MIAI, INC.
Adviser information for MIAI, INC. last updated from Form ADV on January 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 233 | $146.3M |
| Non-Discretionary | 2 | $277,301 |
| Total | 235 | $146.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 217 | $107.3M |
| HNW Individuals | 15 | $32.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $6.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-61363 |
|---|---|
| SEC ERA File Number | 801-61363 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111695 |
| Legal Entity Identifier | None |
Principal Office
12222 MERIT DRSUITE 1390
DALLAS
TX
United States
Monday - Friday, 8:30 A.M. - 4:30 P.M.
Tel: 214-739-5677, Fax: 214-739-0166
Websites
Chief Compliance Officer
DANIEL C DOOLEY
12222 MERIT DR
SUITE 1390
DALLAS
TX
United States
Tel:
214-739-5677
Fax:
214-739-0166
D******@***********************M
(Full email address available in API data)
Regulatory Contact
DANIEL C. DOOLEY
CHAIRMAN
12222 MERIT DR
SUITE 1390
DALLAS
TX
United States
Tel:
214-739-5677
Fax:
214-739-0166
D******@***********************M
(Full email address available in API data)
Industry Affiliates
| MAPLEWOOD INVESTMENTS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DOOLEY, DANIEL, CLIFTON | Individual | – | CHAIRMAN OF THE BOARD | 11/2000 | > 75% |
| BESEK, CYNTHIA, ELIZABETH | Individual | – | SECRETARY | 08/2002 | < 5% |
| DOOLEY, DANIEL, CLIFTON | Individual | – | PRESIDENT | 10/2015 | > 75% |
| DOOLEY, DANIEL, CLIFTON | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2022 | > 75% |