Hedge Fund Database

GOODMAN FINANCIAL CORPORATION

Adviser information for GOODMAN FINANCIAL CORPORATION last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 24
Investment Advisory/Research 16
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 16
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 781 $698.6M
Non-Discretionary 0 $0
Total 781 $698.6M

Clients

Type Number RAUM
Individuals 56 $23.3M
HNW Individuals 184 $622.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $788,870
Pension and profit sharing plans <5 $1.9M
Charitable organizations 11 $50.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsINVESTMENT CONSULTING SERVICES
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-61260
SEC ERA File Number 801-61260
SEC CIK Numbers 1382303
SEC CRD Numbers 114637
Legal Entity Identifier None

Principal Office

5177 RICHMOND AVENUE
SUITE 700
HOUSTON
TX
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 713-599-1777, Fax: 713-599-1811

Websites

www.linkedin.com/company/goodman-financial-corporation/ www.goodmanfinancial.com www.facebook.com/goodmanfinancial/ feeonlymoneymanager.com/ www.youtube.com/channel/uc0bxfp_wsz28qz3bilypuxa txcpahouston.tradewing.com/sponsors/nwdfbgfov5ujasfrp/overview

Chief Compliance Officer

CHARLOTTE JUNGEN
CHIEF OPERATING OFFICER
5177 RICHMOND AVENUE
SUITE 700
HOUSTON
TX
United States
Tel: 713-599-1777
Fax: 713-599-1811
(Full email address available in API data)

Regulatory Contact

STEVEN GOODMAN
PRESIDENT
5177 RICHMOND AVENUE
SUITE 700
HOUSTON
TX
United States
Tel: 713-599-1777
Fax: 713-599-1811
(Full email address available in API data)

Industry Affiliates

GFC QUANTIFIED ALPHA GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
GFC QUANTIFIED ALPHA, LP LONG-ONLY PRIVATE FUND $0.8M $1.0M 4

Control Persons

Name Type Entity Title Since Ownership
GOODMAN, STEVEN, ROBERT Individual – PRESIDENT 12/1988 > 75%
JUNGEN, CHARLOTTE, MARIE Individual – CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER 03/2015 < 5%
MATLOCK, CHRISTOPHER, ALLAN Individual – CHIEF INVESTMENT OFFICER 10/2018 5-10%
McCoy, Linda, JEAN Individual – CHIEF CLIENT OFFICER 02/2021 < 5%
Francia, Lisa, Ann Individual – CHIEF FINANCIAL OFFICER 10/2021 5-10%
EGMON, WADE, DYRON Individual – SENIOR FINANCIAL ADVISOR 02/2021 5-10%

No. Employees, Historic

3015020202021202220232024202515 on 3/27/202015 on 6/25/202015 on 1/12/202117 on 3/30/202120 on 3/24/202220 on 8/10/202220 on 12/21/202220 on 1/6/202323 on 3/22/202323 on 4/21/202323 on 9/29/202324 on 3/28/2024

RAUM, Historic

700M350M0202020212022202320242025448226070 on 3/27/2020448226070 on 6/25/2020448226070 on 1/12/2021488180731 on 3/30/2021593050231 on 3/24/2022593050231 on 8/10/2022593050231 on 12/21/2022593050231 on 1/6/2023580100442 on 3/22/2023580100442 on 4/21/2023580100442 on 9/29/2023698591022 on 3/28/2024

No. Clients, Historic

3001500202020212022202320242025229 on 3/27/2020229 on 6/25/2020229 on 1/12/2021221 on 3/30/2021232 on 3/24/2022232 on 8/10/2022232 on 12/21/2022232 on 1/6/2023248 on 3/22/2023248 on 4/21/2023248 on 9/29/2023253 on 3/28/2024

