CERTIFIED ADVISORY CORP
Adviser information for CERTIFIED ADVISORY CORP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 37 |
|---|---|
| Investment Advisory/Research | 22 |
| Registered Broker-Dealer Representatives | 10 |
| Registered State Investment Advisers | 21 |
| Licensed Agents of an Insurance Company | 15 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,840 | $2.3B |
| Non-Discretionary | 0 | $0 |
| Total | 5,840 | $2.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,769 | $644.7M |
| HNW Individuals | 558 | $1.2B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 63 | $369.7M |
| Charitable organizations | 6 | $3.7M |
| State or municipal gov entities | 2 | $12.3M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 14 | $19.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 57 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSOLICITATION FEES |
Principal Office
1111 DOUGLAS AVENUEALTAMONTE SPRINGS
FL
United States
Monday - Friday, 8:30AM TO 5:30PM
Tel: 407-869-9800, Fax: 407-869-9700
Websites
www.apgplanning.com
www.financialgroup.com
www.summerlingroup.com
www.facebook.com/certifiedfinancialgroup/
www.linkedin.com/company/certifiedfinancialgroup/
www.certifieddifference.com/
www.onthemoneyfl.com
www.facebook.com/onthemoneyfl
www.instagram.com/theonthemoneypodcast
www.instagram.com/certifiedfinancialgroup/
www.facebook.com/certifiedbenefitscorp/
www.linkedin.com/company/certified-benefits-corp/
www.hechteffect.net/
theoracleoforlando.com/
www.scoremyfunds.com
www.christoadvine.com
g.page/certifiedfinancialgroup?share
nextdoor.com/pages/certified-financial-group-altamonte-springs-fl/
Chief Compliance Officer
SHERI M CUFF
PRESIDENT
1111 DOUGLAS AVENUE
ALTAMONTE SPRINGS
FL
United States
Tel:
407-869-9800
Fax:
407-869-9700
S****@*****************M
(Full email address available in API data)
Regulatory Contact
AARON J BERT
PRINCIPAL
1111 DOUGLAS AVENUE
ALTAMONTE SPRINGS
FL
United States
Tel:
407-869-9800
Fax:
407-869-9700
A****@*****************M
(Full email address available in API data)
Industry Affiliates
| CERTIFIED INSURANCE CORP | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BERT, JOSEPH, FRANK | Individual | – | CEO | 03/1994 | > 75% |
| CUFF, SHERI, MINGUS | Individual | – | PRESIDENT & CCO | 01/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON.COM INC | Stock | 6M | 31K | – |
| ISHARES TR MID GRWTH INDX ETF | ETF | 4M | 61K | – |
| ISHARES TR SMLL GRWTH IDX ETF | ETF | 3M | 67K | – |
| SIRIUS XM RADIO INC | Stock | 46K | 16K | – |
| POWERSHARES QQQ TR | ETF | 25M | 52K | – |
| TECHNOLOGY SELECT SECTOR SPDR | ETF | 1M | 7K | – |
| SPDR PORTFOLIO AGGREGATE BOND ETF | ETF | 5M | 203K | – |
