Hedge Fund Database

WINDSOR ADVISORY GROUP, LLC

Adviser information for WINDSOR ADVISORY GROUP, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 19
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,378 $1.7B
Non-Discretionary 50 $265.2M
Total 1,428 $2.0B

Clients

Type Number RAUM
Individuals 84 $26.3M
HNW Individuals 281 $1.6B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 3 $176.2M
Pension and profit sharing plans <5 $8.9M
Charitable organizations 15 $33.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 66 $151.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 14
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed feesA COMBINATION OF 1 & 4

Identifiers

SEC RIA File Number 801-61372
SEC ERA File Number 801-61372
SEC CIK Numbers 1739953
SEC CRD Numbers 122266
Legal Entity Identifier None

Principal Office

2130 QUARRY TRAILS DR
1ST FLOOR
COLUMBUS
OH
United States
Monday - Friday, 8AM - 5PM EST
Tel: 614-545-0300, Fax: None

Websites

www.linkedin.com/company/windsor-advisory-group/about/ www.windsoradvisorygroup.com

Chief Compliance Officer

STEPHANIE WEIR
2130 QUARRY TRAILS DR
1ST FLOOR
COLUMBUS
OH
United States
Tel: 614-545-0300
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
WAG-ENCAP12, LLC PRIVATE FUND CREATED TO INVEST SOLELY IN THE ASSETS OF A SINGLE UNDERLYING PRIVATE FUND $6.9M $0.3M 30
WAG-HCI FUND, LLC PRIVATE FUND CREATED TO INVEST SOLELY IN THE ASSETS OF A SINGLE UNDERLYING PRIVATE FUND $60.5M $0.3M 95
WAG-LSS2, LLC PRIVATE FUND CREATED TO INVEST SOLELY IN THE ASSETS OF A SINGLE UNDERLYING PRIVATE FUND $28.9M $0.3M 98

Control Persons

Name Type Entity Title Since Ownership
DYE, HARRY, MORGAN Individual – MEMBER 07/2002 25-50%
EESLEY, JONATHON, SCOTT Individual – MEMBER 12/2013 25-50%
MOZOLA, JOHN, EUGENE Individual – MEMBER 12/2021 5-10%
HALL, CLAYTON, A Individual – MEMBER 12/2021 5-10%
Weir, Stephanie, Gullifer Individual – CHIEF COMPLIANCE OFFICER 03/2023 < 5%

No. Employees, Historic

20100201920202021202220232024202512 on 8/6/201913 on 3/18/202013 on 6/1/202013 on 6/3/202013 on 6/25/202016 on 3/26/202116 on 3/30/202115 on 3/29/202215 on 1/31/202318 on 3/30/202318 on 4/26/202318 on 4/26/202318 on 7/6/202318 on 11/29/202318 on 11/29/202319 on 3/21/2024

RAUM, Historic

2B1B020192020202120222023202420251207405801 on 8/6/20191296379717 on 3/18/20201296379717 on 6/1/20201296379717 on 6/3/20201296379717 on 6/25/20201411533862 on 3/26/20211411533862 on 3/30/20211726006881 on 3/29/20221726006881 on 1/31/20231878988676 on 3/30/20231878988676 on 4/26/20231878988676 on 4/26/20231878988676 on 7/6/20231878988676 on 11/29/20231878988676 on 11/29/20231981102320 on 3/21/2024

No. Clients, Historic

50025002019202020212022202320242025296 on 8/6/2019328 on 3/18/2020328 on 6/1/2020328 on 6/3/2020328 on 6/25/2020350 on 3/26/2021350 on 3/30/2021420 on 3/29/2022420 on 1/31/2023411 on 3/30/2023411 on 4/26/2023411 on 4/26/2023411 on 7/6/2023411 on 11/29/2023411 on 11/29/2023451 on 3/21/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 229K 2K –
ABBVIE INC COM 281K 2K –
ALPS ETF TR OSHS GBL INTER 39K 1K –
ALPS ETF TR OSHARES US QUALT 30K 611 –
ALPS ETF TR ALERIAN MLP 456K 10K –
AMAZON COM INC COM 275K 1K –
APPLE INC COM 1M 5K –
AUTOMATIC DATA PROCESSING IN COM 239K 1K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 8K –
CARDINAL HEALTH INC COM 318K 3K –
CF BANKSHARES INC COM 375K 20K –
DISNEY WALT CO COM 2M 23K –
ENTERPRISE PRODS PARTNERS L COM 3M 103K –
FIRST COMWLTH FINL CORP PA COM 288K 21K –
GREIF INC CL A 2M 27K –
HUNTINGTON BANCSHARES INC COM 2M 127K –
INSTALLED BLDG PRODS INC COM 900K 4K –
ISHARES TR TIPS BD ETF 17K 163 –
ISHARES TR S&P 500 GRWT ETF 224K 2K –
ISHARES TR MSCI EAFE ETF 97K 1K –
ISHARES TR RUS MDCP VAL ETF 33K 270 –
ISHARES TR RUS MD CP GR ETF 11K 101 –
ISHARES TR ISHARES SEMICDTR 60K 243 –
ISHARES TR RUS 1000 VAL ETF 102K 586 –
ISHARES TR S&P MC 400GR ETF 95K 1K –
ISHARES TR RUS 2000 VAL ETF 72K 474 –
ISHARES TR RUSSELL 2000 ETF 280K 1K –
ISHARES TR S&P SML 600 GWT 142K 1K –
KROGER CO COM 799K 16K –
LINDE PLC SHS 907K 2K –
MICROSOFT CORP COM 1M 3K –
NVIDIA CORPORATION COM 2M 19K –
PAYCHEX INC COM 4M 36K –
PNC FINL SVCS GROUP INC COM 320K 2K –
PROCTER AND GAMBLE CO COM 680K 4K –
SCHWAB STRATEGIC TR US LCAP GR ETF 862K 9K –
SCHWAB STRATEGIC TR US MID-CAP ETF 3M 36K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 10K 359 –
SCHWAB STRATEGIC TR 1000 INDEX ETF 4M 77K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 15K 189 –
SELECT SECTOR SPDR TR ENERGY 966K 11K –
SPDR S&P 500 ETF TR TR UNIT 434K 797 –
TC ENERGY CORP COM 474K 13K –
VANGUARD INDEX FDS S&P 500 ETF SHS 50K 100 –
VANGUARD INDEX FDS SM CP VAL ETF 496K 3K –
VANGUARD INDEX FDS TOTAL STK MKT 495K 2K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 10M 92K –
VANGUARD WORLD FD CONSUM DIS ETF 67K 215 –
VANGUARD WORLD FD INF TECH ETF 219K 380 –
VERIZON COMMUNICATIONS INC COM 495K 12K –