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON.COM Stock 17M 87K 0
GLOBAL PMTS INC COM Stock 11M 113K 0
CORPAY INC COM SHS Stock 14M 51K 0
LKQ CORP COM Stock 11M 260K 0
VANGUARD EXTENDED MARKET ETF ETF 255K 2K 0
ROYAL DUTCH SHELL PLC-ADR ADR 262K 4K 0
ENTERPRISE PRODS PARTNERS L P Stock 676K 23K 0
ADVANCE AUTO PARTS INC COM Stock 11M 176K 0
SPDR S&P 500 ETF TRUST ETF 2M 3K 0
ACI WORLDWIDE INC COM Stock 17M 433K 0
COGNIZANT TECH SOLUTIONS CORP Stock 13M 190K 0
VERIZON COMMUNICATIONS Stock 12M 288K 0
SCHNEIDER NATIONAL INC CL B Stock 12M 515K 0
BP PLC SPONSORED ADR ADR 427K 12K 0
SPDR GOLD SHARES ETF 280K 1K 0
ISHARES RUSSELL 1000 GROWTH ETF ETF 3M 9K 0
SPDR PORTFOLIO S&P 400 MID CAP ETF ETF 3M 60K 0
NUTRIEN LTD COM Stock 12M 243K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 766K 2K 0
VANGUARD SHORT-TERM CORPORATE BOND ETF ETF 26M 338K 0
GOOGLE INC Stock 336K 2K 0
SENSATA TECHNOLOGIES HLDG PLC SHS Stock 12M 312K 0
MICROSOFT Stock 818K 2K 0
PROSPECT CAP CORP 6.375 03/01/2025 Convertible 86K 86K 0
AKAMAI TECHNOLOGIES INC 0.375 09/01/2027 Convertible 11K 11K 0
EXACT SCIENCES CORP 0.375 03/01/2028 Convertible 10K 12K 0
DESIGNER BRANDS INC CL A Stock 9M 1M 0
NEOGENOMICS INC 0.25 01/15/2028 Convertible 8K 10K 0
XTRACKERS MSCI EAFE HEDGED EQUITY ETF ETF 249K 6K 0
PIMCO ACTIVE BOND EXCHANGE-TRADED FUND ETF 381K 4K 0
UBER TECHNOLOGIES INC 0 12/15/2025 Convertible 15K 14K 0
PHILLIPS 66 Stock 411K 3K 0
INGREDION INC COM Stock 14M 118K 0
DRAFTKINGS INC NEW 0 03/15/2028 Convertible 9K 11K 0
BROADCOM INC COM Stock 440K 274 0
DIGITALOCEAN HLDGS INC 0 12/01/2026 Convertible 10K 12K 0
NVIDIA CORPORATION COM Stock 726K 6K 0
AFFIRM HLDGS INC 0 11/15/2026 Convertible 12K 15K 0
ABM INDS INC COM Stock 14M 280K 0
INDEPENDENT BANK GROUP INC COM Stock 247K 5K 0
DIMENSIONAL US CORE EQUITY 1 ETF ETF 2M 41K 0
RITHM CAPITAL CORP COM NEW REIT 141K 13K 0
ON SEMICONDUCTOR CORP 0.5 03/01/2029 Convertible 10K 10K 0
SCHWAB FUNDAMENTAL U.S. LARGE COMPANY ETF ETF 295K 4K 0
SPDR S&P REGIONAL BANKING ETF ETF 18M 369K 0
SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF ETF 256K 7K 0
PLAINS GP HLDGS L P LTD PARTNR INT A Stock 15M 801K 0
SPDR PORTFOLIO S&P 600 SMALL CAP ETF ETF 3M 76K 0
ESSENT GROUP LTD Stock 15M 261K 0
ISHARES S&P 500 INDEX ETF 3M 6K 0
THE CIGNA GROUP COM Stock 14M 42K 0
CONOCOPHILLIPS COM Stock 433K 4K 0
VANGUARD FTSE DEVELOPED MARKETS ETF ETF 376K 8K 0
SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF ETF 560K 8K 0
PFIZER INC COM Stock 11M 394K 0
ALPHABET INC CAP STK CL C Stock 7M 39K 0
TYSON FOODS INC CL A Stock 13M 221K 0
QUIDELORTHO CORP COM Stock 9M 279K 0
CANADIAN NATIONAL RAILWAY CO Stock 236K 2K 0
ANTERO RESOURCES CORP COM Stock 16M 492K 0
SPDR PORTFOLIO S&P 500 ETF ETF 5M 79K 0
NNN REIT INC COM REIT 12M 287K 0
EXXON MOBIL CORP Stock 2M 17K 0
PATTERSON COS INC COM Stock 11M 456K 0
NOVO-NORDISK A/S ADR ADR 216K 2K 0
KRAFT HEINZ CO COM Stock 12M 375K 0
SCHWAB CHARLES CORP COM Stock 15M 205K 0
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF ETF 27M 770K 0
LUMENTUM HLDGS INC COM Stock 13M 256K 0
ISHARES CORE S&P MID CAP ETF ETF 536K 9K 0
ISHARES RUSSELL 1000 VALUE ETF ETF 3M 18K 0