BAKER ELLIS ASSET MANAGEMENT LLC
Adviser information for BAKER ELLIS ASSET MANAGEMENT LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 330 | $792.1M |
| Non-Discretionary | 0 | $0 |
| Total | 330 | $792.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 185 | $83.5M |
| HNW Individuals | 134 | $691.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $12.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $5.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
805 BROADWAY ST.SUITE 400
VANCOUVER
WA
United States
Monday - Friday, 7:00 A.M. - 4:00 P.M.
Tel: 503-227-5778, Fax: 503-227-5820
Websites
Chief Compliance Officer
PATRICIA WATSON
HEAD OF OPERATIONS
805 BROADWAY ST.
SUITE 400
VANCOUVER
WA
United States
Tel:
503-227-5778
Fax:
503-227-5820
P*******@****************M
(Full email address available in API data)
Regulatory Contact
BARNES C. ELLIS
MEMBER
805 BROADWAY ST.
SUITE 400
VANCOUVER
WA
United States
Tel:
503-227-5778
Fax:
503-227-5820
B*****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ELLIS, BARNES, CLELAND | Individual | – | MEMBER | 01/2021 | 50-75% |
| BAKER, BRIAN, CHRISTIAN | Individual | – | MEMBER | 02/2002 | 50-75% |
| Watson, Patricia, Anne | Individual | – | CCO, HEAD OF OPERATIONS | 01/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC | COM | 1M | 7K | – |
| ADVANCED MICRO DEVICES INC | COM | 239K | 1K | – |
| AGCO CORP | COM | 4M | 41K | – |
| AGNICO EAGLE MINES LTD | COM | 454K | 7K | – |
| ALLETE INC | COM NEW | 402K | 6K | – |
| ALPHABET INC | CAP STK CL A | 4M | 22K | – |
| ALPHABET INC | CAP STK CL C | 6M | 34K | – |
| AMAZON COM INC | COM | 3M | 17K | – |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 292K | 5K | – |
| ANALOG DEVICES INC | COM | 6M | 25K | – |
| ANDERSONS INC | COM | 223K | 5K | – |
| APPLE INC | COM | 9M | 43K | – |
| ARCHER DANIELS MIDLAND CO | COM | 3M | 55K | – |
| ARCOS DORADOS HOLDINGS INC | SHS CLASS -A - | 99K | 11K | – |
| ARDMORE SHIPPING CORP | COM | 225K | 10K | – |
| ARMADA HOFFLER PPTYS INC | COM | 128K | 12K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 666K | 3K | – |
| AUTONATION INC | COM | 255K | 2K | – |
| BALL CORP | COM | 843K | 14K | – |
| BANK AMERICA CORP | COM | 489K | 12K | – |
| BANK NEW YORK MELLON CORP | COM | 311K | 5K | – |
| BAXTER INTL INC | COM | 4M | 106K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 27M | 66K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 8M | 13 | – |
| BLACK STONE MINERALS L P | COM UNIT | 188K | 12K | – |
| BOISE CASCADE CO DEL | COM | 2M | 16K | – |
| BP PLC | SPONSORED ADR | 5M | 135K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 246K | 6K | – |
| BROADCOM INC | COM | 7M | 4K | – |
| CARRIER GLOBAL CORPORATION | COM | 6M | 98K | – |
| CATERPILLAR INC | COM | 509K | 2K | – |
| CENCORA INC | COM | 446K | 2K | – |
| CENOVUS ENERGY INC | COM | 1M | 70K | – |
| CHEVRON CORP NEW | COM | 1M | 8K | – |
| CISCO SYS INC | COM | 240K | 5K | – |
| COCA COLA CO | COM | 216K | 3K | – |
| COCA-COLA EUROPACIFIC PARTNE | SHS | 219K | 3K | – |
| COMCAST CORP NEW | CL A | 1M | 32K | – |
| CONOCOPHILLIPS | COM | 498K | 4K | – |
| CORNING INC | COM | 221K | 6K | – |
| COSTCO WHSL CORP NEW | COM | 12M | 14K | – |
| CRH PLC | ORD | 480K | 6K | – |
| DEERE & CO | COM | 852K | 2K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 9M | 338K | – |
| DISCOVER FINL SVCS | COM | 4M | 33K | – |
| DONNELLEY FINL SOLUTIONS INC | COM | 209K | 4K | – |
| EDWARDS LIFESCIENCES CORP | COM | 323K | 4K | – |
| ELI LILLY & CO | COM | 362K | 400 | – |
| ENCORE WIRE CORP | COM | 367K | 1K | – |
| ENTERGY CORP NEW | COM | 629K | 6K | – |
| EQUITY COMWLTH | COM SH BEN INT | 595K | 31K | – |
| EVERSOURCE ENERGY | COM | 554K | 10K | – |
| EXPONENT INC | COM | 1M | 11K | – |
| EXXON MOBIL CORP | COM | 8M | 67K | – |
| FEDEX CORP | COM | 530K | 2K | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 12M | 260K | – |
