Hedge Fund Database

WOLF GROUP CAPITAL ADVISORS

RDL FINANCIAL, INC. Legal Name

Adviser information for WOLF GROUP CAPITAL ADVISORS last updated from Form ADV on January 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End JUNE
Legal Location Virginia, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 810 $445.9M
Non-Discretionary 0 $0
Total 810 $445.9M

Clients

Type Number RAUM
Individuals 229 $109.4M
HNW Individuals 122 $336.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 8
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agentAccountant or accounting firm

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 3.6M
Both for Same 0
Portfolio Manager to Program Sponsor
SEPARATE ACCOUNT STRATEGY WRAP PROGRAM WOLF GROUP CAPITAL ADVISORS

Identifiers

SEC RIA File Number 801-61501
SEC ERA File Number 801-61501
SEC CIK Numbers 1579111
SEC CRD Numbers 111647
Legal Entity Identifier 11164

Principal Office

12701 FAIR LAKES CIRCLE
SUITE 220
FAIRFAX
VA
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: (703) 502-9500, Fax: (703) 502-3970

Websites

www.linkedin.com/company/the-wolf-group-pc/ www.twitter.com/thewolfgroup/ www.thewolfgroup.com/ www.wolfgroupcapital.com/ www.facebook.com/thewolfgroup.pc/ www.linkedin.com/company/wolfgroupcapitaladvisors/ www.youtube.com/channel/uchlwjyx4a1trid0w3qvzsmq www.fb.me/wolfgroupcapitaladvisors twitter.com/wolfgroupcap

Chief Compliance Officer

APRIL TURCH
CHIEF COMPLIANCE OFFICER
12701 FAIR LAKES CIRCLE
SUITE 220
FAIRFAX
VA
United States
Tel: (703) 502-9500
Fax: (703) 502-3970
(Full email address available in API data)

Regulatory Contact

ROBERT D. LEN
MANAGING DIRECTOR
12701 FAIR LAKES CIRCLE
SUITE 220
FAIRFAX
VA
United States
Tel: (703) 502-9500
Fax: (703) 502-3970
(Full email address available in API data)

Industry Affiliates

THE WOLF GROUP, PC Accountant or accounting firm
THE WOLF GROUP, PC Accountant or accounting firm
WOLF GROUP BUSINESS SERVICES Accountant or accounting firm
WOLF GROUP BUSINESS SERVICES Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LEN, ROBERT, DAVID Individual – MANAGING DIRECTOR 09/1996 25-50%
WOLF, LEONARD, SCOTT Individual – VICE PRESIDENT 09/1996 25-50%
TURCH, APRIL, LYNN KRAUZ Individual – CHIEF COMPLIANCE OFFICER 07/2019 < 5%
VERRUGGIO, CHARLES, KENT Individual – CHIEF INVESTMENT OFFICER AND SENIOR FINANCIAL ADVISOR 02/2020 10-25%

No. Employees, Historic

105020192020202120222023202420259 on 9/27/20199 on 12/19/20199 on 6/30/20208 on 9/25/20208 on 2/5/20218 on 3/5/20219 on 9/28/20219 on 10/21/20219 on 3/2/20229 on 6/10/20228 on 9/22/20228 on 11/29/20228 on 12/13/20228 on 3/3/20238 on 9/27/20238 on 12/14/20238 on 1/19/2024

RAUM, Historic

500M250M02019202020212022202320242025286302183 on 9/27/2019286302183 on 12/19/2019286302183 on 6/30/2020303867979 on 9/25/2020303867979 on 2/5/2021303867979 on 3/5/2021408635101 on 9/28/2021408635101 on 10/21/2021408635101 on 3/2/2022408635101 on 6/10/2022372810806 on 9/22/2022372810806 on 11/29/2022372810806 on 12/13/2022372810806 on 3/3/2023445914061 on 9/27/2023445914061 on 12/14/2023445914061 on 1/19/2024

