BIECHELE ROYCE ADVISORS, INC.
Adviser information for BIECHELE ROYCE ADVISORS, INC. last updated from Form ADV on October 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 518 | $551.6M |
| Non-Discretionary | 19 | $47.0M |
| Total | 537 | $598.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 362 | $303.9M |
| HNW Individuals | 156 | $247.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 19 | $47.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 537 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-61284 |
|---|---|
| SEC ERA File Number | 801-61284 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 120742 |
| Legal Entity Identifier | None |
Principal Office
11634 MAPLE STREET, SUITE 300FISHERS
IN
United States
Monday - Friday, 9 AM - 5 PM
Tel: 317-913-7000, Fax: 317-913-7020
Websites
Chief Compliance Officer
JUSTIN B. WHELAN III
PRESIDENT & CEO
11634 MAPLE STREET
FISHERS
IN
United States
Tel:
317-913-7000
Fax:
317-913-7020
J***@*****************M
(Full email address available in API data)
Regulatory Contact
RACHEL RHIVER
OPERATIONS MGR.
11634 MAPLE STREET, SUITE 300
FISHERS
IN
United States
Tel:
317-913-7000
Fax:
317-913-7020
R******@*****************M
(Full email address available in API data)
Industry Affiliates
| SUNRISE CAPITAL MANAGEMENT | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BAY POINT INCOME FUND | Private Equity Fund | $9.0M | $0.1M | 78 |
| EAGLE INCOME FUND III, LLC. | Private Equity Fund | $5.3M | $0.1M | 24 |
| EAGLE INCOME FUND, LLC | Private Equity Fund | $17.3M | $0.1M | 112 |
| IRONWOOD INCOME FUND, LLC. | Private Equity Fund | $2.8M | $0.1M | 89 |
| OVATION INCOME FUND, LLC | Private Equity Fund | $1.2M | $0.1M | 80 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHELAN, JUSTIN, B | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 11/1994 | > 75% |
| BARRETT, THOMAS, ANDREW | Individual | – | CHIEF INVESTMENT OFFICER | 07/2007 | 5-10% |