Hedge Fund Database

NADLER FINANCIAL GROUP, INC.

Adviser information for NADLER FINANCIAL GROUP, INC. last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 13
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,877 $1.6B
Non-Discretionary 0 $0
Total 2,877 $1.6B

Clients

Type Number RAUM
Individuals 569 $170.2M
HNW Individuals 380 $1.3B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 18 $43.0M
Charitable organizations <5 $663,677
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 11 $89.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 40
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesRETIREMENT PLAN CONSULTING - ENROLLMENT AND EDUCATION SUPPORT.
Compensation % of AUM

Identifiers

SEC RIA File Number 801-61462
SEC ERA File Number 801-61462
SEC CIK Numbers 1541787
SEC CRD Numbers 122617
Legal Entity Identifier None

Principal Office

155 N. PFINGSTEN ROAD
SUITE 160
DEERFIELD
IL
United States
Monday - Friday, 8:30 A.M.-5:00 P.M.
Tel: 847-940-4040, Fax: 847-940-7246

Websites

www.nadlerfinancial.com www.linkedin.com/company/nadler-financial-group

Chief Compliance Officer

MICHAEL A. NADLER
PRESIDENT
155 N. PFINGSTEN ROAD
SUITE 160
DEERFIELD
IL
United States
Tel: 847-940-4040
Fax: 847-940-7246
(Full email address available in API data)

Regulatory Contact

KATIE KRASE
DIRECTOR OF COMPLIANCE AND SYSTEMS
155 N. PFINGSTEN ROAD
SUITE 160
DEERFIELD
IL
United States
Tel: 847-940-4040
Fax: 847-940-7246

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
NADLER, MICHAEL, AARON Individual – OWNER / PRESIDENT / CHIEF COMPLIANCE OFFICER 01/2000 > 75%
KRASE, KATIE, MARIE Individual – SHAREHOLDER 07/2021 < 5%
RAFF, REBECCA, SARAH Individual – SHAREHOLDER 07/2021 < 5%
ROSENBERG, DAVID, KAIFEL Individual – CO-CHIEF INVESTMENT OFFICER AND SHAREHOLDER 07/2021 < 5%
DUTILE, DANIEL, JAMES Individual – SHAREHOLDER AND SENIOR WEALTH MANAGER 01/2024 < 5%
SLOAN, PHILIP, BERNARD Individual – SHAREHOLDER AND SENIOR WEALTH MANAGER 01/2024 < 5%
DI GIULIO, MARGARET, SUZANNE Individual – SHAREHOLDER AND CHIEF OPERATING OFFICER 01/2024 < 5%

No. Employees, Historic

2010020202021202220232024202519 on 3/10/202019 on 5/19/202019 on 7/24/202019 on 8/17/202019 on 10/13/202019 on 1/8/202118 on 3/10/202118 on 3/11/202118 on 10/28/202118 on 3/16/202218 on 3/17/202218 on 6/6/202218 on 10/3/202218 on 2/25/202318 on 3/5/202318 on 10/13/202320 on 2/26/202420 on 2/28/2024

RAUM, Historic

2B1B02020202120222023202420251030538958 on 3/10/20201030538958 on 5/19/20201030538958 on 7/24/20201030538958 on 8/17/20201030538958 on 10/13/20201030538958 on 1/8/20211157530427 on 3/10/20211157530427 on 3/11/20211157530427 on 10/28/20211360471292 on 3/16/20221360471292 on 3/17/20221360471292 on 6/6/20221360471292 on 10/3/20221315655201 on 2/25/20231315655201 on 3/5/20231315655201 on 10/13/20231611449014 on 2/26/20241611449014 on 2/28/2024