| ISHARES GOLD TRUST ETF | ETF | 214K | 5K | – |
| ISHARES CORE INTERNATIONAL AGGREGATE BOND ETF | ETF | 4M | 83K | – |
| SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETF | ETF | 12M | 441K | – |
| ISHARES INTERNATIONAL SMALLCAP EQUITY FACTOR ETF | ETF | 1M | 39K | – |
| JOHNSON & JOHNSON COM | Stock | 3M | 19K | – |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 2M | 8K | – |
| VANGUARD ENERGY | ETF | 449K | 4K | – |
| VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF | ETF | 4M | 56K | – |
| COSTCO WHOLESALE CORP | Stock | 6M | 7K | – |
| GOLDMAN SACHS GROUP INC | Stock | 370K | 818 | – |
| REAL ESTATE SELECT SECTOR SPDR FUND | ETF | 6M | 149K | – |
| PIMCO INCOME STRATEGY FUND II | CEF | 357K | 50K | – |
| PROCTER AND GAMBLE CO COM | Stock | 699K | 4K | – |
| COCA COLA CO COM | Stock | 2M | 33K | – |
| ENTERPRISE PRODS PARTNERS L P | Stock | 397K | 14K | – |
| TRUIST FINL CORP COM | Stock | 865K | 22K | – |
| INVESCO BULLETSHARES 2025 CORPORATE BOND ETF | ETF | 856K | 42K | – |
| UNITED PARCEL SERVICE INC | Stock | 285K | 2K | – |
| VANGUARD REIT INDEX ETF | ETF | 2M | 24K | – |
| NETFLIX COM INC | Stock | 780K | 1K | – |
| MERCK & CO INC | Stock | 761K | 6K | – |
| ISHARES TRS&P SHORT TERM NATL MUNICIPAL BD FD | ETF | 249K | 2K | – |
| SPDR S&P 500 ETF | ETF | 6M | 11K | – |
| FIDELITY HIGH DIVIDEND ETF | ETF | 1M | 23K | – |
| MCKESSON CORP | Stock | 430K | 737 | – |
| FIDELITY VALUE FACTOR ETF | ETF | 561K | 10K | – |
| MASTERCARD INC | Stock | 9M | 19K | – |
| ISHARES DOW JONES US HOME CONST (ETF) | ETF | 364K | 4K | – |
| PARSONS CORP DEL COM | Stock | 388K | 5K | – |
| ISHARES TR S&P 100 INDEX FUND | ETF | 589K | 2K | – |
| PACER US CASH COWS 100 ETF | ETF | 25M | 458K | – |
| VERIZON COMMUNICATIONS | Stock | 767K | 19K | – |
| VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP ETF | ETF | 3M | 29K | – |
| FEDEX CORP | Stock | 253K | 843 | – |
| PEPSICO INC COM | Stock | 349K | 2K | – |
| TRANE TECHNOLOGIES PLC SHS | Stock | 239K | 727 | – |
| FORD MOTOR COMPANY | Stock | 221K | 18K | – |
| SPDR PORTFOLIO MORTGAGE BACKED BOND ETF | ETF | 7M | 319K | – |
| FIRST TRUST ENERGY ALPHADEX FUND | ETF | 226K | 12K | – |
| SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF | ETF | 408K | 6K | – |
| HOME DEPOT | Stock | 4M | 11K | – |
| VILLAGE FARMS INTL INC COM | Stock | 43K | 42K | – |
| PACER US SMALL CAP CASH COWS 100 ETF | ETF | 12M | 276K | – |
| JPMORGAN INTERNATIONAL BOND OPPORTUNITIES ETF | ETF | 8M | 173K | – |
| INVESCO S&P 500 MOMENTUM ETF | ETF | 219K | 3K | – |
| FIRST TRUST FINANCIALS ALPHADEX FUND | ETF | 1M | 24K | – |
