W.P. STEWART ASSET MANAGEMENT LTD.
Adviser information for W.P. STEWART ASSET MANAGEMENT LTD. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $266.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $266.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $266.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-61428 |
|---|---|
| SEC ERA File Number | 801-61428 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 122046 |
| Legal Entity Identifier | None |
Principal Office
501 COMMERCE STREETNASHVILLE
TN
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 615-622-0000, Fax: 212-969-2293
Websites
www.instagram.com/alliancebernstein
www.linkedin.com/company/asturias-capital
www.youtube.com/channel/ucv4kgmgegqc3gw4ykzhvj-a
ja-jp.facebook.com/happy.r.project/
www.linkedin.com/company/abglobal/
www.twitter.com/ab_insights
www.asturiascapitalllc.com/
www.facebook.com/bernsteinprivatewealthmanagement
line.me/r/ti/p/%40gpt0697p �messaging app: need scan qr code
www.youtube.com/channel/ucjzcopqdzrxhxm6obij44zq
www.youtube.com/user/alliancebernsteinlp
twitter.com/ab_insights_uk?lang=en
www.alliancebernstein.com
www.instagram.com/alliancebernstein/?hl=en
www.youtube.com/abfunds
www.facebook.com/abfunds
www.linkedin.com/company/bernstein-private-wealth-management/
www.youtube.com/c/bernsteinpwm
www.bernstein.com
twitter.com/bernsteinpwm
blog.naver.com/abinsights
www.facebook.com/abinsights
www.instagram.com/bernsteinpwm/
Chief Compliance Officer
KYLE DIGANGI
SENIOR VICE PRESIDENT/GLOBAL HEAD OF COMPLIANCE & ASSOCIATE GENERAL COUNSEL
501 COMMERCE STREET
NASHVILLE
TN
United States
Tel:
212-969-2388
K***********@********************M
(Full email address available in API data)
Regulatory Contact
PAUL EMERSON
VICE PRESIDENT/CORPORATE COUNSEL & DIRECTOR OF COMPLIANCE
501 COMMERCE STREET
NASHVILLE
TN
United States
Tel:
629-213-5213
P***********@********************M
(Full email address available in API data)
Industry Affiliates
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| AB PRIVATE CREDIT INVESTORS LLC | Other investment adviser, including financial planners |
| AB TRUST COMPANY, LLC | Trust company |
| ALLIANCEBERNSTEIN (LUXEMBOURG) S.A.R.L. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN (SINGAPORE) LIMITED | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN ASSET MANAGEMENT (KOREA) LTD. | Other investment adviser, including financial planners |
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| BERNSTEIN AUTONOMOUS LLP | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BERNSTEIN INSTITUTIONAL SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
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| EQUITABLE ADVISORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| EQUITABLE DISTRIBUTORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | Insurance company or agency |
| EQUITABLE FINANCIAL SERVICES COMPANY OF AMERICA | Insurance company or agency |
| EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PENN INVESTMENT ADVISORS, INC. | Other investment adviser, including financial planners |
| PLANMEMBER ASSET MANAGEMENT CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
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| SANFORD C. BERNSTEIN (CANADA) LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SANFORD C. BERNSTEIN (HONG KONG) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SANFORD C. BERNSTEIN (SCHWEIZ) GMBH | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SANFORD C. BERNSTEIN & CO., LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| W.P. STEWART & CO., LLC | Domestic Entity | – | 100% SHAREHOLDER | 06/1998 | > 75% |
| CRUZ, SILVIO, DINIZ | Individual | – | EXECUTIVE DIRECTOR | 12/2013 | < 5% |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | Domestic Entity | W.P. STEWART & CO., LLC | 100% SHAREHOLDER | 12/2013 | > 75% |
| ALLIANCEBERNSTEIN L.P. | Domestic Entity | ALLIANCEBERNSTEIN INTERNATIONAL LLC | 100% SHAREHOLDER | 12/2013 | > 75% |
| REIMMEL, BERTRAND, JOSEPH | Individual | – | EXECUTIVE DIRECTOR | 12/2013 | < 5% |
| MANLEY, MARK, RANDALL | Individual | – | GENERAL COUNSEL & CORPORATE SECRETARY | 12/2013 | < 5% |
| ALLIANCEBERNSTEIN INTERNATIONAL LLC | Domestic Entity | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | 100% SHAREHOLDER | 12/2013 | > 75% |
| DIGANGI, KYLE, CHRISTOPHER | Individual | – | GLOBAL CHIEF COMPLIANCE OFFICER | 03/2020 | < 5% |