PROXYVOTE PLUS, LLC
Adviser information for PROXYVOTE PLUS, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 122 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 123 |
| No. of Non-U.S. Clients | 4 |
Services
| Advisory Services | Pension consulting servicesPROXY VOTING |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-61408 |
|---|---|
| SEC ERA File Number | 801-61408 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 122222 |
| Legal Entity Identifier | None |
Principal Office
2100 CENTER AVE.NORTHBROOK
IL
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 847-525-8472, Fax: 847-513-9929
Websites
Chief Compliance Officer
GAYLE EDMUNDS
2100 CENTER AVE.
NORTHBROOK
IL
United States
Tel:
847-971-0027
Fax:
847 -513-9929
G*******@****************M
(Full email address available in API data)
Regulatory Contact
CRAIG ROSENBERG
PRESIDENT AND MANAGER
2100 CENTER AVE.
NORTHBROOK
IL
United States
Tel:
847-452-6161
Fax:
847 -513-9929
C*********@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROSENBERG, CRAIG, MICHAEL | Individual | – | PRESIDENT AND MANAGER | 06/2002 | < 5% |
| PROXYVOTE PLUS HOLDINGS, INC. | Domestic Entity | – | SHAREHOLDER | 01/2004 | > 75% |
| ROSENBERG, CRAIG, MICHAEL | Individual | PROXYVOTE PLUS HOLDINGS, INC. | SHAREHOLDER | 01/2004 | > 75% |
| GONZALEZ, YVETTE | Individual | – | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF OPERATIONS | 06/2002 | < 5% |
| Edmunds, Gayle, Lynette | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2021 | < 5% |