| PACER DEVELOPED MARKETS INTERNATIONAL CASH COWS 100 ETF | ETF | 9M | 305K | – |
| ISHARES RUSSELL 2000 VALUE | ETF | 298K | 2K | – |
| HEALTH CARE SELECT SECTOR SPDR | ETF | 3M | 22K | – |
| SPDR GOLD ETF | ETF | 2M | 9K | – |
| SOUTHERN CO COM | Stock | 604K | 8K | – |
| ISHARES RUSSELL 1000 GROWTH ETF | ETF | 3M | 9K | – |
| SCHWAB ETFS- US BROAD MARKET ETF | ETF | 219K | 3K | – |
| SCHWAB INTERNATIONAL EQUITY ETF | ETF | 8M | 206K | – |
| CONSUMER STAPLES SELECT SECTOR SPDR | ETF | 374K | 5K | – |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | ETF | 297K | 15K | – |
| JPMORGAN ULTRA-SHORT INCOME ETF | ETF | 2M | 41K | – |
| INVESCO BULLETSHARES 2025 HIGH YIELD CORPORATE BOND ETF | ETF | 367K | 16K | – |
| SCHWAB U.S. LARGE-CAP GROWTH ETF | ETF | 7M | 69K | – |
| SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF | ETF | 3M | 109K | – |
| ISHARES S&P SMALLCAP 600 ETF | ETF | 9M | 80K | – |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 8M | 20K | – |
| ADOBE SYS INC | Stock | 568K | 1K | – |
| VANGUARD SHORT-TERM CORPORATE BOND ETF | ETF | 6M | 74K | – |
| ALPHABET INC CAP STK CL A | Stock | 4M | 20K | – |
| FISERV INC | Stock | 942K | 6K | – |
| CSX CORP | Stock | 614K | 18K | – |
| MICROSOFT | Stock | 6M | 14K | – |
| ISHARES EUROPE 350 INDEX | ETF | 353K | 6K | – |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | ETF | 423K | 22K | – |
| FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF | ETF | 7M | 274K | – |
| ABRDN BLOOMBERG ALL COMMODITY LONGER DATED STRATEGY K-1 FREE ETF | ETF | 434K | 13K | – |
| RPM INTL INC COM | Stock | 435K | 4K | – |
| PGIM ULTRA SHORT BOND ETF | ETF | 851K | 17K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - JULY | ETF | 333K | 9K | – |
| EXPONENT INC | Stock | 479K | 5K | – |
| BERKSHIRE HATHAWAY INC DEL CL A | Stock | 612K | 1 | – |
| BOEING CO COM | Stock | 803K | 4K | – |
| VANGUARD SMALL CAP ETF | ETF | 5M | 21K | – |
| VANGUARD MID CAP | ETF | 2M | 8K | – |
| NEXTERA ENERGY INC COM | Stock | 248K | 4K | – |
| VANGUARD SHORT-TERM TREASURY ETF | ETF | 6M | 99K | – |
| TESLA MOTORS INC | Stock | 1M | 7K | – |
| EQUITRANS MIDSTREAM CORP COM | Stock | 138K | 11K | – |
| INVENTRUST PPTYS CORP | REIT | 491K | 20K | – |
| PIMCO SHORT TERM MUNICIPAL BOND ACTIVE ETF | ETF | 2M | 47K | – |
| VANGUARD HEALTH CARE ETF | ETF | 671K | 3K | – |
| FINANCIAL SELECT SECTOR SPDR | ETF | 1M | 25K | – |
| NORFOLK SOUTHERN CRP | Stock | 895K | 4K | – |
| PUBLIC STORAGE INC | REIT | 311K | 1K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - JANUARY | ETF | 2M | 49K | – |
| VANGUARD CONSUMER STAPLES ETF | ETF | 3M | 16K | – |
| VANGUARD INFORMATION TECHNOLOGY | ETF | 12M | 20K | – |