| FISERV INC | COM | 6M | 43K | – |
| FMC CORP | COM NEW | 973K | 17K | – |
| FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 5M | 43K | – |
| FORTUNE BRANDS INNOVATIONS I | COM | 4M | 61K | – |
| GARRETT MOTION INC | COM | 2M | 236K | – |
| GLOBAL SELF STORAGE INC | COM | 97K | 20K | – |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 11M | 112K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 12M | 343K | – |
| GOLDMAN SACHS GROUP INC | COM | 2M | 5K | – |
| GRAPHIC PACKAGING HLDG CO | COM | 4M | 166K | – |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 255K | 5K | – |
| HENRY SCHEIN INC | COM | 4M | 56K | – |
| HOME DEPOT INC | COM | 1M | 4K | – |
| HONDA MOTOR LTD | ADR ECH CNV IN 3 | 850K | 26K | – |
| HONEYWELL INTL INC | COM | 2M | 10K | – |
| HOST HOTELS & RESORTS INC | COM | 956K | 53K | – |
| IMPERIAL OIL LTD | COM NEW | 423K | 6K | – |
| INGLES MKTS INC | CL A | 4M | 56K | – |
| INTERNATIONAL SEAWAYS INC | COM | 237K | 4K | – |
| INVESCO CURRENCYSHARES SWISS | SWISS FRANC | 267K | 3K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 3M | 19K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 13M | 330K | – |
| INVESCO QQQ TR | UNIT SER 1 | 3M | 6K | – |
| INVESTORS TITLE CO NC | COM | 572K | 3K | – |
| ISHARES GOLD TR | ISHARES NEW | 286K | 7K | – |
| ISHARES TR | RUS MDCP VAL ETF | 423K | 4K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 9M | 89K | – |
| ISHARES TR | MSCI EAFE MIN VL | 1M | 15K | – |
| ISHARES TR | RUS 1000 VAL ETF | 277K | 2K | – |
| ISHARES TR | CORE MSCI TOTAL | 8M | 124K | – |
| ISHARES TR | GLOBAL ENERG ETF | 2M | 40K | – |
| ISHARES TR | 1 3 YR TREAS BD | 623K | 8K | – |
| ISHARES TR | CORE S&P SCP ETF | 546K | 5K | – |
| ISHARES TR | INTL EQTY FACTOR | 930K | 32K | – |
| ISHARES TR | CORE 1 5 YR USD | 5M | 100K | – |
| ISHARES TR | RUS 1000 ETF | 342K | 1K | – |
| ISHARES TR | RUS MID CAP ETF | 1M | 16K | – |
| ISHARES TR | SHORT TREAS BD | 1M | 10K | – |
| ISHARES TR | IBONDS 24 TRM TS | 10M | 398K | – |
| ITT INC | COM | 1M | 9K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 546K | 11K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 533K | 11K | – |
| JEFFERIES FINL GROUP INC | COM | 299K | 6K | – |
| JOHN BEAN TECHNOLOGIES CORP | COM | 336K | 4K | – |
| JOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI | 12M | 218K | – |
| JOHNSON & JOHNSON | COM | 1M | 8K | – |
| JPMORGAN CHASE & CO | COM | 11M | 53K | – |
| KIMCO RLTY CORP | COM | 3M | 129K | – |
| KLA CORP | COM NEW | 429K | 520 | – |
| KROGER CO | COM | 4M | 75K | – |
| LABORATORY CORP AMER HLDGS | COM NEW | 2M | 8K | – |
| LAM RESEARCH CORP | COM | 14M | 13K | – |
| LCNB CORP | COM | 209K | 15K | – |
| LIMONEIRA CO | COM | 608K | 29K | – |
| LINDE PLC | SHS | 233K | 530 | – |
| LISTED FD TR | HORIZON KINETICS | 804K | 25K | – |
| LOCKHEED MARTIN CORP | COM | 236K | 505 | – |
| LOUISIANA PAC CORP | COM | 3M | 37K | – |
| MARRIOTT INTL INC NEW | CL A | 338K | 1K | – |
| MARSH & MCLENNAN COS INC | COM | 340K | 2K | – |
| MARTEN TRANS LTD | COM | 249K | 13K | – |
| MATSON INC | COM | 1M | 8K | – |
| MERCK & CO INC | COM | 1M | 11K | – |
| META PLATFORMS INC | CL A | 209K | 415 | – |
| MICROSOFT CORP | COM | 25M | 56K | – |
| MID-AMER APT CMNTYS INC | COM | 6M | 41K | – |
| MOLSON COORS BEVERAGE CO | CL B | 7M | 133K | – |
| NEWS CORP NEW | CL B | 714K | 25K | – |
| NEWS CORP NEW | CL A | 474K | 17K | – |
| NEXTERA ENERGY INC | COM | 779K | 11K | – |
| NIKE INC | CL B | 1M | 15K | – |
| NORFOLK SOUTHN CORP | COM | 279K | 1K | – |
| NORTHROP GRUMMAN CORP | COM | 4M | 10K | – |
| NOVARTIS AG | SPONSORED ADR | 1M | 12K | – |
| ON SEMICONDUCTOR CORP | COM | 5M | 74K | – |
| ORACLE CORP | COM | 749K | 5K | – |
| OSHKOSH CORP | COM | 4M | 36K | – |
| PENSKE AUTOMOTIVE GRP INC | COM | 268K | 2K | – |
| PEPSICO INC | COM | 6M | 37K | – |
