FOYSTON, GORDON & PAYNE INC.
Adviser information for FOYSTON, GORDON & PAYNE INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 47 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 954 | $4.6B |
| Non-Discretionary | 1,372 | $294.8M |
| Total | 2,326 | $4.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 680 | $367.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 21 | $893.7M |
| Charitable organizations | 20 | $213.4M |
| State or municipal gov entities | 10 | $1.4B |
| Other investment advisers | 6 | $319.6M |
| Insurance companies | 9 | $201.3M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 138 | $249.3M |
| Other | 1,442 | $1.3B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsCANADIAN MUTUAL FUNDS THROUGH SUB-ADVISER AGREEMENTS |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 1.3B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| AMBASSADOR PORTFOLIO SERVICE (BASKETS PROGRAM + 1859 PROGRAM) | NATIONAL BANK FINANCIAL INC. |
| BPIC PROGRAM | BMO PRIVATE INVESTMENT MANAGEMENT INC. |
| MODEL PORTFOLIO ACCOUNTS | DESJARDINS SECURITIES INC. |
| CATALYST - WEALTH MANAGEMENT PROGRAMS | NATIONAL BANK INDEPENDENT NETWORK |
| PARTNERS PROGRAM | RAYMOND JAMES LTD. |
| TD WEALTH PREMIER PROGRAM | TD WATERHOUSE CANADA INC. |
| SEPARATELY MANAGED ACCOUNT PROGRAM | RICHARDSON GMP LTD. |
| ACCESS PROGRAM AND A+ PROGRAM | RBC DOMINION SECURITIES |
| ARCHITECT PROGRAM | BMO NESBITT BURNS INC. |
| INVESTMENT CONSULTING SERVICES | CIBC ASSET MANAGEMENT |
| MASTERS PRIVATE ACCOUNT PROGRAM | MANULIFE SECURITIES INC. |
| ATB INVESTMENT MANAGEMENT | ATB INVESTMENT MANAGEMENT |
Identifiers
| SEC RIA File Number | 801-61491 |
|---|---|
| SEC ERA File Number | 801-61491 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 121591 |
| Legal Entity Identifier | 549300GF62L1BQ3N3D92 |
Principal Office
1 ADELAIDE STREET EASTSUITE 2600
TORONTO
Canada
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 416-362-4725, Fax: 416-367-1183
Chief Compliance Officer
SUSAN EAPEN
1 ADELAIDE ST. EAST
SUITE 2600
TORONTO
Canada
Tel:
4372403362
Fax:
416-367-1183
S*****@**********M
(Full email address available in API data)
Regulatory Contact
ERICA MYERS
1 ADELAIDE ST. EAST
SUITE 2600
TORONTO
Canada
Tel:
4168481944
Fax:
416-367-1183
E*****@**********M
(Full email address available in API data)
Industry Affiliates
| AMG FUNDS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AMG CANADA CORP. | Foreign Entity | – | SHAREHOLDER | 07/2005 | 50-75% |
| AMG/FAMI INVESTMENT CORP | Foreign Entity | AMG CANADA CORP. | SHAREHOLDER | 07/2005 | > 75% |
| AMG/NORTH AMERICA HOLDING CORP. | Domestic Entity | AMG/FAMI INVESTMENT CORP | SHAREHOLDER | 06/2005 | > 75% |
| AFFILIATED MANAGERS GROUP, INC. | Domestic Entity | AMG/NORTH AMERICA HOLDING CORP. | SHAREHOLDER - SERIES A | 06/2005 | > 75% |
| BERRY, JOHN, CHARLES | Individual | – | SENIOR VICE PRESIDENT, DIRECTOR | 01/2009 | 5-10% |
| PILSWORTH, BRYAN, WILFRID | Individual | – | PRESIDENT AND CORPORATE SECRETARY, DIRECTOR | 12/2014 | 5-10% |
| DOMSY, RYAN, JOHN | Individual | – | VICE PRESIDENT, EXECUTIVE COMMITTEE MEMBER | 02/2017 | < 5% |
| WOOLVERTON, KIMBERLEY, ANN | Individual | – | EXECUTIVE VICE PRESIDENT, EXECUTIVE COMMITTEE MEMBER | 05/2018 | < 5% |
| Eapen, Susan | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| Vallipuram, Umesh | Individual | – | DIRECTOR | 08/2021 | < 5% |