| PIMCO INTERMEDIATE MUNICIPAL BOND ACTIVE EXCHANGE-TRADED FUND | ETF | 872K | 17K | – |
| DISTILLATE US FUNDAMENTAL STABILITY & VALUE ETF | ETF | 349K | 7K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - APRIL | ETF | 301K | 9K | – |
| VICTORYSHARES SHORT-TERM BOND ETF | ETF | 1M | 22K | – |
| VANGUARD S&P 500 ETF | ETF | 7M | 13K | – |
| ISHARES DJ US HEALTH CARE PROVIDERS | ETF | 795K | 15K | – |
| FIFTH THIRD BANCORP COM | Stock | 259K | 7K | – |
| S & P MID CAP 400 DEP RCPTS MID CAP | ETF | 530K | 991 | – |
| ICORECONNECT INC COM | Stock | 9K | 10K | – |
| ISHARES RUSSELL TOP 200 GROWTH ETF | ETF | 10M | 47K | – |
| AMERICAN CENTURY DIVERSIFIED MUNICIPAL BOND ETF | ETF | 3M | 60K | – |
| RYDEX ETF TR S&P EQUAL WEIGHT CONSUMER STAPLES ETF | ETF | 11M | 352K | – |
| ELI LILLY & CO COM | Stock | 4M | 4K | – |
| AIR PRODS & CHEMS INC COM | Stock | 2M | 6K | – |
| AVANTIS U.S. SMALL CAP VALUE ETF | ETF | 6M | 66K | – |
| VANGUARD RUSSELL 1000 GROWTH ETF | ETF | 6M | 63K | – |
| AVANTIS INTERNATIONAL EQUITY ETF | ETF | 719K | 12K | – |
| AVANTIS INTERNATIONAL SMALL CAP VALUE ETF | ETF | 716K | 11K | – |
| AVANTIS EMERGING MARKETS EQUITY ETF | ETF | 5M | 86K | – |
| AVANTIS U.S. EQUITY ETF | ETF | 3M | 30K | – |
| VANGUARD TOTAL INTERNATIONAL STOCK ETF | ETF | 638K | 11K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - DECEMBER | ETF | 342K | 9K | – |
| VANGUARD MORTGAGE-BACKED SECURITIES ETF | ETF | 2M | 42K | – |
| PIMCO CORPORATE OPPORTUNITY FUND | CEF | 162K | 11K | – |
| ISHARES RUSSELL 2000 ETF | ETF | 607K | 3K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - FEBRUARY | ETF | 2M | 67K | – |
| DUKE ENERGY CORP NEW COM NEW | Stock | 2M | 17K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - MARCH | ETF | 2M | 41K | – |
| MICRON TECHNOLOGY | Stock | 636K | 5K | – |
| AFLAC INC COM | Stock | 4M | 42K | – |
| INVESCO S&P MIDCAP MOMENTUM ETF | ETF | 1M | 12K | – |
| ISHARES FLOATING RATE BOND ETF | ETF | 540K | 11K | – |
| FIDELITY BLUE CHIP GROWTH ETF | ETF | 834K | 20K | – |
| ISHARES DJ SELECT DIVIDEND | ETF | 271K | 2K | – |
| AMERICAN ELEC PWR CO INC COM | Stock | 884K | 10K | – |
| ISHARES RUSSELL MIDCAP GROWTH ETF | ETF | 1M | 10K | – |
| MARATHON PETE CORP | Stock | 280K | 2K | – |
| VANGUARD SMALL CAP VALUE ETF | ETF | 329K | 2K | – |
| INVESCO NASDAQ 100 ETF | ETF | 289K | 1K | – |
| ALLIANZIM U.S. LARGE CAP BUFFER20 OCT ETF | ETF | 470K | 14K | – |
| ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP | Stock | 165K | 10K | – |
| FT VEST US EQUITY DEEP BUFFER ETF - DECEMBER | ETF | 240K | 6K | – |
| VANGUARD MID CAP GROWTH ETF | ETF | 667K | 3K | – |
| SCHWAB US DIVIDEND EQUITY ETF | ETF | 19M | 240K | – |
