ICAPITAL, LLC
Adviser information for ICAPITAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 536 | $1.1B |
| Non-Discretionary | 4 | $280,320 |
| Total | 540 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 13 | $40.7M |
| HNW Individuals | 57 | $140.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 34 | $942.2M |
| Charitable organizations | <5 | $507,035 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesINVESTMENT MANAGEMENT FOR QUALIFIED PLANS |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-61527 |
|---|---|
| SEC ERA File Number | 801-61527 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 122816 |
| Legal Entity Identifier | None |
Principal Office
62 PLYMPTON STREETBOSTON
MA
United States
Monday - Friday, 9:00AM-4:30PM
Tel: (617)542-8700, Fax: (617)542-8707
Chief Compliance Officer
KATIE UMILE
CEO
62 PLYMPTON STREET
BOSTON
MA
United States
Tel:
617-542-8700
Fax:
617-542-8707
K*****@*********S
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| UMILE, KATIE, ANN | Individual | – | CEO/MANAGER/CHIEF COMPLIANCE OFFICER | 08/2002 | > 75% |
| UMILE, RICHARD, C | Individual | – | MEMBER | 03/2003 | 10-25% |
| UMILE, ROSEMARY | Individual | – | MEMBER | 04/2007 | 10-25% |