BUCKINGHAM FINANCIAL GROUP, INC.
Adviser information for BUCKINGHAM FINANCIAL GROUP, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 316 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningEducational seminars/workshops |
|---|---|
| Compensation | Hourly chargesFixed feesVARYING FEES FOR SEMINARS AND EDUCATIONAL WORKSHOPS |
Identifiers
| SEC RIA File Number | 801-61297 |
|---|---|
| SEC ERA File Number | 801-61297 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117982 |
| Legal Entity Identifier | None |
Principal Office
6856 LOOP RD.DAYTON
OH
United States
Monday - Friday, 8:30 - 5:00 M-TH; 8:00 - 4:00 FRI(ET)
Tel: 937-435-2742, Fax: 937-435-3083
Chief Compliance Officer
JAY A. BUCKINGHAM
CEO, CHIEF COMPLIANCE OFFICER
6856 LOOP ROAD
DAYTON
OH
United States
Tel:
937-435-2742
Fax:
937-435-3083
S******@***************M
(Full email address available in API data)
Regulatory Contact
MOLLY KEITH
DIRECTOR OF COMPLIANCE & OPERATIONS
6856 LOOP RD.
DAYTON
OH
United States
Tel:
937-435-2742
Fax:
937-435-3083
M*****@***************M
(Full email address available in API data)
Industry Affiliates
| BUCKINGHAM CAPITAL MANAGEMENT, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUCKINGHAM, JAY, ALLEN | Individual | – | CHIEF COMPLIANCE OFFICER, BUCKINGHAM & COMPANY SHAREHOLDER | 08/1987 | 50-75% |
| BUCKINGHAM & COMPANY | Domestic Entity | – | OWNER | 01/2017 | > 75% |
| PARENTI, LINDA, SUZANNE | Individual | – | BUCKINGHAM & COMPANY SHAREHOLDER | 01/2017 | < 5% |
| GROEZINGER, JEFF, HAROLD | Individual | – | BUCKINGHAM & COMPANY SHAREHOLDER | 01/2017 | 5-10% |