| ALLIANZIM US LARGE CAP BUFFER20 APR ETF | ETF | 4M | 121K | – |
| XTRACKERS MSCI EAFE HEDGED EQUITY ETF | ETF | 3M | 76K | – |
| INVESCO FTSE RAFI US 1000 ETF | ETF | 594K | 16K | – |
| ISHARES TR S&P GLOBAL 100 INDEXFD | ETF | 8M | 82K | – |
| VISA INC | Stock | 4M | 14K | – |
| DIMENSIONAL U.S. TARGETED VALUE ETF | ETF | 2M | 42K | – |
| DIMENSIONAL U.S. EQUITY ETF | ETF | 6M | 103K | – |
| HOLLEY INC COM | Stock | 76K | 21K | – |
| DIMENSIONAL WORLD EX U.S. CORE EQUITY 2 ETF | ETF | 340K | 13K | – |
| DIMENSIONAL INTERNATIONAL VALUE ETF | ETF | 3M | 91K | – |
| AVANTIS U.S. LARGE CAP VALUE ETF | ETF | 313K | 5K | – |
| VANGUARD VALUE ETF | ETF | 21M | 131K | – |
| VANGUARD GROWTH ETF | ETF | 37M | 98K | – |
| SPDR BARCLAYS CAPITAL SHORT TERM HIGH YIELD BOND ETF | ETF | 7M | 280K | – |
| JPMORGAN INCOME ETF | ETF | 11M | 234K | – |
| EATON VANCE TAX MANAGED BUY WRITE OPPORTUNITIES FD COM | CEF | 282K | 34K | – |
| ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | ETF | 209K | 2K | – |
| FIRST TR/FIDUCIARY ASSET MGMT COVERED CALL FD COM | CEF | 199K | 10K | – |
| META PLATFORMS INC CL A | Stock | 413K | 819 | – |
| PIMCO DYNAMIC INCOME FD SHS | CEF | 558K | 30K | – |
| VANGUARD MATERIALS ETF | ETF | 3M | 18K | – |
| PALO ALTO NETWORKS INC COM | Stock | 3M | 8K | – |
| JPMORGAN REALTY INCOME ETF | ETF | 391K | 9K | – |
| AVAGO TECHNOLOGIES LTD | Stock | 504K | 314 | – |
| VANGUARD SHORT TERM INFL-PROTECTED | ETF | 5M | 106K | – |
| ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF | ETF | 215K | 3K | – |
| ISHARES CORE MSCI EAFE ETF | ETF | 5M | 62K | – |
| ROYAL BANK OF CANADA | Stock | 370K | 3K | – |
| WISDOMTREE U.S. TOTAL DIVIDEND FUND | ETF | 2M | 34K | – |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | Stock | 213K | 3K | – |
| ISHARES U.S. MEDICAL DEVICES ETF | ETF | 8M | 141K | – |
| NVIDIA CORP | Stock | 6M | 51K | – |
| CUMMINS INC COM | Stock | 1M | 5K | – |
| ABBVIE INC COM | Stock | 1M | 8K | – |
| S&P GLOBAL INC COM | Stock | 3M | 7K | – |
| ISHARES CORE MSCI EMERGING MKTS | ETF | 206K | 4K | – |
| VANGUARD TOTAL BOND MARKET ETF | ETF | 592K | 8K | – |
| ISHARES CORE 1-5 YEAR USD BOND ETF | ETF | 221K | 5K | – |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | ADR | 256K | 1K | – |
| FIRST TRUST PREFERRED SECURITIES & INCOME ETF | ETF | 200K | 12K | – |
| INVESCO S&P 500 QUALITY ETF | ETF | 8M | 120K | – |
| BLACKSTONE INC COM | Stock | 273K | 2K | – |
| ZIMMER HLDGS INC | Stock | 227K | 2K | – |
| ROCKWELL AUTOMATION INC COM | Stock | 277K | 1K | – |
| STRYKER CORP | Stock | 239K | 703 | – |
| QUALCOMM INC | Stock | 2M | 9K | – |
| GENERAL DYNAMICS CORP COM | Stock | 305K | 1K | – |
