Hedge Fund Database

SAGE FINANCIAL GROUP INC.

Adviser information for SAGE FINANCIAL GROUP INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 27
Investment Advisory/Research 21
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 22
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,704 $2.9B
Non-Discretionary 213 $280.9M
Total 3,917 $3.2B

Clients

Type Number RAUM
Individuals 321 $129.0M
HNW Individuals 666 $2.9B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 5 $94.7M
Pension and profit sharing plans <5 $16.5M
Charitable organizations 6 $45.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-61553
SEC ERA File Number 801-61553
SEC CIK Numbers 882119
SEC CRD Numbers 116574
Legal Entity Identifier None

Principal Office

FIVE TOWER BRIDGE
300 BARR HARBOR DRIVE, SUITE 200
WEST CONSHOHOCKEN
PA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 484-342-4400, Fax: 484-537-0550

Websites

www.sagefinancial.com www.linkedin.com/company/70394

Chief Compliance Officer

JOHN J. SION
PRINCIPAL
FIVE TOWER BRIDGE
300 BARR HARBOR DRIVE, SUITE 200
WEST CONSHOHOCKEN
PA
United States
Tel: 484-342-4400
Fax: 484-537-0550
(Full email address available in API data)

Regulatory Contact

ALAN COHN
CO-PRESIDENT
FIVE TOWER BRIDGE
300 BARR HARBOR DRIVE, SUITE 200
W. CONSHOHOCKEN
PA
United States
Tel: 484-342-4400
Fax: 484-537-0550
(Full email address available in API data)

Industry Affiliates

COHN MANAGEMENT GROUP, LLC Sponsor, GP, manager of pooled investment vehicles
SAGE GOLDSTEIN INVESTORS, LLC Sponsor, GP, manager of pooled investment vehicles
SAGE REAL ESTATE GROUP II, LLC Sponsor, GP, manager of pooled investment vehicles
TOWER BRIDGE LAW, LLC Lawyer or law firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SAGE QUALIFIED OPPORTUNITY FUND I, L.P. Real Estate Fund $10.6M $0.1M 97
SAGE REAL ESTATE FUND IV, L.P. Real Estate Fund $18.1M $0.1M 87
SAGE REAL ESTATE FUND V, L.P. Real Estate Fund $10.6M $0.1M 180
SAGE REAL ESTATE FUND VI, L.P. Real Estate Fund $22.9M $0.1M 150
SAGE REAL ESTATE FUND VII, L.P. Real Estate Fund $32.4M $0.1M 172

Control Persons

Name Type Entity Title Since Ownership
COHN, ALAN, JEFFREY Individual – CO-PRESIDENT, CFO, CIO, DIRECTOR 10/1991 25-50%
COHN, STEPHEN, LEONARD Individual – CO-PRESIDENT, COO, DIRECTOR 10/1991 25-50%
SION, JOHN, JAMES Individual – CHIEF COMPLIANCE OFFICER, PARTNER 01/2007 5-10%
BEDNOFF, MITCHELL, EVAN Individual – VICE PRESIDENT, PARTNER 01/2007 5-10%

No. Employees, Historic

30150201920202021202220232024202522 on 7/1/201922 on 10/14/201922 on 3/16/202022 on 5/4/202022 on 6/18/202022 on 7/20/202022 on 9/17/202024 on 3/15/202124 on 5/17/202124 on 10/25/202126 on 3/28/202226 on 4/25/202226 on 5/12/202226 on 7/14/202226 on 11/1/202227 on 3/23/202327 on 5/9/202327 on 7/18/202327 on 11/7/202327 on 3/6/202427 on 3/26/2024