No. Clients, Historic

40020002019202020212022202320242025262 on 9/27/2019262 on 12/19/2019262 on 6/30/2020273 on 9/25/2020273 on 2/5/2021273 on 3/5/2021301 on 9/28/2021301 on 10/21/2021301 on 3/2/2022301 on 6/10/2022337 on 9/22/2022337 on 11/29/2022337 on 12/13/2022337 on 3/3/2023351 on 9/27/2023351 on 12/14/2023351 on 1/19/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 206K 2K –
ACCENTURE PLC IRELAND SHS CLASS A 3M 10K –
AIR PRODS & CHEMS INC COM 1M 5K –
ALLISON TRANSMISSION HLDGS I COM 1M 13K –
ALLSTATE CORP COM 253K 2K –
ALPHABET INC CAP STK CL A 4M 20K –
ALPHABET INC CAP STK CL C 345K 2K –
AMAZON COM INC COM 3M 14K –
AMERICAN EXPRESS CO COM 2M 10K –
AMPLIFY ETF TR AMPLIFY MOBILE P 473K 10K –
APPLE INC COM 9M 44K –
ASML HOLDING N V N Y REGISTRY SHS 340K 332 –
BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 101K 10K –
BANK AMERICA CORP COM 214K 5K –
BANK NEW YORK MELLON CORP COM 2M 30K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 6M 14K –
BLACKROCK INC COM 650K 826 –
BOEING CO COM 394K 2K –
BOSTON SCIENTIFIC CORP COM 2M 22K –
BRISTOL-MYERS SQUIBB CO COM 1M 25K –
BROADCOM INC COM 4M 2K –
CACI INTL INC CL A 2M 4K –
CARLYLE GROUP INC COM 2M 43K –
CENCORA INC COM 2M 8K –
CHUBB LIMITED COM 1M 5K –
CISCO SYS INC COM 344K 7K –
COMCAST CORP NEW CL A 212K 5K –
CROWDSTRIKE HLDGS INC CL A 208K 544 –
D R HORTON INC COM 2M 12K –
DEERE & CO COM 229K 612 –
DISNEY WALT CO COM 1M 10K –
EA SERIES TRUST BURNEY US FCTR 3M 72K –
EBAY INC. COM 853K 16K –
ELECTRONIC ARTS INC COM 2M 13K –
ELI LILLY & CO COM 3M 3K –
EMERSON ELEC CO COM 2M 20K –
ENCOMPASS HEALTH CORP COM 842K 10K –
EXXON MOBIL CORP COM 218K 2K –
FACTSET RESH SYS INC COM 1M 3K –
FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 9M 366K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 5M 86K –
FISERV INC COM 2M 12K –
GILEAD SCIENCES INC COM 3M 41K –
GLOBAL X FDS 1-3 MONTH T-BILL 583K 6K –
GLOBAL X FDS AUTONMOUS EV ETF 557K 24K –
GLOBAL X FDS VDEO GAM ESPRT 393K 18K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 1M 11K –
GROUP 1 AUTOMOTIVE INC COM 2M 7K –
HARBOR ETF TRUST LONG TERM GROWER 397K 16K –
HARTFORD FDS EXCHANGE TRADED TOTAL RTRN ETF 809K 24K –
HCA HEALTHCARE INC COM 3M 8K –
HOME DEPOT INC COM 2M 7K –
INDEXIQ ETF TR HEDGE MLTI ETF 3M 83K –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 15M 327K –
INVESCO QQQ TR UNIT SER 1 285K 594 –
ISHARES INC MSCI EURZONE ETF 459K 9K –
ISHARES TR CORE S&P MCP ETF 4M 61K –
ISHARES TR CORE S&P SCP ETF 3M 31K –
ISHARES TR CORE US AGGBD ET 3M 27K –
ISHARES TR GENOMICS IMMUN 404K 17K –
ISHARES TR IBONDS 24 TRM TS 2M 101K –
ISHARES TR IBONDS DEC24 ETF 5M 187K –
ISHARES TR IBONDS DEC25 ETF 210K 8K –
ISHARES TR JPMORGAN USD EMG 1M 13K –
ISHARES TR MRGSTR MD CP GRW 5M 71K –
ISHARES TR MSCI ACWI ETF 2M 18K –
ISHARES TR MSCI ACWI EXUS 12M 361K –
ISHARES TR MSCI EAFE ETF 2M 26K –
ISHARES TR MSCI USA MIN VOL 217K 3K –
ISHARES TR MSCI USA VALUE 9M 90K –
ISHARES TR ROBOTICS ARTIF 420K 13K –
ISHARES TR RUS 1000 ETF 875K 3K –
ISHARES TR RUS 2000 VAL ETF 2M 11K –
ISHARES TR RUS MD CP GR ETF 846K 8K –
ISHARES TR RUS TP200 GR ETF 7M 35K –
ISHARES U S ETF TR BLOOMBERG ROLL 2M 46K –
J P MORGAN EXCHANGE TRADED F BETABUILDERS USD 2M 34K –
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 1M 24K –
J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 2M 33K –
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 285K 5K –
JOHN HANCOCK EXCHANGE TRADED MULTIFACTR SML 291K 8K –
JOHNSON & JOHNSON COM 2M 17K –
JPMORGAN CHASE & CO. COM 337K 2K –
MASTERCARD INCORPORATED CL A 4M 9K –
MCGRATH RENTCORP COM 2M 14K –
MERCK & CO INC COM 2M 18K –
META PLATFORMS INC CL A 957K 2K –
MICROSOFT CORP COM 3M 7K –
NOVO-NORDISK A S ADR 309K 2K –
NVIDIA CORPORATION COM 4M 29K –
OLLIES BARGAIN OUTLET HLDGS COM 986K 10K –
OMNICOM GROUP INC COM 2M 19K –
ORACLE CORP COM 215K 2K –
OSHKOSH CORP COM 1M 11K –
PACCAR INC COM 1M 14K –
PARKER-HANNIFIN CORP COM 2M 4K –
PFIZER INC COM 211K 8K –
PIMCO ETF TR ACTIVE BD ETF 680K 7K –
PROCTER AND GAMBLE CO COM 2M 11K –
QUALCOMM INC COM 868K 4K –
SALESFORCE INC COM 2M 7K –
SCHWAB CHARLES CORP COM 1M 14K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 4M 103K –
SEALED AIR CORP NEW COM 1M 32K –
SELECT SECTOR SPDR TR TECHNOLOGY 642K 3K –
SNAP ON INC COM 205K 785 –
SPDR GOLD TR GOLD SHS 363K 2K –
SPDR SER TR PRTFLO S&P500 VL 318K 7K –
SPDR SER TR RUSSELL LOW VOL 8M 64K –
SYSCO CORP COM 2M 21K –
TESLA INC COM 577K 3K –
TEXAS INSTRS INC COM 3M 14K –
T-MOBILE US INC COM 1M 7K –
UNITED RENTALS INC COM 2M 3K –
UNITEDHEALTH GROUP INC COM 299K 587 –
VANGUARD INDEX FDS GROWTH ETF 794K 2K –
VANGUARD INDEX FDS S&P 500 ETF SHS 523K 1K –
VANGUARD INDEX FDS SM CP VAL ETF 230K 1K –
VANGUARD INDEX FDS VALUE ETF 6M 38K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 5M 83K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 212K 3K –
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 250K 3K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 2M 20K –
VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 817K 4K –
VISA INC COM CL A 5M 17K –
WALMART INC COM 245K 4K –
WISDOMTREE TR CLOUD COMPUTNG 371K 12K –