FIFTH AVENUE FAMILY OFFICE
FIFTH AVENUE FAMILY OFFICE LLC Legal Name
Adviser information for FIFTH AVENUE FAMILY OFFICE last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 60 | $129.2M |
| Non-Discretionary | 35 | $504.2M |
| Total | 95 | $633.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 6 | $628.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $4.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)BUSINESS CONSULTING |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-61413 |
|---|---|
| SEC ERA File Number | 801-61413 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 122448 |
| Legal Entity Identifier | None |
Principal Office
3003 TAMIAMI TRAIL NORTHSUITE 410
NAPLES
FL
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 239-262-6300, Fax: 239-262-2212
Chief Compliance Officer
KYLE SHOEMAKER
3003 TAMIAMI TRAIL NORTH
SUITE 410
NAPLES
FL
United States
Tel:
239-261-9363
Fax:
239-262-2212
K***@********************M
(Full email address available in API data)
Regulatory Contact
JAY ESCHE
COMPLIANCE CONSULTANT
12 CHESTNUT OAK LN
DAWSONVILLE
FL
United States
Tel:
7069747979
J**@***************M
(Full email address available in API data)
Industry Affiliates
| ADRENALINE MANAGEMENT | Sponsor, GP, manager of pooled investment vehicles |
| PENINSULA FUND ADMINISTRATORS | Sponsor, GP, manager of pooled investment vehicles |
| TIMOTHY J. CARTWRIGHT | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRICE, GARY, BENJAMIN | Individual | – | MANAGING MEMBER | 12/2008 | 50-75% |
| CARTWRIGHT, TIMOTHY, JOHN | Individual | – | MEMBER | 01/2006 | 50-75% |
| SHOEMAKER, KYLE, JASON | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |