IMC ADVISORS, LLC
Adviser information for IMC ADVISORS, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 89 | $334.3M |
| Non-Discretionary | 13 | $113.9M |
| Total | 102 | $448.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 16 | $8.6M |
| HNW Individuals | 86 | $439.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-61509 |
|---|---|
| SEC ERA File Number | 801-61509 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111537 |
| Legal Entity Identifier | None |
Principal Office
540 PLAZA DRIVE, SUITE LCOLUMBUS
IN
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 812-376-3331, Fax: 855-376-3331
Websites
Chief Compliance Officer
JODY ALLEN LITTRELL
SENIOR VICE PRESIDENT
540 PLAZA DRIVE, SUITE L
COLUMBUS
IN
United States
Tel:
812-376-3339
Fax:
855-376-3331
J************@**************M
(Full email address available in API data)
Regulatory Contact
DONALD LOUIS MICHAEL
PRESIDENT
540 PLAZA DRIVE, SUITE L
COLUMBUS
IN
United States
Tel:
812-376-3331
Fax:
855-376-3331
D**********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MICHAEL, DONALD, LOUIS | Individual | – | MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER | 07/2001 | > 75% |
| LITTRELL, JODY, ALLEN | Individual | – | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL AND LEGAL OFFICER | 03/2019 | < 5% |