| MCDONALDS CORP COM | Stock | 315K | 1K | – |
| CAMBRIA SHAREHOLDER YIELD ETF | ETF | 5M | 69K | – |
| FIDELITY ENHANCED LARGE CAP CORE ETF | ETF | 1M | 33K | – |
| FIDELITY ENHANCED MID CAP ETF | ETF | 844K | 29K | – |
| CISCO SYS INC | Stock | 289K | 6K | – |
| COHEN & STEERS INFRASTRUCTURE FUND | CEF | 611K | 27K | – |
| ISHARES TR RUSSELL MIDCAP INDEX FD | ETF | 851K | 10K | – |
| ADVANCED MICRO DEVICES INC COM | Stock | 288K | 2K | – |
| AT&T INC COM | Stock | 561K | 29K | – |
| VANGUARD INTERMEDIATE-TERM BOND | ETF | 10M | 135K | – |
| VANGUARD FINANCIALS ETF | ETF | 302K | 3K | – |
| EATON VANCE TOTAL RETURN BOND ETF | ETF | 277K | 6K | – |
| ENERGY SELECT SECTOR SPDR | ETF | 4M | 44K | – |
| FT VEST U.S. EQUITY MAX BUFFER ETF - MARCH | ETF | 243K | 8K | – |
| GE VERNOVA INC COM | Stock | 233K | 1K | – |
| SCHWAB FUNDAMENTAL U.S. LARGE COMPANY ETF | ETF | 12M | 177K | – |
| GE AEROSPACE COM NEW | Stock | 1M | 7K | – |
| ISHARES MSCI USA QUALITY FACTOR ETF | ETF | 364K | 2K | – |
| CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | ETF | 1M | 8K | – |
| INDUSTRIAL SELECT SECTOR SPDR | ETF | 3M | 25K | – |
| SCIENCE APPLICATIONS INTERNA | Stock | 319K | 3K | – |
| ISHARES SEMICONDUCTOR ETF | ETF | 224K | 910 | – |
| SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF | ETF | 14M | 409K | – |
| RIVERFRONT STRATEGIC INCOME FUND | ETF | 3M | 116K | – |
| SPDR BLOOMBERG 1-10 YEAR TIPS ETF | ETF | 3M | 166K | – |
| FIDELITY MSCI MATERIALS INDEX ETF | ETF | 3M | 59K | – |
| FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF | ETF | 459K | 3K | – |
| ISHARES S&P 500 VALUE ETF | ETF | 1M | 6K | – |
| ISHARES S&P 500 GROWTH ETF | ETF | 3M | 27K | – |
| ISHARES S&P 500 INDEX | ETF | 20M | 36K | – |
| ONEOK INC NEW COM | Stock | 297K | 4K | – |
| UNION PAC CORP COM | Stock | 386K | 2K | – |
| NORTHROP GRUMMAN CORP COM | Stock | 406K | 931 | – |
| THERMO FISHER SCIENTIFIC INC COM | Stock | 229K | 414 | – |
| VANGUARD MID-CAP VALUE ETF | ETF | 306K | 2K | – |
| LOCKHEED MARTIN CORP | Stock | 2M | 5K | – |
| JPMORGAN CHASE & CO. COM | Stock | 5M | 23K | – |
| INTERNATIONAL PAPER CO COM | Stock | 1M | 26K | – |
| SPDR PORTFOLIO EMERGING MARKETS ETF | ETF | 463K | 12K | – |
| CHEVRON CORP NEW COM | Stock | 3M | 17K | – |
| ISHARES AMT-FREE MUNI BOND ETF | ETF | 873K | 8K | – |
| VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 5M | 100K | – |
| DANAHER CORP | Stock | 231K | 926 | – |
| BANK AMERICA CORP COM | Stock | 376K | 9K | – |
| REAVES UTIL INCOME FD COM SH BEN INT | CEF | 483K | 18K | – |
| FIRST TRUST GLOBAL TACTICAL COMMODITY STRATEGY FUND | ETF | 265K | 11K | – |
| SPDR SER TR S&P DIVID ETF | ETF | 789K | 6K | – |