No. Clients, Historic

1,0005000202020212022202320242025752 on 3/10/2020752 on 5/19/2020752 on 7/24/2020752 on 8/17/2020752 on 10/13/2020752 on 1/8/2021829 on 3/10/2021829 on 3/11/2021829 on 10/28/2021939 on 3/16/2022939 on 3/17/2022939 on 6/6/2022939 on 10/3/2022948 on 2/25/2023948 on 3/5/2023948 on 10/13/2023978 on 2/26/2024978 on 2/28/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 922K 9K 0
ABBVIE INC COM 2M 10K 0
ADVANCED MICRO DEVICES INC COM 540K 3K 0
ALBERTSONS COS INC COMMON STOCK 214K 11K 0
ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 468K 14K 0
ALLSTATE CORP COM 572K 4K 0
ALPHABET INC CAP STK CL A 1M 6K 0
ALPHABET INC CAP STK CL C 6M 30K 0
AMAZON COM INC COM 8M 39K 0
AMERICAN EXPRESS CO COM 247K 1K 0
AMGEN INC COM 455K 1K 0
AMPLIFY ETF TR AMPLIFY CYBERSEC 470K 7K 0
APPLE INC COM 35M 164K 0
AT&T INC COM 686K 36K 0
BANK AMERICA CORP COM 375K 9K 0
BECTON DICKINSON & CO COM 223K 953 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 6M 14K 0
BLACKSTONE INC COM 273K 2K 0
CAPITAL ONE FINL CORP COM 5M 39K 0
CATERPILLAR INC COM 482K 1K 0
CBOE GLOBAL MKTS INC COM 373K 2K 0
CDW CORP COM 250K 1K 0
CHEVRON CORP NEW COM 331K 2K 0
CISCO SYS INC COM 406K 9K 0
COCA COLA CO COM 580K 9K 0
COSTCO WHSL CORP NEW COM 3M 3K 0
CYBIN INC COM 27K 99K 0
DANAHER CORPORATION COM 297K 1K 0
DEERE & CO COM 698K 2K 0
DISNEY WALT CO COM 711K 7K 0
EAGLE POINT CREDIT COMPANY I COM 151K 15K 0
EATON CORP PLC SHS 323K 1K 0
ECOLAB INC COM 224K 941 0
EDWARDS LIFESCIENCES CORP COM 218K 2K 0
ELI LILLY & CO COM 2M 3K 0
EMPIRE PETE CORP COM 88K 17K 0
EQUIFAX INC COM 242K 1K 0
ETFS GOLD TR PHYSCL GOLD SHS 414K 19K 0
EXXON MOBIL CORP COM 1M 10K 0
HERSHEY CO COM 276K 2K 0
HOME DEPOT INC COM 841K 2K 0
ILLINOIS TOOL WKS INC COM 205K 865 0
INTERNATIONAL BUSINESS MACHS COM 348K 2K 0
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 260K 1K 0
INVESCO QQQ TR UNIT SER 1 9M 19K 0
ISHARES GOLD TR ISHARES NEW 2M 57K 0
ISHARES INC MSCI ISRAEL ETF 212K 4K 0
ISHARES TR MSCI INDIA ETF 264K 5K 0
ISHARES TR CORE S&P MCP ETF 37M 637K 0
ISHARES TR CORE S&P SCP ETF 363K 3K 0
ISHARES TR CORE S&P500 ETF 20M 37K 0
ISHARES TR RUS 1000 ETF 4M 15K 0
ISHARES TR RUS 1000 VAL ETF 38M 220K 0
ISHARES TR RUS 1000 GRW ETF 49M 134K 0
ISHARES TR CORE S&P US VLU 34M 389K 0
ISHARES TR RUS MID CAP ETF 5M 67K 0
ISHARES TR RUS MD CP GR ETF 2M 17K 0
JOHNSON & JOHNSON COM 775K 5K 0
JPMORGAN CHASE & CO. COM 1M 5K 0
MASTERCARD INCORPORATED CL A 290K 657 0
MCDONALDS CORP COM 2M 8K 0
MERCK & CO INC COM 775K 6K 0
META PLATFORMS INC CL A 2M 4K 0
MICRON TECHNOLOGY INC COM 358K 3K 0
MICROSOFT CORP COM 14M 31K 0
NETFLIX INC COM 726K 1K 0
NOVO-NORDISK A S ADR 209K 1K 0
NVIDIA CORPORATION COM 9M 71K 0
ORACLE CORP COM 2M 17K 0
PEPSICO INC COM 1M 7K 0
PFIZER INC COM 767K 27K 0
PNC FINL SVCS GROUP INC COM 212K 1K 0
PROCTER AND GAMBLE CO COM 530K 3K 0
QUALCOMM INC COM 597K 3K 0
SALESFORCE INC COM 277K 1K 0
SANDY SPRING BANCORP INC COM 334K 14K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 49M 481K 0
SCHWAB STRATEGIC TR US LCAP VA ETF 4M 52K 0
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 20M 574K 0
SCHWAB STRATEGIC TR US MID-CAP ETF 9M 117K 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 28M 361K 0
SELECT SECTOR SPDR TR TECHNOLOGY 300K 1K 0
SELECT SECTOR SPDR TR SBI CONS DISCR 483K 3K 0
SHOPIFY INC CL A 464K 7K 0
SOUTHERN CO COM 254K 3K 0
SPDR GOLD TR GOLD SHS 2M 8K 0
SPDR S&P 500 ETF TR TR UNIT 13M 24K 0
SPDR SER TR S&P DIVID ETF 466K 4K 0
SPROTT PHYSICAL GOLD TR UNIT 364K 20K 0
SPROTT PHYSICAL SILVER TR TR UNIT 795K 80K 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 317K 2K 0
TESLA INC COM 2M 10K 0
THE LION ELECTRIC COMPANY COMMON STOCK 10K 11K 0
THE TRADE DESK INC COM CL A 214K 2K 0
VANECK ETF TRUST PHARMACEUTCL ETF 249K 3K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 56M 112K 0
VANGUARD INDEX FDS TOTAL STK MKT 68M 255K 0
VANGUARD INDEX FDS VALUE ETF 69M 431K 0
VANGUARD INDEX FDS MID CAP ETF 63M 261K 0
VANGUARD INDEX FDS SMALL CP ETF 4M 18K 0
VANGUARD INDEX FDS GROWTH ETF 60M 160K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 3M 11K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 55M 591K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 7K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 13M 268K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 210K 2K 0
VANGUARD WORLD FD INF TECH ETF 286K 496 0
VERIZON COMMUNICATIONS INC COM 274K 7K 0
VISA INC COM CL A 518K 2K 0
WALMART INC COM 291K 4K 0
WISDOMTREE TR US AI ENHANCED 572K 6K 0
WISDOMTREE TR US LARGECAP DIVD 3M 47K 0