Hedge Fund Database

FALMOUTH INVESTMENT COMPANY, INC.

Adviser information for FALMOUTH INVESTMENT COMPANY, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 36 $519.1M
Non-Discretionary 0 $0
Total 36 $519.1M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 36 $519.1M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)SELECTION OF INVESTMENT MANAGERS
Compensation % of AUMPerformance-based feesFIXED ORGANIZATION FEES

Identifiers

SEC RIA File Number 801-61436
SEC ERA File Number 801-61436
SEC CIK Numbers None
SEC CRD Numbers 122268
Legal Entity Identifier None

Principal Office

3401 TUTTLE ROAD
SUITE 290
SHAKER HEIGHTS
OH
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 216-491-3990, Fax: 216-491-3995

Websites

www.paragonadvisors.net

Chief Compliance Officer

SUSANNE M. POWERS
3401 TUTTLE ROAD, SUITE 290
SHAKER HEIGHTS
OH
United States
Tel: 216-491-3990
(Full email address available in API data)

Regulatory Contact

TERENCE C. SULLIVAN
CO-PRESIDENT
3401 TUTTLE ROAD, SUITE 290
SHAKER HEIGHTS
OH
United States
Tel: (216)491-3990
Fax: (216)491-3995
(Full email address available in API data)

Industry Affiliates

PARAGON ADVISORS, INC. Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ADVISORS HEDGE FUND, LLC Hedge Fund $53.2M $0.1M 76
CO-INVESTMENT OPPORTUNITY FUND 2019 Private Equity Fund $13.9M $0.1M 37
CO-INVESTMENT OPPORTUNITY FUND 2021, LLC Private Equity Fund $12.1M $0.1M 52
DISTRESSED MANAGER INVESTMENT FUND, LLC Private Equity Fund $1.6M $0.1M 40
EVERCORE-LEXINGTON INVESTMENT FUND, LLC Private Equity Fund $0.0M $0.1M 28
HEDGE STRATEGY FUND NQP, LLC Hedge Fund $51.9M $0.1M 56
HEDGE STRATEGY FUND, LLC Hedge Fund $151.1M $0.1M 70
HEI OPPORTUNITY FUND, LLC Private Equity Fund $7.6M $0.0M 43
HORIZON HEDGE PARTNERS, LLC Private Equity Fund $0.1M $0.3M 20
INTERNATIONAL STRATEGIES FUND, LLC Private Equity Fund $71.6M $0.1M 75
K.A. ENERGY PARTNERS 2008, LLC Private Equity Fund $1.0M $0.0M 35
KA ENERGY PARTNERS 2012, LLC Private Equity Fund $1.1M $0.0M 29
MARKET DISLOCATION INVESTMENT FUND, LLC Private Equity Fund $1.0M $0.1M 31
PRIVATE CREDIT INVESTMENT FUND 2016, LLC Private Equity Fund $7.5M $0.1M 38
PRIVATE CREDIT INVESTMENT FUND, LLC Private Equity Fund $3.3M $0.0M 27
PRIVATE EQUITY CAPITAL PARTNERS 2005, LLC Private Equity Fund $1.0M $0.1M 48
PRIVATE EQUITY CAPITAL PARTNERS 2008, LLC Private Equity Fund $1.1M $0.1M 45
PRIVATE EQUITY CAPITAL PARTNERS 2011, LLC Private Equity Fund $2.6M $0.0M 37
PRIVATE EQUITY CAPITAL PARTNERS 2014, LLC Private Equity Fund $6.7M $0.1M 27
PRIVATE EQUITY CAPITAL PARTNERS 2016, LLC Private Equity Fund $12.1M $0.1M 34
PRIVATE EQUITY CAPITAL PARTNERS 2018, LLC Private Equity Fund $17.7M $0.0M 45
PRIVATE EQUITY CAPITAL PARTNERS 2021, LLC Private Equity Fund $12.5M $0.1M 49
REAL ESTATE CAPITAL FUND 2005, LLC Real Estate Fund $1.0M $0.1M 47
REAL ESTATE CAPITAL FUND 2006, LLC Real Estate Fund $0.1M $0.1M 32
REAL ESTATE CAPITAL FUND 2008, LLC Real Estate Fund $1.2M $0.1M 40
REAL ESTATE CAPITAL FUND 2013, LLC Real Estate Fund $1.4M $0.1M 26
REAL ESTATE CAPITAL FUND 2016, LLC Real Estate Fund $5.2M $0.1M 26
REAL ESTATE CAPITAL FUND 2018, LLC Real Estate Fund $10.9M $0.0M 39
REAL ESTATE CAPITAL FUND 2021, LLC Real Estate Fund $9.1M $0.1M 38
REAL ESTATE CAPITAL FUND, LLC Real Estate Fund $0.8M $0.1M 32
TC INDUSTRIAL FUND, LLC Private Equity Fund $11.9M $0.1M 38
TECHNOLOGY OPPORTUNITY FUND, LLC Private Equity Fund $4.1M $0.1M 38
TOWER EAST MAVERICK FEEDER FUND, LLC Hedge Fund $24.1M $0.0M 30
TOWER EAST MAVERICK FUND, LLC Hedge Fund $60.7M $0.0M 47
VENTURE CAPITAL INVESTMENT PARTNERS 2014, L.L.C Private Equity Fund $23.0M $0.1M 33
VENTURE CAPITAL INVESTMENT PARTNERS 2021, LLC Venture Capital Fund $10.8M $0.1M 49

Control Persons

Name Type Entity Title Since Ownership
POWERS, SUSANNE, MARIE Individual – CHIEF COMPLIANCE OFFICER 02/2014 < 5%
SULLIVAN, TERENCE, CONWAY Individual – CO-PRESIDENT & TREASURER 10/1996 50-75%
JEMISON, CHRISTINE, LOUISE Individual – CO-PRESIDENT & SECRETARY 10/2007 25-50%
STEGMOYER, JOANNE, FINLEY Individual – SENIOR VICE PRESIDENT & ASSISTANT TREASURER 12/2022 5-10%
Allburn, Trevor, Joseph Individual – SENIOR VICE PRESIDENT & ASSISTANT SECRETARY 12/2022 5-10%

No. Employees, Historic

00020192020202120222023202420250 on 7/3/20190 on 3/25/20200 on 7/10/20200 on 3/26/20210 on 7/1/20210 on 3/28/20220 on 6/30/20220 on 2/6/20230 on 3/27/20230 on 7/14/20230 on 3/29/2024

RAUM, Historic

600M300M02019202020212022202320242025407289000 on 7/3/2019445477000 on 3/25/2020445477000 on 7/10/2020464331000 on 3/26/2021464331000 on 7/1/2021550961000 on 3/28/2022550961000 on 6/30/2022550961000 on 2/6/2023501500000 on 3/27/2023501500000 on 7/14/2023519108000 on 3/29/2024

No. Clients, Historic

40200201920202021202220232024202533 on 7/3/201934 on 3/25/202034 on 7/10/202034 on 3/26/202134 on 7/1/202139 on 3/28/202239 on 6/30/202239 on 2/6/202338 on 3/27/202338 on 7/14/202336 on 3/29/2024