| PHILLIPS 66 | COM | 1M | 8K | – |
| PIMCO EQUITY SER | RAFI DYN ML US | 10M | 220K | – |
| PINNACLE WEST CAP CORP | COM | 4M | 49K | – |
| PINTEREST INC | CL A | 264K | 6K | – |
| POTLATCHDELTIC CORPORATION | COM | 360K | 9K | – |
| PREFORMED LINE PRODS CO | COM | 661K | 5K | – |
| PROCTER AND GAMBLE CO | COM | 589K | 4K | – |
| PROLOGIS INC. | COM | 1M | 9K | – |
| RAYONIER INC | COM | 494K | 17K | – |
| REGENCY CTRS CORP | COM | 2M | 29K | – |
| RIO TINTO PLC | SPONSORED ADR | 204K | 3K | – |
| RTX CORPORATION | COM | 6M | 58K | – |
| RUSH ENTERPRISES INC | CL B | 200K | 5K | – |
| SANOFI | SPONSORED ADR | 4M | 93K | – |
| SCHWAB STRATEGIC TR | SCHWB FDT INT SC | 367K | 11K | – |
| SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 4M | 58K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 11M | 139K | – |
| SEABOARD CORP DEL | COM | 341K | 108 | – |
| SHELL PLC | SPON ADS | 1M | 16K | – |
| SIRIUSPOINT LTD | COM | 183K | 15K | – |
| SKECHERS U S A INC | CL A | 6M | 83K | – |
| SMUCKER J M CO | COM NEW | 399K | 4K | – |
| SONOCO PRODS CO | COM | 556K | 11K | – |
| SPDR GOLD TR | GOLD SHS | 2M | 9K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 4M | 7K | – |
| SPDR SER TR | AEROSPACE DEF | 654K | 5K | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 533K | 30K | – |
| STARBUCKS CORP | COM | 443K | 6K | – |
| STARWOOD PPTY TR INC | COM | 616K | 33K | – |
| STELLANTIS N.V | SHS | 2M | 79K | – |
| STERLING INFRASTRUCTURE INC | COM | 7M | 57K | – |
| STRYKER CORPORATION | COM | 8M | 22K | – |
| SUNCOR ENERGY INC NEW | COM | 248K | 7K | – |
| TARGET CORP | COM | 2M | 12K | – |
| TENET HEALTHCARE CORP | COM NEW | 399K | 3K | – |
| TETRA TECHNOLOGIES INC DEL | COM | 62K | 18K | – |
| TIMKEN CO | COM | 5M | 60K | – |
| TJX COS INC NEW | COM | 266K | 2K | – |
| TMC THE METALS COMPANY INC | COM | 14K | 10K | – |
| TOTALENERGIES SE | SPONSORED ADS | 944K | 14K | – |
| U HAUL HOLDING COMPANY | COM SER N | 319K | 5K | – |
| UBS GROUP AG | SHS | 1M | 42K | – |
| UNION PAC CORP | COM | 3M | 12K | – |
| UNITEDHEALTH GROUP INC | COM | 348K | 684 | – |
| VALERO ENERGY CORP | COM | 342K | 2K | – |
| VANECK ETF TRUST | OIL SERVICES ETF | 517K | 2K | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 1M | 41K | – |
| VANECK MERK GOLD TR | GOLD TRUST | 943K | 42K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 385K | 5K | – |
| VANGUARD INDEX FDS | VALUE ETF | 664K | 4K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 3M | 19K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 958K | 6K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 15M | 30K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 67M | 249K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 1M | 7K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 402K | 9K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 292K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 2M | 34K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 4M | 38K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 581K | 7K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 18M | 152K | – |
| VANGUARD WORLD FD | ENERGY ETF | 2M | 16K | – |
| VANGUARD WORLD FD | MEGA CAP INDEX | 8M | 38K | – |
| VANGUARD WORLD FD | UTILITIES ETF | 1M | 7K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 3M | 13K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 780K | 8K | – |
| VANGUARD WORLD FD | INF TECH ETF | 21M | 36K | – |
| VERIZON COMMUNICATIONS INC | COM | 3M | 71K | – |
| VERTEX PHARMACEUTICALS INC | COM | 361K | 770 | – |
| VISA INC | COM CL A | 1M | 5K | – |
| WALMART INC | COM | 1M | 16K | – |
| WASTE MGMT INC DEL | COM | 1M | 7K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 5M | 169K | – |
| WISDOMTREE TR | EMG MKTS SMCAP | 6M | 120K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 3M | 55K | – |