| WALMART INC COM | Stock | 2M | 24K | – |
| FIRST TRUST RISING DIVIDEND ACHIEVERS ETF | ETF | 2M | 42K | – |
| INTL BUSINESS MACHINES | Stock | 803K | 5K | – |
| ORACLE CORPORATION | Stock | 463K | 3K | – |
| RTX CORPORATION COM | Stock | 395K | 4K | – |
| VANGUARD FTSE EMERGING MARKETS ETF | ETF | 1M | 28K | – |
| VANGUARD HIGH DIVIDEND YIELD | ETF | 10M | 81K | – |
| PFIZER INC COM | Stock | 2M | 83K | – |
| GILEAD SCIENCES INC | Stock | 734K | 11K | – |
| CATERPILLAR INC COM | Stock | 229K | 689 | – |
| ALPHABET INC CAP STK CL C | Stock | 3M | 17K | – |
| AMERICAN EXPRESS CO COM | Stock | 302K | 1K | – |
| AMGEN INC | Stock | 456K | 1K | – |
| APPLIED MATLS INC COM | Stock | 221K | 938 | – |
| ISHARES CORE S&P US VALUE ETF | ETF | 10M | 111K | – |
| VANGUARD DIVIDEND APPRECIATION ETF | ETF | 6M | 32K | – |
| NUVEEN PREFERRED AND CONVERTIBLE INCOME FU | CEF | 75K | 10K | – |
| ISHARES CORE DIVIDEND GROWTH ETF | ETF | 2M | 29K | – |
| SPDR PORTFOLIO S&P 500 ETF | ETF | 222K | 3K | – |
| EATON CORP PLC SHS | Stock | 332K | 1K | – |
| BLACKROCK ULTRA SHORT-TERM BOND ETF | ETF | 771K | 15K | – |
| FIRST TRUST ENHANCED SHORT MATURITY ETF | ETF | 420K | 7K | – |
| NATIONAL RETAIL PPTYS | REIT | 1M | 24K | – |
| SPDR PORTFOLIO S&P 500 GROWTH ETF | ETF | 948K | 12K | – |
| BK OF AMERICA CORP 7.25CNV PFD L | Convertible Preferred | 566K | 473 | – |
| SPDR PORTFOLIO S&P 500 VALUE ETF | ETF | 3M | 62K | – |
| PHILIP MORRIS INTL INC | Stock | 283K | 3K | – |
| FIDELITY TOTAL BOND ETF | ETF | 12M | 268K | – |
| VANGUARD MEGA CAP 300 ETF | ETF | 2M | 9K | – |
| ALTRIA GROUP INC COM | Stock | 1M | 24K | – |
| CITIGROUP INC | Stock | 451K | 7K | – |
| EXXON MOBIL CORP COM | Stock | 1M | 10K | – |
| UNITEDHEALTH GROUP | Stock | 2M | 4K | – |
| VANGUARD MEGA CAP VALUE ETF | ETF | 292K | 2K | – |
| LOWES COS INC COM | Stock | 348K | 2K | – |
| ARK NEXT GENERATION INTERNET ETF | ETF | 200K | 3K | – |
| ISHARES MSCI INTL QUALITY FACTOR ETF | ETF | 8M | 200K | – |
| DELTA APPAREL INC COM | Stock | 9K | 15K | – |
| UTILITIES SELECT SECTOR SPDR | ETF | 928K | 14K | – |
| SPDR S&P WORLD EX-US | ETF | 5M | 146K | – |
| ISHARES CORE S&P MID CAP ETF | ETF | 10M | 165K | – |
| ISHARES CURRENCY HEDGED MSCI EAFE SMALL-CAP ETF | ETF | 1M | 39K | – |
| VANGUARD TAX-EXEMPT BOND ETF | ETF | 460K | 9K | – |
| APPLE INC | Stock | 17M | 79K | – |
| ISHARES CONVERTIBLE BOND ETF | ETF | 13M | 163K | – |
| ABBOTT LABS COM | Stock | 622K | 6K | – |
| DISNEY WALT CO COM | Stock | 1M | 12K | – |
| FIDELITY COMWLTH TR | ETF | 368K | 5K | – |
| ISHARES TR RUSSELL 1000 INDEX ETF | ETF | 1M | 5K | – |
| ISHARES RUSSELL 1000 VALUE ETF | ETF | 2M | 11K | – |