RAUM, Historic

4B2B020192020202120222023202420251838268724 on 7/1/20191838268724 on 10/14/20192195381266 on 3/16/20202195381266 on 5/4/20202195381266 on 6/18/20202195381266 on 7/20/20202195381266 on 9/17/20202557400497 on 3/15/20212557400497 on 5/17/20212557400497 on 10/25/20213015929198 on 3/28/20223015929198 on 4/25/20223015929198 on 5/12/20223015929198 on 7/14/20223015929198 on 11/1/20222701612545 on 3/23/20232701612545 on 5/9/20232701612545 on 7/18/20232701612545 on 11/7/20232701612545 on 3/6/20243213483087 on 3/26/2024

No. Clients, Historic

1,00050002019202020212022202320242025731 on 7/1/2019731 on 10/14/2019752 on 3/16/2020752 on 5/4/2020752 on 6/18/2020752 on 7/20/2020752 on 9/17/2020790 on 3/15/2021790 on 5/17/2021790 on 10/25/2021854 on 3/28/2022854 on 4/25/2022854 on 5/12/2022854 on 7/14/2022854 on 11/1/2022902 on 3/23/2023902 on 5/9/2023902 on 7/18/2023902 on 11/7/2023902 on 3/6/2024998 on 3/26/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
APPLE INC COM 206K 977 –
DIMENSIONAL ETF TRUST WORLD EX US CORE 299K 12K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 480K 11K –
GOLDMAN SACHS ETF TR JUST US LRG CP 3M 40K –
INVESCO EXCH TRADED FD TR II SR LN ETF 4M 198K –
INVESCO QQQ TR UNIT SER 1 666K 1K –
ISHARES INC CORE MSCI EMKT 551K 10K –
ISHARES INC ESG AWR MSCI EM 422K 13K –
ISHARES INC MSCI EMRG CHN 392K 7K –
ISHARES TR 3 7 YR TREAS BD 2M 20K –
ISHARES TR CORE HIGH DV ETF 872K 8K –
ISHARES TR CORE MSCI TOTAL 1M 20K –
ISHARES TR CORE S&P MCP ETF 72M 1M –
ISHARES TR CORE S&P SCP ETF 52M 487K –
ISHARES TR CORE S&P TTL STK 2M 18K –
ISHARES TR CORE S&P500 ETF 3M 6K –
ISHARES TR CORE US AGGBD ET 1M 15K –
ISHARES TR EAFE GRWTH ETF 714K 7K –
ISHARES TR EAFE VALUE ETF 1M 24K –
ISHARES TR ESG AW MSCI EAFE 494K 6K –
ISHARES TR ESG AWARE MSCI 2M 43K –
ISHARES TR ESG AWR MSCI USA 274K 2K –
ISHARES TR ESG SCRD S&P MID 975K 25K –
ISHARES TR GL CLEAN ENE ETF 232K 17K –
ISHARES TR GLB INFRASTR ETF 4M 78K –
ISHARES TR GRWT ALLOCAT ETF 787K 14K –
ISHARES TR ISHS 1-5YR INVS 2M 34K –
ISHARES TR JPMORGAN USD EMG 2M 20K –
ISHARES TR MRGSTR MD CP GRW 223K 3K –
ISHARES TR MRGSTR MD CP VAL 526K 7K –
ISHARES TR MSCI ACWI EX US 4M 68K –
ISHARES TR MSCI EAFE ETF 461K 6K –
ISHARES TR MSCI KLD400 SOC 2M 17K –
ISHARES TR MSCI USA ESG SLC 488K 4K –
ISHARES TR MSCI USA MIN VOL 386K 5K –
ISHARES TR NATIONAL MUN ETF 335K 3K –
ISHARES TR RUS 1000 ETF 2M 7K –
ISHARES TR RUS 1000 GRW ETF 11M 29K –
ISHARES TR RUS 1000 VAL ETF 4M 24K –
ISHARES TR RUS 2000 GRW ETF 311K 1K –
ISHARES TR RUS 2000 VAL ETF 488K 3K –
ISHARES TR RUS MD CP GR ETF 2M 17K –
ISHARES TR RUS MDCP VAL ETF 3M 26K –
