BLUEBAY ASSET MANAGEMENT LLP
Adviser information for BLUEBAY ASSET MANAGEMENT LLP last updated from Form ADV on January 26th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | OCTOBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 348 |
|---|---|
| Investment Advisory/Research | 89 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 158 | $58.2B |
| Non-Discretionary | 0 | $0 |
| Total | 158 | $58.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | 11 | $9.4B |
| Investment companies | 9 | $1.2B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 69 | $29.9B |
| Pension and profit sharing plans | 16 | $3.5B |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $1.9B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 6 | $1.5B |
| Sovereign wealth funds and foreign official institutions | <5 | $1.4B |
| Corporations or other businesses | 38 | $8.3B |
| Other | <5 | $1.2B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 96 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPORTFOLIO MANAGEMENT FOR SEPARATELY MANAGED ACCOUNTS |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-61494 |
|---|---|
| SEC ERA File Number | 801-61494 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 122793 |
| Legal Entity Identifier | 0XNERYKNM1SJ16DXK809 |
Principal Office
77 GROSVENOR STREETLONDON
United Kingdom
Monday - Friday, 08:00 - 17:30 GMT
Tel: +44 207 389 3700, Fax: +44 207 389 3499
Chief Compliance Officer
MICHAEL TIMOTHEOU
CHIEF COMPLIANCE OFFICER
77 GROSVENOR STREET
LONDON
United Kingdom
Tel:
+44 207 389 3653
Fax:
+44 207 022 1653
M*********@**********M
(Full email address available in API data)
Regulatory Contact
NIKKI BAREHAM
COMPLIANCE OFFICER
77 GROSVENOR STREET
LONDON
United Kingdom
Tel:
+44 207389 3650
Fax:
+44 20 7022 1653
C*********@**********M
(Full email address available in API data)
Industry Affiliates
| RBC CAPITAL MARKETS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisorFutures commission merchantInsurance company or agencyPension consultant |
| RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ROYAL BANK OF CANADA | Registered security-based swap dealerBanking or thrift institution |
| ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GLOBAL CREDIT ALPHA LONG SHORT (MASTER) FUND LIMITED | Hedge Fund | $433.4M | $0.1M | 61 |
| GLOBAL FUNDS SPC - EMERGING MARKET BLENDED BOND SP | OPEN ENDED DEBT FUND | $0.0M | $0.0M | 0 |
| GLOBAL FUNDS SPC -EMERGING MARKET SELECT BOND SP | Hedge Fund | $159.8M | $0.1M | 3 |
| THE EVENT DRIVEN CREDIT (MASTER) FUND LIMITED | Hedge Fund | $67.6M | $0.1M | 7 |
| THE GLOBAL SOVEREIGN OPPORTUNITIES (MASTER) FUND LIMITED | Hedge Fund | $80.9M | $0.1M | 14 |
| TOTAL RETURN CREDIT SP | OPEN ENDED DEBT FUND | $367.3M | $0.1M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHORNOUS, DANIEL, EDWARD | Individual | – | NON EXECUTIVE MEMBER OF THE BOARD | 12/2010 | < 5% |
| BLUEBAY ASSET MANAGEMENT (SERVICES) LTD | Foreign Entity | – | CORPORATE DESIGNATED MEMBER | 11/2011 | 50-75% |
| DOWDING, MARK, CHARLES | Individual | – | EXECUTIVE BOARD MEMBER, CHIEF INVESTMENT OFFICER AND CO-HEAD OF DEVELOPED MARKETS, PARTNER | 04/2012 | < 5% |
| GERTH, ERICH | Individual | – | EXECUTIVE BOARD MEMBER, CHIEF EXECUTIVE OFFICER, PARTNER | 12/2012 | < 5% |
| PETTIGREW, JAMES, NEILSON | Individual | – | INDEPENDENT NON-EXECUTIVE BOARD MEMBER | 03/2017 | < 5% |
| GUZMAN, DOUGLAS, ANTONY | Individual | – | NON-EXECUTIVE BOARD MEMBER | 03/2016 | < 5% |
| Timotheou, Michael | Individual | – | CHIEF COMPLIANCE OFFICER, PARTNER | 03/2016 | < 5% |
| ROYAL BANK OF CANADA | Foreign Entity | ROYAL BANK HOLDINGS INSTITUTION | SHAREHOLDER | 04/2012 | > 75% |
| WILLIAMS, DAMON, GRANT | Individual | – | NON-EXECUTIVE BOARD MEMBER | 06/2017 | < 5% |
| Bentley, Anna Maria, Josephine Cavanagh | Individual | – | INDEPENDENT NON-EXECUTIVE MEMBER OF THE BOARD | 01/2019 | < 5% |
| Pickering, Anthony, David | Individual | – | HEAD OF GLOBAL SALES, PARTNER | 04/2020 | < 5% |
| Aversa, Sandra, Pia | Individual | – | NON-EXECUTIVE BOARD MEMBER | 08/2019 | < 5% |
| BLUEBAY ASSET MANAGEMENT CORPORATION LTD | Foreign Entity | – | CORPORATE MEMBER | 10/2022 | < 5% |
| BROMLEY, PAUL, FREDERICK | Individual | – | CHIEF OPERATING OFFICER | 01/2022 | < 5% |
| Blua, Jean-Philippe | Individual | – | CHIEF RISK OFFICER | 01/2022 | < 5% |