC RIA File Number 801-61249
SEC ERA File Number 801-61249
SEC CIK Numbers 1575301
SEC CRD Numbers 120641
Legal Entity Identifier None

Principal Office

7777 WASHINGTON VILLAGE DRIVE
SUITE 280
DAYTON
OH
United States
Monday - Friday, 9:00AM TO 5:00 PM
Tel: 937-439-9093, Fax: 937-424-4825

Websites

www.linkedin.com/company/beacon-capital-management-inc-duplicate/ www.youtube.com/channel/ucgyd3ygw0_l68pw77ivcywq www.beaconinvesting.com www.beaconinvestingetfs.com

Chief Compliance Officer

EMILY DAMMAN
PRESIDENT AND CCO
8300 MILLS CIVIC PARKWAY
WEST DES MOINES
IA
United States
Tel: 515-221-4879
(Full email address available in API data)

Regulatory Contact

JAMES CHRISTOPHER COOK
EXECUTIVE CHAIRMAN & CIO
7777 WASHINGTON VILLAGE DRIVE
SUITE 280
DAYTON
OH
United States
Tel: 937-203-4024
Fax: 937-424-4825
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
COOK, JAMES, CHRISTOPHER Individual – CIO AND EXECUTIVE CHAIRMAN 02/2024 < 5%
AGNEW, BRETT, LEE Individual – GENERAL COUNSEL 03/2022 < 5%
SAMMONS FINANCIAL GROUP Domestic Entity – OWNER 04/2021 > 75%
Damman, Emily, MARLENE Individual – PRESIDENT/CHIEF COMPLIANCE OFFICER 02/2024 < 5%
EDSEN, DANIEL, EDWARD Individual – TREASURER 04/2021 < 5%

No. Employees, Historic

3015020202021202220232024202523 on 3/26/202023 on 6/26/202020 on 12/10/202021 on 3/24/202120 on 5/25/202120 on 7/23/202127 on 3/3/202222 on 3/24/202222 on 3/24/202222 on 6/7/202222 on 7/20/202222 on 8/25/202223 on 10/14/202224 on 11/15/202225 on 3/29/202325 on 4/12/202325 on 5/16/202326 on 12/20/202327 on 3/13/202427 on 3/21/202427 on 3/28/2024

RAUM, Historic

5B3B02020202120222023202420253077755040 on 3/26/20203077755040 on 6/26/20203077755040 on 12/10/20203342878774 on 3/24/20213342878774 on 5/25/20213342878774 on 7/23/20213342878774 on 3/3/20224744090206 on 3/24/20224744090206 on 3/24/20224744090206 on 6/7/20224744090206 on 7/20/20224744090206 on 8/25/20224744090206 on 10/14/20224744090206 on 11/15/20224922296385 on 3/29/20234922296385 on 4/12/20234922296385 on 5/16/20234922296385 on 12/20/20234922296385 on 3/13/20244328922148 on 3/21/20244328922124 on 3/28/2024

No. Clients, Historic

20,00010,000020202021202220232024202510191 on 3/26/202010191 on 6/26/202010191 on 12/10/20209691 on 3/24/20219691 on 5/25/20219691 on 7/23/20219691 on 3/3/202215094 on 3/24/202215094 on 3/24/202215094 on 6/7/202215094 on 7/20/202215094 on 8/25/202215094 on 10/14/202215094 on 11/15/202216372 on 3/29/202316372 on 4/12/202316372 on 5/16/202316372 on 12/20/202316372 on 3/13/202415836 on 3/21/202415836 on 3/28/2024

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
APPLE INC COM 484K 2K 0
CINTAS CORP COM 210K 300 0
INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 19M 312K 0
INVESCO QQQ TR UNIT SER 1 73M 153K 0
ISHARES TR CORE S&P MCP ETF 3M 58K 0
NORTHERN LTS FD TR II BEACON TACTICAL 25M 1M 0
NORTHERN LTS FD TR II BEACON SELECTIVE 27M 976K 0
SPDR S&P 500 ETF TR TR UNIT 51M 93K 0
SPDR SER TR BLOOMBERG 3-12 M 10M 104K 0
SPDR SER TR BLOOMBERG 1-3 MO 204M 2M 0
VANGUARD BD INDEX FDS INTERMED TERM 34M 453K 0
VANGUARD BD INDEX FDS SHORT TRM BOND 19M 250K 0
VANGUARD BD INDEX FDS LONG TERM BOND 33M 475K 0
VANGUARD INDEX FDS REAL ESTATE ETF 150M 2M 0
VANGUARD MALVERN FDS STRM INFPROIDX 33M 673K 0
VANGUARD WORLD FD ENERGY ETF 160M 1M 0
VANGUARD WORLD FD UTILITIES ETF 163M 1M 0
VANGUARD WORLD FD CONSUM STP ETF 155M 763K 0
VANGUARD WORLD FD COMM SRVC ETF 171M 1M 0
VANGUARD WORLD FD MATERIALS ETF 156M 808K 0
VANGUARD WORLD FD EXTENDED DUR 30M 409K 0
VANGUARD WORLD FD HEALTH CAR ETF 155M 584K 0
VANGUARD WORLD FD INF TECH ETF 173M 301K 0
VANGUARD WORLD FD INDUSTRIAL ETF 160M 681K 0
VANGUARD WORLD FD FINANCIALS ETF 160M 2M 0
VANGUARD WORLD FD CONSUM DIS ETF 156M 499K 0