ISHARES TR RUSSELL 2000 ETF 467K 2K –
ISHARES TR S&P 500 GRWT ETF 515K 6K –
ISHARES TR S&P 500 VAL ETF 228K 1K –
ISHARES TR S&P MC 400GR ETF 269K 3K –
ISHARES TR S&P MC 400VL ETF 352K 3K –
ISHARES TR SP SMCP600VL ETF 431K 4K –
ISHARES TR TIPS BD ETF 4M 35K –
ISHARES TR U.S. REAL ES ETF 249K 3K –
ISHARES TR US REGNL BKS ETF 405K 10K –
J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 257K 5K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 2M 31K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 620K 12K –
JOHNSON & JOHNSON COM 269K 2K –
MICROSOFT CORP COM 236K 527 –
NUSHARES ETF TR NUVEEN ESG LRGCP 647K 8K –
NUSHARES ETF TR NUVEEN ESG LRGVL 712K 19K –
NUSHARES ETF TR NUVEEN ESG SMLCP 275K 7K –
NVIDIA CORPORATION COM 321K 3K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 268K 10K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 823K 12K –
SCHWAB STRATEGIC TR INTL EQTY ETF 246K 6K –
SCHWAB STRATEGIC TR US BRD MKT ETF 425K 7K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 833K 11K –
SCHWAB STRATEGIC TR US LCAP GR ETF 14M 137K –
SCHWAB STRATEGIC TR US LCAP VA ETF 20M 274K –
SCHWAB STRATEGIC TR US LRG CAP ETF 538M 8M –
SCHWAB STRATEGIC TR US MID-CAP ETF 21M 273K –
SCHWAB STRATEGIC TR US SML CAP ETF 16M 340K –
SCHWAB STRATEGIC TR US TIPS ETF 13M 256K –
SPDR DOW JONES INDL AVERAGE UT SER 1 293K 750 –
SPDR GOLD TR GOLD SHS 347K 2K –
SPDR INDEX SHS FDS MSCI ACWI EXUS 730K 26K –
SPDR INDEX SHS FDS S&P GBLINF ETF 483K 9K –
SPDR S&P 500 ETF TR TR UNIT 4M 7K –
SPDR SER TR NUVEEN BLMBRG MU 7M 148K –
SPDR SER TR S&P 400 MDCP GRW 2M 22K –
SPDR SER TR S&P 400 MDCP VAL 6M 80K –
SPDR SER TR S&P 600 SMCP GRW 2M 24K –
SPDR SER TR S&P 600 SMCP VAL 12M 158K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 758K 11K –
VANGUARD INDEX FDS GROWTH ETF 63M 169K –
VANGUARD INDEX FDS LARGE CAP ETF 28M 112K –
VANGUARD INDEX FDS MCAP GR IDXVIP 8M 35K –
VANGUARD INDEX FDS MCAP VL IDXVIP 16M 108K –
VANGUARD INDEX FDS MID CAP ETF 8M 34K –
VANGUARD INDEX FDS REAL ESTATE ETF 11M 127K –
VANGUARD INDEX FDS S&P 500 ETF SHS 29M 58K –
VANGUARD INDEX FDS SM CP VAL ETF 8M 42K –
VANGUARD INDEX FDS SMALL CP ETF 5M 21K –
VANGUARD INDEX FDS SML CP GRW ETF 15M 62K –
VANGUARD INDEX FDS TOTAL STK MKT 4M 17K –
VANGUARD INDEX FDS VALUE ETF 56M 347K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 29M 492K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 10M 236K –
VANGUARD SCOTTSDALE FDS TOTAL WLD BD ETF 397K 6K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 344K 2K –
VANGUARD STAR FDS VG TL INTL STK F 436K 7K –
VANGUARD WHITEHALL FDS EM MK GOV BD ETF 315K 5K –