Hedge Fund Database

WEBSTERROGERS FINANCIAL ADVISORS, LLC

Adviser information for WEBSTERROGERS FINANCIAL ADVISORS, LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location South Carolina, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 731 $345.6M
Non-Discretionary 3 $128,841
Total 734 $345.8M

Clients

Type Number RAUM
Individuals 231 $60.2M
HNW Individuals 71 $254.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 13 $7.4M
Charitable organizations <5 $9.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $14.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-61500
SEC ERA File Number 801-61500
SEC CIK Numbers 1841757
SEC CRD Numbers 121006
Legal Entity Identifier None

Principal Office

1411 SECOND LOOP ROAD
FLORENCE
SC
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 843-665-6321, Fax: 843-656-1101

Websites

www.wrfasc.com

Chief Compliance Officer

DANA M. JONES
CHIEF OPERATING OFFICER
1411 SECOND LOOP ROAD
FLORENCE
SC
United States
Tel: 843-665-5900 EXT 1254
Fax: 843-656-1101
(Full email address available in API data)

Regulatory Contact

AMY F. URQUHART
MANAGING MEMBER, DIRECTOR
1411 SECOND LOOP ROAD
FLORENCE
SC
United States
Tel: 843-665-6321
Fax: 843-656-1101
(Full email address available in API data)

Industry Affiliates

WEBSTERROGERS LLP Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WAY, WESLEY, ALLEN Individual – MEMBER 01/1999 5-10%
FITZSIMMONS, THOMAS, EDWARD Individual – MEMBER 01/2001 5-10%
LEAHEY, JOHN, JOSEPH Individual – MEMBER, DIRECTOR 01/2004 5-10%
WROBEL, ANTHONY, CHESTER Individual – MEMBER 01/1999 5-10%
HOLLADAY, STEPHEN, MYERS Individual – MEMBER 01/2000 5-10%
ROZIER, JAMES, ELWYN Individual – MEMBER 01/1999 < 5%
ADKINS, ELLEN, KYLE HELM Individual – MEMBER 01/2009 5-10%
TALBERT, CHARLES, LANEY Individual – MEMBER 07/2013 < 5%
FISHER, AMY, MARIE Individual – MANAGING MEMBER, DIRECTOR 01/2014 5-10%
TILTON, ROBERT, MARION Individual – MEMBER 01/2015 5-10%
CREECH,JR, BOBBY, RYON Individual – MEMBER, DIRECTOR 01/2000 5-10%
JONES, DANA, MCCUTCHEON Individual – CCO/COO 08/2017 < 5%

No. Employees, Historic

2010020202021202220232024202510 on 3/25/202010 on 3/25/202010 on 5/6/202010 on 5/18/202012 on 3/22/202112 on 3/16/202212 on 3/22/202212 on 3/22/20229 on 3/24/20239 on 5/16/20239 on 7/27/202310 on 3/5/202410 on 3/5/2024

RAUM, Historic

700M350M0202020212022202320242025208143307 on 3/25/2020208143307 on 3/25/2020208143307 on 5/6/2020208143307 on 5/18/2020618268825 on 3/22/2021698090850 on 3/16/2022698090850 on 3/22/2022698090850 on 3/22/2022303163694 on 3/24/2023303163694 on 5/16/2023303163694 on 7/27/2023345752957 on 3/5/2024345752957 on 3/5/2024

No. Clients, Historic

4002000202020212022202320242025247 on 3/25/2020247 on 3/25/2020247 on 5/6/2020247 on 5/18/2020287 on 3/22/2021323 on 3/16/2022323 on 3/22/2022323 on 3/22/2022294 on 3/24/2023294 on 5/16/2023294 on 7/27/2023315 on 3/5/2024315 on 3/5/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 229K 1K –
AMERICAN CENTY ETF TR AVANTIS US SMALL 5M 96K –
AMERICAN CENTY ETF TR US LARGE CAP VLU 19M 304K –
AMERICAN CENTY ETF TR INTERNATIONAL LR 10M 196K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 14M 223K –
AMERICAN CENTY ETF TR AVANTIS SHFXDINC 333K 7K –
AMERICAN CENTY ETF TR CORE MUNI FXD IN 360K 8K –
AMERICAN CENTY ETF TR INTL EQT ETF 13M 206K –
AMERICAN CENTY ETF TR INTL SMCP VLU 598K 9K –
AMERICAN CENTY ETF TR US SML CP VALU 212K 2K –
AMERICAN CENTY ETF TR US EQT ETF 28M 312K –
APPLE INC COM 971K 5K –
BANK AMERICA CORP COM 333K 8K –
CATERPILLAR INC COM 243K 730 –
CHEVRON CORP NEW COM 249K 2K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 291K 11K –
DIMENSIONAL ETF TRUST US EQUITY ETF 3M 58K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 899K 15K –
DIMENSIONAL ETF TRUST US TARGETED VLU 2M 30K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 9M 288K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 2M 44K –
DIMENSIONAL ETF TRUST INTL HIGH PROFIT 14M 532K –
DIMENSIONAL ETF TRUST INTL SMALL CAP E 7M 279K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 13M 404K –
DIMENSIONAL ETF TRUST NATL MUN BD ETF 1M 21K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 523K 21K –
EXXON MOBIL CORP COM 216K 2K –
HANCOCK JOHN PREM DIVID FD COM SH BEN INT 613K 52K –
INNOVATOR ETFS TRUST S&P INVT GRD PFD 2M 86K –
INVESCO QQQ TR UNIT SER 1 2M 4K –
ISHARES TR PFD AND INCM SEC 299K 9K –
ISHARES TR ESG AWR MSCI USA 208K 2K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 2M 27K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 7M 129K –
JOHNSON & JOHNSON COM 249K 2K –
ELI LILLY & CO COM 543K 600 –
MANULIFE FINL CORP COM 320K 12K –
MICROSOFT CORP COM 371K 831 –
NVIDIA CORPORATION COM 225K 2K –
PEPSICO INC COM 233K 1K –
PIMCO ETF TR SHTRM MUN BD ACT 6M 127K –
SPDR SER TR BLOOMBERG INVT 3M 92K –
SCHWAB STRATEGIC TR US REIT ETF 296K 15K –
SCHWAB STRATEGIC TR SHT TM US TRES 858K 18K –
SCHWAB STRATEGIC TR US TIPS ETF 1M 22K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 420K 2K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 1M 4K –
VANGUARD BD INDEX FDS LONG TERM BOND 1M 20K –
VANGUARD BD INDEX FDS INTERMED TERM 1M 14K –
VANGUARD BD INDEX FDS SHORT TRM BOND 3M 43K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 728K 10K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 24K –
VANGUARD BD INDEX FDS VANGUARD ULTRA 7M 143K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 1M 26K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 13M 216K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 4M 52K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 5M 93K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 9M 207K –
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 6M 81K –
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 7M 117K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 4M 45K –
VANGUARD MUN BD FDS TAX EXEMPT BD 6M 122K –
VANGUARD INDEX FDS S&P 500 ETF SHS 10M 19K –
VANGUARD INDEX FDS REAL ESTATE ETF 3M 33K –
VANGUARD INDEX FDS GROWTH ETF 24M 64K –
VANGUARD INDEX FDS SMALL CP ETF 587K 3K –
WASTE MGMT INC DEL COM 217K 1K –
AON PLC SHS CL A 886K 3K –